NVIDIA insider files Form 144 to sell 40,000 shares through UBS

Rhea-AI Filing Summary

Form 144 notice for NVDA shows a proposed sale of 40,000 shares of common stock through UBS Financial Services Inc with an aggregate market value of $7,105,600. The form lists the seller's acquired shares originated from equity compensation on specific dates: 03/15/2017 (33,400 shares), 03/20/2019 (100 shares), 11/15/2023 (3,250 shares) and 05/15/2024 (3,250 shares). The filing reports 24,300,000,000 shares outstanding and indicates no securities sold in the past three months by the reporting person. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Proposed sale fully detailed including broker name (UBS) and aggregate market value ($7,105,600)
• Acquisition history disclosed showing securities were received as equity compensation on specific dates
• No reported sales in past three months, which simplifies Rule 144 aggregation considerations

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 sale notice: identifiable broker, size and acquisition history disclosed, no recent sales reported.

The filing presents a standard Form 144 disclosure identifying the broker, the exact number of shares proposed for sale and the aggregate market value. It details the provenance of the securities as equity compensation across multiple grant dates, which supports compliance with Rule 144 transferability conditions. The absence of reported sales in the prior three months simplifies aggregation calculations under the rule. This filing is procedural and informational rather than a corporate operational event.

Corporate Governance Specialist

TL;DR: Administrative disclosure with no company-level governance changes or material new information about the issuer.

The document is limited to a proposed insider sale and does not disclose any corporate actions, executive departures, or financial results. It affirms the seller's representation about lack of undisclosed material adverse information, as required. From a governance perspective, this is a routine insider liquidity event that does not, by itself, signal a change in issuer governance or operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	40000	7105600	24300000000	09/19/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Equity Stock	05/15/2024	Equity Compensation	Persis Drell			3250	05/15/2024	Compensation
Equity Stock	11/15/2023	Equity Compensation	Persis Drell			3250	11/15/2023	Compensation
Equity Stock	03/20/2019	Equity Compensation	Persis Drell			100	03/20/2019	Compensation
Equity Stock	03/15/2017	Equity Compensation	Persis Drell			33400	03/15/2017	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many NVDA shares are proposed for sale on this Form 144?

The notice proposes sale of 40,000 common shares with an aggregate market value of $7,105,600.

Which broker is handling the proposed NVDA sale?

The broker listed is UBS Financial Services Inc, 1000 Harbor Blvd, Weehawken NJ.

What is the origin of the shares being sold under this NVDA Form 144?

All listed shares were acquired as equity compensation on dates 03/15/2017, 03/20/2019, 11/15/2023 and 05/15/2024.

Were any NVDA securities sold by the reporting person in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

How many NVDA shares outstanding does the Form 144 report?

The form reports 24,300,000,000 shares outstanding.