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Nvni Group (NVNI) resets note redemptions and adds financial schedules

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

Nvni Group Limited filed a 6-K describing an Omnibus Amendment to its existing senior notes with an institutional investor. The Company previously issued an unsecured note of $4,200,000 that was exchanged into a Senior Secured Convertible Note with principal of $5,662,000, and a separate senior secured note with principal of $2,865,000 due on April 15, 2027.

The Amendment, dated January 28, 2026, changes the “Monthly Redemption Date” for both the Note and the Exchange Note to February 9, 2026, and then the first business day of each calendar month until each note is fully redeemed. It also formally attaches three financial schedules covering gross revenue, EBITDA and free cash flow figures for fiscal quarters from the three months ended March 31, 2026 through the three months ended March 31, 2027.

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Insights

Nvni tightens redemption schedule and adds financial schedules to its secured notes.

The Amendment aligns both the Senior Secured Convertible Note of $5,662,000 and the $2,865,000 senior secured note to a common Monthly Redemption Date starting on February 9, 2026. Regular redemptions can help structure repayment but concentrate cash needs around fixed monthly dates.

The inclusion of Schedules 1–3 adds specified gross revenue, EBITDA and free cash flow figures for quarters ending between March 31, 2026 and March 31, 2027. These schedules provide defined financial reference points tied to the notes, and their practical impact will depend on how they interact with covenants in the full note documentation.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 6-K

 

 

  

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of January 2026

 

Commission File Number: 001-41823

 

 

 

Nvni Group Limited

 

 

 

P.O. Box 10008, Willow House, Cricket Square

Grand Cayman, Cayman Islands KY1-1001

(Address of principal executive office)

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F             Form 40-F 

 

 

 

 

 

 

Entry Into Material Definitive Agreement

 

Omnibus Amendment to Note and Exchange Note

 

As previously disclosed, on August 12, 2025, Nvni Group Limited. (the “Company”), entered into a securities purchase agreement (the “August 2025 Purchase Agreement”) with an institutional accredited investor (the “Purchaser”), pursuant to which the Company sold to the Purchaser an unsecured note in an aggregate principal amount of $4,200,000 for a subscription price of $3,500,000 (the “Existing Note”) due, subject to the terms therein, on the earlier of (i) November 10, 2025 and (ii) the date on which the closing of a Placement in which the Lead Investor is a participant occurs (as defined in the Existing Note). The Existing Note did not bear an interest rate and was a general unsecured obligation that ranked pari passu with all outstanding and future unsecured unsubordinated indebtedness issued by the Company.

 

On December 11, 2025, the Company entered into a Securities Exchange Agreement (the “Securities Exchange Agreement”) with the holder (the “Holder”) of the Existing Note in the aggregate outstanding principal amount of $5,040,000. Pursuant to the Securities Exchange Agreement, the Company and the Holder agreed to exchange the Existing Note for a new Senior Secured Convertible Note, with an aggregate principal amount of $5,662,000 (the “Exchange Note”), convertible into ordinary shares, par value $0.00001 per share (the “Conversion Shares”).

 

On December 11, 2025, the Company entered into a securities purchase agreement (the “Securities Purchase Agreement”) with the Purchaser, pursuant to which the Company sold to the Purchaser a senior secured note in an aggregate principal amount of $2,865,000 for a subscription price of $2,550,000 (the “Note”) due, on April 15, 2027. The Note does not bear an interest rate and is a secured obligation, secured by collateral pursuant to security documents, that ranks pari passu with all outstanding and future unsecured unsubordinated indebtedness issued by the Company.

 

On January 28, 2026, pursuant to Section 9(e) of the Note and the Exchange Note, the Company entered into an Omnibus Amendment (the “Amendment”) with the Required Holders (as defined in the August 2025 Purchase Agreement and the Securities Purchase Agreement). Pursuant to the Amendment, the parties agreed to amend the Note and the Exchange Note in order to (i) amend and restate the Monthly Redemption Date (as defined in the Note and the Exchange Note), to February 9, 2026, and then the first Business Day of each calendar month thereafter, and terminating upon the full redemption of the Note or Exchange Note, as applicable and (ii) include Schedule 1, Schedule 2 and Schedule 3 referred to in Section 7(a)(vii) of the Note and Section 7(a)(vii) of the Exchange Note.

 

The foregoing summary of the Amendment does not purport to be complete and is qualified in its entirety by reference to the complete text of the agreement, which is attached hereto as Exhibit 10.1 to this Current Report on Form 6-K and is hereby incorporated by reference herein.

 

1

 

 

EXHIBIT INDEX

 

Exhibit No.   Exhibit
10.1   Omnibus Amendment, dated January 28, 2026

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NVNI GROUP LIMITED
     
Date: January 29, 2026 By: /s/ Pierre Schurmann
  Name: Pierre Schurmann
  Title: Chief Executive Officer

 

 

 

3

 

 

Exhibit 10.1

 

OMNIBUS Amendment

 

This Omnibus Amendment (this “Amendment”), dated as of January 28, 2026, is by and between Nvni Group Limited (the “Company”), and the investor listed on the signature page attached hereto (the “Investor”).

 

WITNESSETH

 

Whereas, the Company and the Investor are party to that certain Securities Purchase Agreement, dated as of August 12, 2025 (the “August 2025 Purchase Agreement”), pursuant to which the Company issued to the Investor an unsecured note in an aggregate principal amount of $4,200,000 (the “Existing Note”);

 

WHEREAS, the Company and the Investor are party to that certain Securities Exchange Agreement, dated as of December 11, 2025 (the “Exchange Agreement”), pursuant to which the Company and the Investor agreed to exchange the Existing Note for a new Senior Secured Convertible Note, with an aggregate principal amount of $5,662,000 (the “Exchange Note”);

 

WHEREAS, the Company and the Investor are party to that certain Securities Purchase Agreement, dated as of December 11, 2025 (the “Purchase Agreement”), pursuant to which, the Company sold to the Investor a senior secured note in an aggregate principal amount of $2,865,000 for a subscription price of $2,550,000 (the “Note”) due, on April 15, 2027;

 

WHEREAS, pursuant to Section 9(e) of each of the Note and the Exchange Note, as applicable, may be amended by a written instrument executed by the Company and the Required Holders (as defined in each of the August 2025 Purchase Agreement and the Purchase Agreement);

 

WHEREAS, the Investor constitutes the applicable Required Holders; and

 

Whereas, the Investor and the Company desire to amend certain provisions of each of the Note and the Exchange Note as set forth herein.

 

Now, therefore, in consideration of the premises and mutual covenants and obligations hereinafter set forth, the parties hereto, intending legally to be bound, hereby agree as follows:

 

1.Amendment.

 

(i)The definition of “Monthly Redemption Date” contained in Section 1 of the Exchange Note is hereby amended and restated in its entirety as follows:

 

Monthly Redemption Date” means, initially, February 9, 2026, and then the first Business Day of each calendar month thereafter, and terminating upon the full redemption of this Note.

 

  (ii) The definition of “Monthly Redemption Date” contained in Section 1 of the Note is hereby amended and restated in its entirety as follows:

 

Monthly Redemption Date” means, initially, February 9, 2026, and then the first Business Day of each calendar month thereafter, and terminating upon the full redemption of this Note.

 

2.Schedules. The parties hereby agree that Schedule 1, Schedule 2 and Schedule 3 attached hereto shall be the Schedule 1, Schedule 2 and Schedule 3 referred to in Section 7(a)(vii) of the Note and Section 7(a)(vii) the Exchange Note.

 

 

 

 

3.Counterparts; Facsimile Execution. This Amendment may be executed in one or more counterparts (including by electronic mail, in PDF or by DocuSign or similar electronic signature), all of which shall be considered one and the same agreement and shall become effective when one or more counterparts have been signed by each of the parties and delivered to the other parties. Counterparts may be delivered via facsimile, electronic mail (including any electronic signature covered by the U.S. federal ESIGN Act of 2000, Uniform Electronic Transactions Act, the Electronic Signatures and Records Act or other applicable law, e.g., www.docusign.com) or other transmission method and any counterpart so delivered shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.

 

4.Governing Law. THIS AMENDMENT SHALL BE SUBJECT TO THE PROVISIONS REGARDING GOVERNING LAW SET FORTH IN THE AUGUST 2025 Purchase AGREEMENT and purchase agreement, AND SUCH PROVISIONS ARE INCORPORATED HEREIN BY THIS REFERENCE, MUTATIS MUTANDIS.

 

5.Terms and Conditions of the Note and Exchange Note. Except as modified and amended herein, all of the terms and conditions of the Exchange Note and Note shall remain in full force and effect.

 

6.Disclosure. The Company will disclose the material terms of this Amendment, including the schedules hereto, and the transactions contemplated hereby in a Form 6-K, and attaching this Amendment, including the schedules hereto, as an exhibit thereto, by not later than 5:30 p.m. on the Trading Day immediately following the execution of this Amendment (the “Form 6-K”). Upon the filing of such Form 6-K, the Company represents to the Holder that it shall have publicly disclosed all “material, non-public information” delivered to the Holder by the Company or any of its Subsidiaries, or any of their respective officers, directors, employees or agents.

 

[Signature pages follow immediately.]

 

2

 

 

[Signature Page to Amendment]

 

In witness whereof, the undersigned has executed and delivered this Amendment as of the date first above written.

 

  Company:
     
  Nvni Group Limited
     
  By: /s/ Pierre Schurmann
  Name:   Pierre Schurmann
  Title: Chief Executive Officer

 

3

 

 

[Signature Page to Amendment]

 

In witness whereof, the undersigned has executed and delivered this Amendment as of the date first above written.

 

  Name of Investor:
     
  By:          

  Name of signatory:  
  Title: Authorized Person

 

 

 

 

Schedule 1

 

Fiscal Period  Gross Revenue (USD) 
Three Month Period ended March 31, 2026  $9,109,038.46 
Three Month Period ended June 30, 2026  $9,932,300.00 
Three Month Period ended September 30, 2026  $10,653,423.08 
Three Month Period ended December 31, 2026  $11,492,746.15 
Three Month Period ended March 31, 2027  $10,475,394.23 

 

 

 

 

Schedule 2

 

Fiscal Period  EBITDA (USD) 
Three Month Period ended March 31, 2026  $2,138,538.46 
Three Month Period ended June 30, 2026  $2,609,950.00 
Three Month Period ended September 30, 2026  $3,132,246.15 
Three Month Period ended December 31, 2026  $3,581,100.00 
Three Month Period ended March 31, 2027  $2,459,319.23 

 

 

 

 

Schedule 3

 

Fiscal Period  Free Cash Flow (USD) 
Three Month Period ended March 31, 2026  $426,877.33 
Three Month Period ended June 30, 2026  $560,121.14 
Three Month Period ended September 30, 2026  $638,760.85 
Three Month Period ended December 31, 2026  $867,570.70 
Three Month Period ended March 31, 2027  $490,908.93 

 

 

FAQ

What did Nvni Group Limited (NVNI) change in its notes on January 28, 2026?

Nvni Group Limited amended its Senior Secured Convertible Note and senior secured note to reset the Monthly Redemption Date to February 9, 2026, then the first business day of each month, and added three attached schedules specifying quarterly gross revenue, EBITDA, and free cash flow figures through March 31, 2027.

What are the principal amounts of Nvni Group’s amended notes mentioned in the 6-K?

The filing highlights a Senior Secured Convertible Note with an aggregate principal of $5,662,000 and a separate senior secured note with an aggregate principal of $2,865,000. Both instruments are part of prior financing arrangements with an institutional investor and are now subject to the updated redemption schedule.

When do monthly redemptions for Nvni Group’s notes now begin under the Omnibus Amendment?

Monthly redemptions now begin on February 9, 2026. After that, the Monthly Redemption Date is the first business day of each calendar month, continuing until the Senior Secured Convertible Note or the senior secured note, as applicable, has been fully redeemed under their amended terms.

What financial figures are listed in the schedules attached to Nvni Group’s Omnibus Amendment?

The attached schedules list quarterly gross revenue, EBITDA, and free cash flow in U.S. dollars for periods ending March 31, 2026 through March 31, 2027. For example, gross revenue for the three months ended March 31, 2026 is shown as $9,109,038.46, with corresponding EBITDA and free cash flow figures.

Does Nvni Group’s amended senior secured note bear interest according to the 6-K?

The senior secured note with an aggregate principal amount of $2,865,000 does not bear an interest rate. It is described as a secured obligation, ranking pari passu with all outstanding and future unsecured unsubordinated indebtedness issued by Nvni Group Limited under its existing capital structure.

What is the maturity date of Nvni Group’s $2,865,000 senior secured note?

The $2,865,000 senior secured note issued under the December 11, 2025 Securities Purchase Agreement is due on April 15, 2027. The Omnibus Amendment does not change this maturity date; it focuses instead on the Monthly Redemption Date mechanics and attaching financial schedules.
Nvni Group Limited

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