NOVONIX Limited filings document foreign-issuer reports furnished on Form 6-K, with exhibits drawn from ASX announcements and corporate notices. The record includes disclosures on annual general meeting presentations and voting results, material-event updates, material agreements, operating and financial results, and governance matters tied to the company's battery materials business.
Capital-structure filings cover applications for quotation of ordinary fully paid securities, securities issued from option exercises or convertible-security conversions, performance rights, and director interest notices. These filings also record shareholder voting matters and formal updates relevant to NOVONIX's ADR and foreign-issuer reporting framework.
NOVONIX Ltd (NVX) reported US$33.652 million in cash at September 30, 2026. It used US$9.765 million in operating cash and invested US$8.36 million in property, plant and equipment during the quarter; estimated funding available was 3.4 quarters. Required US$7 million repayments from cash reserves occurred in each of September and October; debentures with a US$28 million face value remained outstanding at September 30, 2026.
In October 2026, NOVONIX and PowerCo SE replaced the prior binding offtake agreement with an amended framework that removes volume, pricing and delivery commitments. Production at PowerCo's St. Thomas, Ontario facility was deferred from 2027 to 2029; new supply terms are intended to be negotiated after PowerCo's qualification process and required certifications. NOVONIX's expected mass-production sales start in the second half of 2027 remains subject to customer qualification and other operational and commercial conditions.
Riverside achieved ISO 9001:2015 certification, but customer qualification remains subject to further testing and approval. A non-binding MOU with ACP Technologies covers evaluation of domestic precursor materials and pitch-coated synthetic graphite AAM; selection for a South Korea–U.S. initiative does not constitute a funding commitment.
NOVONIX Ltd reported that 7,000,000 unquoted convertible debentures ceased on October 22, 2026, due to repayment or redemption without conversion. The company stated it was not paying consideration for the cessation. Its post-cessation issued-capital table lists 997,927,386 quoted ordinary shares and 45,221,586 unquoted convertible notes; the table cautions that these automatically generated figures may not reflect current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are with ASX for processing.
NOVONIX Limited reported that 7,000,000 NVXAH convertible debentures ceased on September 21, 2026, due to repayment or redemption without conversion. The cessation notice marked “No” for whether consideration was being paid for the cessation. Its post-change capital table lists 997,927,386 quoted ordinary shares and 45,221,586 unquoted convertible notes; the table cautions that figures may not reflect current issued capital if other capital-change forms are being processed.
NOVONIX Limited issued 2,069,742 unquoted performance rights under an employee incentive scheme on October 22, 2026. The rights were not intended to be quoted on ASX and rank equally in all respects from their issue date. The issue was not made to key management personnel or an associate.
After the issue, NOVONIX reported 22,693,082 performance rights and 997,927,386 quoted ordinary fully paid securities on issue. NOVONIX stated the issue qualified under Listing Rule 7.2 exception 13 and therefore did not need security holder approval under Listing Rule 7.1.
NOVONIX Limited (NVX) made a second amortisation payment of US$7,000,000 to YA II, PN, Ltd. under its funding agreement. Convertible debentures with an aggregate face value equal to the payment were redeemed, reducing the amount outstanding under the agreement to US$21,000,000. NOVONIX funded the payment from existing cash reserves.
If the Amortisation Event continues, the agreement provides for further payments on a rolling 30-day basis, each equal to 20% of the Amount Outstanding at the time of the event, until the event ceases or the amount outstanding is repaid in full. The event occurs if the daily VWAP of the company's shares on ASX is below the A$0.12 Floor Price for the period specified in the agreement.
NOVONIX Limited entered into an amended and restated supply framework agreement with PowerCo SE, the battery company of Volkswagen Group. It replaces their 2024 offtake agreement and provides that the parties will negotiate in good faith a new offtake agreement, including volume and price, after NOVONIX completes PowerCo’s qualification process and obtains applicable industrial certifications.
NOVONIX has achieved ISO 9001 certification; ISO 14001 certification is expected in 2027, and qualification timing depends on market conditions. The replaced binding agreement provided for a minimum supply of 32,000 tonnes over five years beginning in 2027, subject to agreed milestones.
NOVONIX Ltd applied for ASX quotation of 74,694 ordinary fully paid shares issued through the conversion of performance rights under an employee incentive scheme. The shares were issued on September 28, 2026, rank equally in all respects with existing ordinary shares from their issue date, and are intended to be, but are not yet, quoted.
The shares were not issued for cash; the estimated value of consideration was AUD 0.105000 per security. The automatically generated issued-capital table lists 997,927,386 ordinary shares following quotation and cautions that pending ASX forms may affect the figure.
NOVONIX Ltd (NVX) reported the lapse of 460,452 NVXAD Performance Rights on September 18, 2026, after conditions for these conditional rights were not met or became incapable of being satisfied. No consideration was paid in connection with this cessation. Following this change, issued capital includes 997,852,692 NVX ordinary fully paid shares on issue, and unquoted equity securities comprising 20,729,515 NVXAD Performance Rights, 14,016,667 NVXAA options, 1,371,566 NVXAB share rights, and 45,221,586 NVXAL convertible notes.
NOVONIX Ltd (NVX) has entered into a strategic partnership memorandum of understanding with ACP Technologies, LLC to advance a fully domestic anode material supply chain for the North American battery industry. The non-binding MOU provides a framework to pursue collaborative projects and negotiate definitive agreements.
The collaboration combines ACPT’s proprietary processes for converting petroleum-derived feedstocks into engineered carbon precursors with NOVONIX’s expertise in synthetic graphite anode active materials, including pitch coated synthetic graphite for high-performance and fast-charging applications. Materials from the partnership are expected to support process validation, customer sampling, and qualification of new domestic feedstocks, although there is no assurance that definitive agreements or specific projects will proceed.
NOVONIX Limited (NVX) reports that a share price breach of the A$0.12 Floor Price under its funding agreement with YA II PN, Ltd has triggered an Amortisation Event. With US$35,000,000 outstanding under the convertible debenture facility, NOVONIX must pay US$7,000,000 in cash by September 21, 2026, reducing the outstanding amount to US$28,000,000. The company plans to fund this from existing cash, and additional 30‑day rolling amortisation payments may be required if the event continues.
Separately, NOVONIX reports progress with its lead customer: an initial mass production qualification C-sample of synthetic graphite anode active material met 12 of 14 specifications, with one unmet parameter within about 1% of the requirement. NOVONIX expects mass production sales to this customer to begin in the second half of 2027, subject to successful qualification.