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[Form 4] Nvidia Corp Insider Trading Activity

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Form Type
4
Rhea-AI Filing Summary

Rocket Lab Corporation (RKLB) – Form 4 insider transaction

On 2 July 2025, Khosla Ventures V, L.P. ("KV V") and its affiliated entities filed a Form 4 reporting an internal, non-cash reallocation of Rocket Lab common shares. KV V distributed 2,000,000 shares pro-rata to its limited and general partners under transaction code “J” (other, no consideration). The filing confirms:

  • After the distribution, KV V’s indirect ownership stands at 19,323,617 shares.
  • 747,699 shares of the distributed amount were received by Khosla Ventures Associates V, LLC ("KVA V"). KVA V subsequently passed all of those shares to its members.
  • VK Services, LLC, an entity controlled by Vinod Khosla, received 487,789 shares and is now the record owner of 30,146,841 shares.
  • No cash changed hands; the stated price is $0.00.
  • The reporting persons—KV V, KVA V, VK Services, and Vinod Khosla—each continue to be classified as 10% beneficial owners of Rocket Lab.

The transaction reflects an internal capital account distribution rather than an open-market sale or purchase, and therefore does not directly alter Rocket Lab’s outstanding share count or bring immediate cash proceeds to any party. All parties expressly disclaim beneficial ownership beyond their pecuniary interest.

Additional note: On 23 May 2025, Rocket Lab Corporation became the parent holding company of Rocket Lab USA, Inc. via merger; this Form 4 relates to the parent entity.

Rocket Lab Corporation (RKLB) – Transazione interna Form 4

Il 2 luglio 2025, Khosla Ventures V, L.P. ("KV V") e le sue entità affiliate hanno presentato un modulo Form 4 per segnalare una riallocazione interna non monetaria di azioni ordinarie Rocket Lab. KV V ha distribuito 2.000.000 di azioni in modo proporzionale ai suoi soci accomandanti e soci accomandatari con il codice transazione “J” (altro, senza corrispettivo). La dichiarazione conferma:

  • Dopo la distribuzione, la proprietà indiretta di KV V ammonta a 19.323.617 azioni.
  • 747.699 azioni della quota distribuita sono state ricevute da Khosla Ventures Associates V, LLC ("KVA V"), che ha poi trasferito tutte queste azioni ai suoi membri.
  • VK Services, LLC, entità controllata da Vinod Khosla, ha ricevuto 487.789 azioni ed è ora il proprietario registrato di 30.146.841 azioni.
  • Non è avvenuto alcuno scambio di denaro; il prezzo dichiarato è di $0,00.
  • Le persone segnalanti—KV V, KVA V, VK Services e Vinod Khosla—continuano a essere classificate come proprietari beneficiari del 10% di Rocket Lab.

La transazione rappresenta una distribuzione interna di capitale e non una vendita o acquisto sul mercato aperto; pertanto, non modifica direttamente il numero di azioni in circolazione di Rocket Lab né genera proventi immediati in denaro per le parti coinvolte. Tutte le parti dichiarano esplicitamente di non detenere la proprietà beneficiaria oltre il loro interesse patrimoniale.

Nota aggiuntiva: Il 23 maggio 2025, Rocket Lab Corporation è diventata la società madre di Rocket Lab USA, Inc. tramite fusione; questo Form 4 si riferisce all'entità madre.

Rocket Lab Corporation (RKLB) – Transacción interna Formulario 4

El 2 de julio de 2025, Khosla Ventures V, L.P. ("KV V") y sus entidades afiliadas presentaron un Formulario 4 para reportar una reasignación interna no monetaria de acciones ordinarias de Rocket Lab. KV V distribuyó 2.000.000 acciones prorrateadas a sus socios limitados y generales bajo el código de transacción “J” (otro, sin contraprestación). La presentación confirma:

  • Después de la distribución, la propiedad indirecta de KV V es de 19.323.617 acciones.
  • 747.699 acciones del monto distribuido fueron recibidas por Khosla Ventures Associates V, LLC ("KVA V"), que posteriormente transfirió todas esas acciones a sus miembros.
  • VK Services, LLC, entidad controlada por Vinod Khosla, recibió 487.789 acciones y ahora es el propietario registrado de 30.146.841 acciones.
  • No hubo intercambio de efectivo; el precio declarado es $0.00.
  • Las personas que reportan —KV V, KVA V, VK Services y Vinod Khosla— continúan clasificadas como propietarios beneficiarios del 10% de Rocket Lab.

La transacción refleja una distribución interna de cuenta de capital y no una venta o compra en mercado abierto; por lo tanto, no altera directamente el número de acciones en circulación de Rocket Lab ni genera ingresos inmediatos en efectivo para ninguna parte. Todas las partes renuncian expresamente a la propiedad beneficiaria más allá de su interés pecuniario.

Nota adicional: El 23 de mayo de 2025, Rocket Lab Corporation se convirtió en la empresa matriz de Rocket Lab USA, Inc. mediante fusión; este Formulario 4 se refiere a la entidad matriz.

Rocket Lab Corporation (RKLB) – Form 4 내부자 거래

2025년 7월 2일, Khosla Ventures V, L.P. ("KV V") 및 그 계열사들이 Rocket Lab 보통주에 대한 내부 비현금 재배분을 보고하는 Form 4를 제출했습니다. KV V는 거래 코드 “J” (기타, 대가 없음)에 따라 제한적 및 일반 파트너에게 2,000,000주를 비례 배분했습니다. 제출 내용은 다음과 같습니다:

  • 배분 후 KV V의 간접 소유 주식 수는 19,323,617주입니다.
  • 배분된 주식 중 747,699주는 Khosla Ventures Associates V, LLC ("KVA V")가 받았으며, KVA V는 이 주식을 모두 구성원들에게 이전했습니다.
  • Vinod Khosla가 통제하는 VK Services, LLC는 487,789주를 받았으며 현재 30,146,841주의 명의상 소유자입니다.
  • 현금 거래는 없었으며, 명시된 가격은 $0.00입니다.
  • 보고자들인 KV V, KVA V, VK Services 및 Vinod Khosla는 모두 Rocket Lab의 10% 이상 지분 보유자로 계속 분류됩니다.

이 거래는 공개 시장에서의 매매가 아닌 내부 자본 계정 배분을 반영하며, Rocket Lab의 발행 주식 수를 직접 변경하거나 즉각적인 현금 수익을 발생시키지 않습니다. 모든 당사자는 경제적 이익을 넘어선 실질적 소유권을 부인합니다.

추가 참고: 2025년 5월 23일, Rocket Lab Corporation은 합병을 통해 Rocket Lab USA, Inc.의 모회사로 전환되었으며, 이 Form 4는 모회사에 관한 것입니다.

Rocket Lab Corporation (RKLB) – Transaction interne Formulaire 4

Le 2 juillet 2025, Khosla Ventures V, L.P. (« KV V ») et ses entités affiliées ont déposé un Formulaire 4 signalant une réallocation interne non monétaire d’actions ordinaires de Rocket Lab. KV V a distribué 2 000 000 d’actions au prorata à ses associés commanditaires et commandités selon le code de transaction « J » (autre, sans contrepartie). Le dépôt confirme :

  • Après la distribution, la propriété indirecte de KV V s’élève à 19 323 617 actions.
  • 747 699 actions de la quantité distribuée ont été reçues par Khosla Ventures Associates V, LLC (« KVA V »), qui a ensuite transféré toutes ces actions à ses membres.
  • VK Services, LLC, entité contrôlée par Vinod Khosla, a reçu 487 789 actions et est désormais le propriétaire inscrit de 30 146 841 actions.
  • Aucun échange d’argent n’a eu lieu ; le prix indiqué est de 0,00 $.
  • Les personnes déclarantes — KV V, KVA V, VK Services et Vinod Khosla — restent chacune classées comme détenteurs bénéficiaires de 10 % de Rocket Lab.

Cette transaction reflète une distribution interne de compte de capital plutôt qu’une vente ou un achat sur le marché ouvert, et n’altère donc pas directement le nombre d’actions en circulation de Rocket Lab ni n’apporte de liquidités immédiates à une partie. Toutes les parties déclinent expressément toute propriété bénéficiaire au-delà de leur intérêt pécuniaire.

Note supplémentaire : Le 23 mai 2025, Rocket Lab Corporation est devenue la société mère de Rocket Lab USA, Inc. par fusion ; ce Formulaire 4 concerne l’entité mère.

Rocket Lab Corporation (RKLB) – Form 4 Insider-Transaktion

Am 2. Juli 2025 reichten Khosla Ventures V, L.P. ("KV V") und verbundene Unternehmen ein Form 4 ein, das eine interne, nicht monetäre Umverteilung von Rocket Lab Stammaktien meldet. KV V verteilte 2.000.000 Aktien anteilig an seine Kommandit- und Komplementärpartner unter dem Transaktionscode „J“ (sonstiges, ohne Gegenleistung). Die Meldung bestätigt:

  • Nach der Verteilung hält KV V indirekt 19.323.617 Aktien.
  • 747.699 Aktien der verteilten Menge gingen an Khosla Ventures Associates V, LLC ("KVA V"), die diese Aktien anschließend an ihre Mitglieder weitergab.
  • VK Services, LLC, eine von Vinod Khosla kontrollierte Einheit, erhielt 487.789 Aktien und ist nun eingetragener Eigentümer von 30.146.841 Aktien.
  • Es fand kein Geldfluss statt; der angegebene Preis beträgt $0,00.
  • Die meldenden Personen – KV V, KVA V, VK Services und Vinod Khosla – bleiben jeweils als 10%-ige wirtschaftliche Eigentümer von Rocket Lab eingestuft.

Die Transaktion stellt eine interne Kapitalverteilung dar und ist kein Verkauf oder Kauf am offenen Markt. Daher verändert sie nicht direkt die ausstehenden Aktien von Rocket Lab und bringt keinen sofortigen Barmittelzufluss für eine Partei. Alle Beteiligten weisen ausdrücklich darauf hin, dass sie keine wirtschaftlichen Eigentumsrechte über ihr finanzielles Interesse hinaus beanspruchen.

Zusätzliche Anmerkung: Am 23. Mai 2025 wurde Rocket Lab Corporation durch Fusion zur Muttergesellschaft von Rocket Lab USA, Inc.; dieses Form 4 bezieht sich auf die Muttergesellschaft.

Positive
  • No cash sale: the 2 M-share distribution occurred at $0.00, indicating insiders are not liquidating holdings on the open market.
  • Continued >10% ownership: Khosla-affiliated entities still hold a significant stake, suggesting sustained insider alignment.
Negative
  • Reduced direct position: KV V’s record ownership declines by 2 M shares, potentially allowing future individual partner dispositions outside the fund’s control.

Insights

TL;DR: Internal, no-cash distribution of 2 M RKLB shares; ownership stays within Khosla entities—neutral market impact.

The filing documents a pro-rata distribution from KV V to its partners, shifting 2 million shares but keeping them under the collective control of Khosla-managed vehicles. Since the transaction code is “J” and price is $0.00, it signals neither an open-market sale nor a liquidity-seeking event. KV V’s direct stake drops, yet VK Services now records 30.1 million shares, maintaining the group’s >10% insider position. Absent any sale, dilution, or purchase, the event is operationally neutral for Rocket Lab and should not affect the float or cash flows at this stage.

TL;DR: Ownership re-papered among Khosla entities; disclosure maintains compliance, no strategic signal.

Form 4 demonstrates proper Section 16 reporting of an internal capital distribution, underscoring adherence to insider-trading rules post-May holding-company merger. Control remains consolidated under Vinod Khosla’s umbrella (KV V → KVA V → VK Services). Because the parties expressly disclaim broader beneficial ownership and no new external holders emerge, governance dynamics at Rocket Lab remain unchanged. The filing is routine and not materially impactful for shareholder voting power or board influence.

Rocket Lab Corporation (RKLB) – Transazione interna Form 4

Il 2 luglio 2025, Khosla Ventures V, L.P. ("KV V") e le sue entità affiliate hanno presentato un modulo Form 4 per segnalare una riallocazione interna non monetaria di azioni ordinarie Rocket Lab. KV V ha distribuito 2.000.000 di azioni in modo proporzionale ai suoi soci accomandanti e soci accomandatari con il codice transazione “J” (altro, senza corrispettivo). La dichiarazione conferma:

  • Dopo la distribuzione, la proprietà indiretta di KV V ammonta a 19.323.617 azioni.
  • 747.699 azioni della quota distribuita sono state ricevute da Khosla Ventures Associates V, LLC ("KVA V"), che ha poi trasferito tutte queste azioni ai suoi membri.
  • VK Services, LLC, entità controllata da Vinod Khosla, ha ricevuto 487.789 azioni ed è ora il proprietario registrato di 30.146.841 azioni.
  • Non è avvenuto alcuno scambio di denaro; il prezzo dichiarato è di $0,00.
  • Le persone segnalanti—KV V, KVA V, VK Services e Vinod Khosla—continuano a essere classificate come proprietari beneficiari del 10% di Rocket Lab.

La transazione rappresenta una distribuzione interna di capitale e non una vendita o acquisto sul mercato aperto; pertanto, non modifica direttamente il numero di azioni in circolazione di Rocket Lab né genera proventi immediati in denaro per le parti coinvolte. Tutte le parti dichiarano esplicitamente di non detenere la proprietà beneficiaria oltre il loro interesse patrimoniale.

Nota aggiuntiva: Il 23 maggio 2025, Rocket Lab Corporation è diventata la società madre di Rocket Lab USA, Inc. tramite fusione; questo Form 4 si riferisce all'entità madre.

Rocket Lab Corporation (RKLB) – Transacción interna Formulario 4

El 2 de julio de 2025, Khosla Ventures V, L.P. ("KV V") y sus entidades afiliadas presentaron un Formulario 4 para reportar una reasignación interna no monetaria de acciones ordinarias de Rocket Lab. KV V distribuyó 2.000.000 acciones prorrateadas a sus socios limitados y generales bajo el código de transacción “J” (otro, sin contraprestación). La presentación confirma:

  • Después de la distribución, la propiedad indirecta de KV V es de 19.323.617 acciones.
  • 747.699 acciones del monto distribuido fueron recibidas por Khosla Ventures Associates V, LLC ("KVA V"), que posteriormente transfirió todas esas acciones a sus miembros.
  • VK Services, LLC, entidad controlada por Vinod Khosla, recibió 487.789 acciones y ahora es el propietario registrado de 30.146.841 acciones.
  • No hubo intercambio de efectivo; el precio declarado es $0.00.
  • Las personas que reportan —KV V, KVA V, VK Services y Vinod Khosla— continúan clasificadas como propietarios beneficiarios del 10% de Rocket Lab.

La transacción refleja una distribución interna de cuenta de capital y no una venta o compra en mercado abierto; por lo tanto, no altera directamente el número de acciones en circulación de Rocket Lab ni genera ingresos inmediatos en efectivo para ninguna parte. Todas las partes renuncian expresamente a la propiedad beneficiaria más allá de su interés pecuniario.

Nota adicional: El 23 de mayo de 2025, Rocket Lab Corporation se convirtió en la empresa matriz de Rocket Lab USA, Inc. mediante fusión; este Formulario 4 se refiere a la entidad matriz.

Rocket Lab Corporation (RKLB) – Form 4 내부자 거래

2025년 7월 2일, Khosla Ventures V, L.P. ("KV V") 및 그 계열사들이 Rocket Lab 보통주에 대한 내부 비현금 재배분을 보고하는 Form 4를 제출했습니다. KV V는 거래 코드 “J” (기타, 대가 없음)에 따라 제한적 및 일반 파트너에게 2,000,000주를 비례 배분했습니다. 제출 내용은 다음과 같습니다:

  • 배분 후 KV V의 간접 소유 주식 수는 19,323,617주입니다.
  • 배분된 주식 중 747,699주는 Khosla Ventures Associates V, LLC ("KVA V")가 받았으며, KVA V는 이 주식을 모두 구성원들에게 이전했습니다.
  • Vinod Khosla가 통제하는 VK Services, LLC는 487,789주를 받았으며 현재 30,146,841주의 명의상 소유자입니다.
  • 현금 거래는 없었으며, 명시된 가격은 $0.00입니다.
  • 보고자들인 KV V, KVA V, VK Services 및 Vinod Khosla는 모두 Rocket Lab의 10% 이상 지분 보유자로 계속 분류됩니다.

이 거래는 공개 시장에서의 매매가 아닌 내부 자본 계정 배분을 반영하며, Rocket Lab의 발행 주식 수를 직접 변경하거나 즉각적인 현금 수익을 발생시키지 않습니다. 모든 당사자는 경제적 이익을 넘어선 실질적 소유권을 부인합니다.

추가 참고: 2025년 5월 23일, Rocket Lab Corporation은 합병을 통해 Rocket Lab USA, Inc.의 모회사로 전환되었으며, 이 Form 4는 모회사에 관한 것입니다.

Rocket Lab Corporation (RKLB) – Transaction interne Formulaire 4

Le 2 juillet 2025, Khosla Ventures V, L.P. (« KV V ») et ses entités affiliées ont déposé un Formulaire 4 signalant une réallocation interne non monétaire d’actions ordinaires de Rocket Lab. KV V a distribué 2 000 000 d’actions au prorata à ses associés commanditaires et commandités selon le code de transaction « J » (autre, sans contrepartie). Le dépôt confirme :

  • Après la distribution, la propriété indirecte de KV V s’élève à 19 323 617 actions.
  • 747 699 actions de la quantité distribuée ont été reçues par Khosla Ventures Associates V, LLC (« KVA V »), qui a ensuite transféré toutes ces actions à ses membres.
  • VK Services, LLC, entité contrôlée par Vinod Khosla, a reçu 487 789 actions et est désormais le propriétaire inscrit de 30 146 841 actions.
  • Aucun échange d’argent n’a eu lieu ; le prix indiqué est de 0,00 $.
  • Les personnes déclarantes — KV V, KVA V, VK Services et Vinod Khosla — restent chacune classées comme détenteurs bénéficiaires de 10 % de Rocket Lab.

Cette transaction reflète une distribution interne de compte de capital plutôt qu’une vente ou un achat sur le marché ouvert, et n’altère donc pas directement le nombre d’actions en circulation de Rocket Lab ni n’apporte de liquidités immédiates à une partie. Toutes les parties déclinent expressément toute propriété bénéficiaire au-delà de leur intérêt pécuniaire.

Note supplémentaire : Le 23 mai 2025, Rocket Lab Corporation est devenue la société mère de Rocket Lab USA, Inc. par fusion ; ce Formulaire 4 concerne l’entité mère.

Rocket Lab Corporation (RKLB) – Form 4 Insider-Transaktion

Am 2. Juli 2025 reichten Khosla Ventures V, L.P. ("KV V") und verbundene Unternehmen ein Form 4 ein, das eine interne, nicht monetäre Umverteilung von Rocket Lab Stammaktien meldet. KV V verteilte 2.000.000 Aktien anteilig an seine Kommandit- und Komplementärpartner unter dem Transaktionscode „J“ (sonstiges, ohne Gegenleistung). Die Meldung bestätigt:

  • Nach der Verteilung hält KV V indirekt 19.323.617 Aktien.
  • 747.699 Aktien der verteilten Menge gingen an Khosla Ventures Associates V, LLC ("KVA V"), die diese Aktien anschließend an ihre Mitglieder weitergab.
  • VK Services, LLC, eine von Vinod Khosla kontrollierte Einheit, erhielt 487.789 Aktien und ist nun eingetragener Eigentümer von 30.146.841 Aktien.
  • Es fand kein Geldfluss statt; der angegebene Preis beträgt $0,00.
  • Die meldenden Personen – KV V, KVA V, VK Services und Vinod Khosla – bleiben jeweils als 10%-ige wirtschaftliche Eigentümer von Rocket Lab eingestuft.

Die Transaktion stellt eine interne Kapitalverteilung dar und ist kein Verkauf oder Kauf am offenen Markt. Daher verändert sie nicht direkt die ausstehenden Aktien von Rocket Lab und bringt keinen sofortigen Barmittelzufluss für eine Partei. Alle Beteiligten weisen ausdrücklich darauf hin, dass sie keine wirtschaftlichen Eigentumsrechte über ihr finanzielles Interesse hinaus beanspruchen.

Zusätzliche Anmerkung: Am 23. Mai 2025 wurde Rocket Lab Corporation durch Fusion zur Muttergesellschaft von Rocket Lab USA, Inc.; dieses Form 4 bezieht sich auf die Muttergesellschaft.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUANG JEN HSUN
(Last) (First) (Middle)
C/O NVIDIA CORPORATION
2788 SAN TOMAS EXPRESSWAY
(Street)
SANTA CLARA CA 95051
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NVIDIA CORP [ NVDA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/02/2025 S(1) 1,856 D $153.6703(2) 75,246,369 D
Common Stock 07/02/2025 S(1) 10,638 D $154.54(3) 75,235,731 D
Common Stock 07/02/2025 S(1) 5,675 D $155.4484(4) 75,230,056 D
Common Stock 07/02/2025 S(1) 36,662 D $156.7389(5) 75,193,394 D
Common Stock 07/02/2025 S(1) 20,169 D $157.2401(6) 75,173,225 D
Common Stock 07/03/2025 S(1) 17,324 D $158.4139(7) 75,155,901 D
Common Stock 07/03/2025 S(1) 42,970 D $159.3874(8) 75,112,931 D
Common Stock 07/03/2025 S(1) 13,758 D $160.125(9) 75,099,173 D
Common Stock 07/03/2025 S(1) 948 D $160.8423(10) 75,098,225 D
Common Stock 07/07/2025 S(1) 46,971 D $158.1943(11) 75,051,254 D
Common Stock 07/07/2025 S(1) 28,029 D $158.6077(12) 75,023,225 D
Common Stock 582,503,470 I By Trust(13)
Common Stock 49,489,560 I By Partnership(14)
Common Stock 22,280,000 I By Irrevocable Trust(15)
Common Stock 50,078,000 I By Irrevocable Remainder Trust(16)
Common Stock 29,512,185 I By Grantor Retained Annuity Trust 1(17)
Common Stock 29,512,185 I By Grantor Retained Annuity Trust 2(18)
Common Stock 10,000,000 I By Limited Liability Company 1(19)
Common Stock 10,000,000 I By Limited Liability Company 2(20)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2025.
2. Represents weighted average sales price. The shares were sold at prices ranging from $153.040 to $153.990. The Reporting Person will provide upon request, to the Securities and Exchange Commission (the "SEC"), the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
3. Represents weighted average sales price. The shares were sold at prices ranging from $154.060 to $155.050. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
4. Represents weighted average sales price. The shares were sold at prices ranging from $155.060 to $156.020. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
5. Represents weighted average sales price. The shares were sold at prices ranging from $156.070 to $157.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. Represents weighted average sales price. The shares were sold at prices ranging from $157.065 to $157.550. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
7. Represents weighted average sales price. The shares were sold at prices ranging from $157.790 to $158.780. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
8. Represents weighted average sales price. The shares were sold at prices ranging from $158.785 to $159.770. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
9. Represents weighted average sales price. The shares were sold at prices ranging from $159.780 to $160.765. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
10. Represents weighted average sales price. The shares were sold at prices ranging from $160.790 to $160.940. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
11. Represents weighted average sales price. The shares were sold at prices ranging from $157.420 to $158.410. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
12. Represents weighted average sales price. The shares were sold at prices ranging from $158.415 to $159.240. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
13. The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust").
14. The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
15. The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
16. The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
17. The shares are held by The Lori Lynn Huang 2016 Annuity Trust II Agreement.
18. The shares are held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement.
19. The shares are held by TARG S LLC, of which the Trust is the sole member.
20. The shares are held by TARG M LLC, of which the Trust is the sole member.
Remarks:
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang 07/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Rocket Lab (RKLB) shares were involved in the July 2 2025 Form 4?

2,000,000 common shares were distributed by Khosla Ventures V, L.P.

What was the transaction code in the RKLB Form 4?

The filing used code “J”, denoting an internal transfer/other disposition with no consideration.

Did Khosla Ventures receive any cash for the RKLB shares?

No. The stated price per share is $0.00; this was a pro-rata, non-cash distribution.

How many RKLB shares does Khosla Ventures V beneficially own after the transaction?

KV V reports 19,323,617 shares held indirectly following the distribution.

Which entity now records the largest Khosla-related stake in Rocket Lab?

VK Services, LLC is the record owner of 30,146,841 shares after the cascading distributions.

Does the Form 4 affect Rocket Lab’s outstanding share count?

No. The event only reallocated existing shares among insiders; it did not issue or retire shares.
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