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Nvni Group (NVNI) COO discloses 4,000 Ordinary Share position

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nvni Group Ltd executive Gustavo de Lima Usero, the Chief Operating Officer, reported ownership of 4,000 Ordinary Shares of the company. These shares are listed as held with direct ownership. The filing does not show any specific buy or sell transaction, only the reported holding level.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Usero Gustavo de Lima

(Last) (First) (Middle)
P.O. BOX 10008, WILLOW HOUSE,
CRICKET SQUARE GRAND CAYMAN

(Street)
CAYMAN ISLANDS E9 1001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Nvni Group Ltd [ NVNI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 4,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Gustavo De Lima Usero 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Nvni Group (NVNI) COO Gustavo de Lima Usero report in this Form 3?

Nvni Group Chief Operating Officer Gustavo de Lima Usero reported holding 4,000 Ordinary Shares. The shares are shown as directly owned, and the filing records this ownership level without indicating any specific recent purchase or sale activity.

How many Nvni Group (NVNI) shares does the COO directly own according to the filing?

According to the filing, Chief Operating Officer Gustavo de Lima Usero directly owns 4,000 Ordinary Shares of Nvni Group Ltd. This figure reflects his reported beneficial ownership position as shown, rather than detailing any particular transaction in the shares.

Does the Nvni Group (NVNI) Form 3 show any insider buying or selling by the COO?

The Form 3 does not show explicit insider buying or selling by the COO. It records a holding entry indicating he beneficially owns 4,000 Ordinary Shares directly, without specifying a transaction price or transaction type such as a purchase or sale.

What type of security is reported in the Nvni Group (NVNI) COO’s Form 3?

The security reported is Ordinary Shares of Nvni Group Ltd. The filing shows that Chief Operating Officer Gustavo de Lima Usero has direct beneficial ownership of 4,000 of these shares, with no derivative securities listed in the accompanying data.

Is there any derivative position reported for Nvni Group (NVNI) COO Gustavo de Lima Usero?

No derivative position is reported for the COO in this data. The filing only lists 4,000 Ordinary Shares held with direct ownership and shows no options, warrants, or other derivative securities in the derivativeSummary section.
Nvni Group Limited

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