[Form 4] Nuvve Holding Corp. Insider Trading Activity

Rhea-AI Filing Summary

Nuvve Holding Corp. (NVVE) reported a Form 4 showing that President, COO and director Ted Smith was granted 200,000 employee stock options on 11/19/2025 under the company’s Amended and Restated 2020 Long-Term Incentive Plan. These options have an exercise price of $0.195 per share for Nuvve common stock and vest on 12/31/2025, with an expiration date of 11/19/2035. Following this award, Smith beneficially owns 201,710 derivative securities directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Ted C.

(Last) (First) (Middle)

C/O NUVVE HOLDING CORP.

2488 HISTORIC DECATUR ROAD, SUITE 230

(Street)

SAN DIEGO CA 92106

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Nuvve Holding Corp. [ NVVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and COO

3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$0.195	11/19/2025		A		200,000		12/31/2025	11/19/2035	Common Stock	200,000(1)	$0	201,710	D

Explanation of Responses:

1. The securities awarded are in the form of Employee Stock Options issued pursuant to the Issuer's Amended and Restated 2020 Long-Term Incentive Plan and vest on December 31, 2025.

Remarks:

	/s/ Ted Smith	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Nuvve (NVVE) report in this Form 4?

The company reported that President, COO and director Ted Smith received 200,000 employee stock options for Nuvve common stock on 11/19/2025.

What is the exercise price of Ted Smith’s new Nuvve (NVVE) stock options?

The employee stock options reported for Ted Smith have an exercise price of $0.195 per share of Nuvve Holding Corp. common stock.

When do Ted Smith’s Nuvve (NVVE) stock options vest and expire?

The 200,000 employee stock options vest on December 31, 2025 and expire on November 19, 2035, according to the filing.

Under which plan were the Nuvve (NVVE) options to Ted Smith granted?

The options were issued under Nuvve’s Amended and Restated 2020 Long-Term Incentive Plan, as described in the explanation of responses.

How many derivative securities does Ted Smith own after this Nuvve (NVVE) transaction?

After the reported grant, Ted Smith beneficially owns 201,710 derivative securities, held in direct ownership form.

What roles does Ted Smith hold at Nuvve (NVVE)?

Ted Smith is identified as a director and an officer, serving as President and COO of Nuvve Holding Corp.