Welcome to our dedicated page for Natwest Group Plc SEC filings (Ticker: NWG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NatWest Group plc (NWG) is a foreign issuer in the commercial banking industry that reports to the U.S. Securities and Exchange Commission primarily through annual reports on Form 20-F and current reports on Form 6-K. This SEC filings page gathers those disclosures for investors tracking NatWest Group plc American Depositary Shares, each representing two ordinary shares.
Form 6-K filings for NatWest Group plc include detailed announcements on transactions in its own shares, where the company reports daily purchases of ordinary shares under an existing share buyback programme. These filings specify the number of ordinary shares purchased, price information, the trading venue, and the resulting number of shares held in treasury and in issue. The company states that it intends to cancel the repurchased ordinary shares, so these documents help investors understand changes in share capital.
Other 6-K submissions provide the full terms of cash tender offers for certain series of U.S. dollar denominated notes, such as subordinated Tier 2 notes, non-cumulative trust preferred securities and perpetual regulatory Tier One securities. The filings describe how purchase prices are calculated using reference U.S. Treasury securities and fixed spreads, and they outline withdrawal rights, expiration deadlines, settlement dates and guaranteed delivery procedures. These disclosures show how NatWest Group manages its outstanding debt and regulatory capital instruments.
Some 6-K reports also address directorate changes, including the retirement of a non-executive director and the appointment of an independent non-executive director, along with biographical details. In addition, certain 6-K filings are expressly incorporated by reference into a NatWest Group plc registration statement on Form F-3, linking ongoing disclosures to the company’s registered securities offerings.
On this page, Stock Titan provides real-time access to NatWest Group plc filings as they are furnished to EDGAR, along with AI-powered summaries that explain the key points of lengthy documents such as Form 6-K reports and the annual Form 20-F. Investors can also review insider-related information that appears in SEC data and use AI-generated highlights to focus on capital actions, share buybacks, debt tender offers and governance updates without reading every line of the underlying filings.
NatWest Group plc (NWG) has fully exited its non-core 11.7% stake in Permanent TSB Group Holdings PLC (PTSB). The bank sold 63,614,171 ordinary shares through an accelerated book-build placing at €1.98 per share, generating gross proceeds of approximately €126 million. Settlement of the placing is scheduled for 17 July 2025, after which NatWest will no longer hold any interest in PTSB.
Management emphasises that the transaction will have an “immaterial impact” on both the Common Equity Tier 1 (CET1) ratio and tangible net asset value (TNAV) per share, implying no meaningful change to the group’s capital position. The disposal streamlines NatWest’s portfolio by removing a residual minority position acquired during the financial-crisis era.
A 90-day lock-up has been agreed with Ireland’s Minister for Finance, who has committed not to sell any PTSB shares during that period; the Minister did not participate in the placing. Goldman Sachs International and J.P. Morgan Cazenove acted as joint bookrunners.
Although modest in size relative to NatWest’s £400 billion balance sheet, the deal reinforces management’s focus on core UK and Irish banking activities, simplifies the equity story and adds a small amount of liquidity ahead of upcoming capital returns.
NatWest Group plc (NWG) has filed a Form 6-K announcing its intention to dispose of its entire 11.7 % stake (63,614,171 ordinary shares) in Permanent TSB Group Holdings PLC (PTSB). The shares, held through subsidiary RBS AA Holdings (UK) Ltd, will be placed with institutional investors via an accelerated book-build; the placing price will be set once the book opens. Upon completion, NatWest will have fully exited PTSB. Under an existing Shareholder Co-operation Agreement, the Irish Minister for Finance has agreed to a 90-day lock-up and will not participate in the sale. Goldman Sachs International and J.P. Morgan Cazenove are acting as joint bookrunners.
The filing contains customary selling restrictions, disclaimers and forward-looking-statement language. No financial proceeds, valuation information or expected capital impact are disclosed; further details will be released once pricing is finalised.
NatWest Group plc (NWG) has issued a Form 6-K announcing its intention to redeem the entire $1.15 billion 8.000% Perpetual Subordinated Contingent Convertible Additional Tier 1 (AT1) Notes (ISIN US780099CK11) on 10 August 2025. The redemption will be executed at 100% of principal plus accrued interest under Section 2.08 of the Second Supplemental Indenture dated 10 August 2015, after which the notes will be cancelled.
Management notes that the transaction will reduce the group’s Common Equity Tier 1 (CET1) ratio by approximately 5 basis points, driven mainly by adverse FX movements since issuance. Despite the small CET1 impact, the action removes an 8% coupon instrument from the capital stack, potentially lowering future interest expense and signalising capital headroom sufficient to retire costly capital securities.
The redemption notice has been delivered to noteholders; further details are available via the London Stock Exchange link provided. Key contacts include Scott Forrest (Head of Treasury DCM) and Paul Pybus (Head of Debt Investor Relations).
NatWest Group (NYSE: NWG) filed a Form 6-K disclosing that Fitch Ratings upgraded multiple credit metrics for the Group and its key subsidiaries on 25 June 2025.
- Group Viability Rating lifted to a+ from a
- Long-term Issuer Default Rating (IDR) raised to A+ from A; Short-term IDR affirmed at F1
- National Westminster Bank, Royal Bank of Scotland, NatWest Bank Europe GmbH, NatWest Markets Plc and NatWest Markets N.V. upgraded to AA-/F1+ from A+/F1
- Royal Bank of Scotland International Limited upgraded to AA-/F1+; NatWest Markets Securities Inc. to A+/F1
- All senior unsecured debt ratings upgraded in line with these changes; outlook for every rated entity set to Stable
The filing contains no additional financial statements, strategic initiatives or risk factors. Management notes that a rating is an opinion and can change at any time. Nevertheless, higher credit ratings generally improve funding flexibility and may lower borrowing costs, potentially supporting shareholder value.
NatWest Group plc (NWG) filed a Form 6-K on 19 June 2025 disclosing insider transactions by two persons discharging managerial responsibility (PDMRs) under Article 19 of the EU/UK Market Abuse Regulation.
- Jen Tippin, Group Chief Operating Officer, sold 63,799 ordinary shares at £5.1501 each, raising approximately £329k.
- Angela Byrne, Interim CEO, Retail Banking, sold 26,600 ordinary shares at £5.1200 each, raising roughly £136k.
The sales were executed on the London Stock Exchange (XLON) and relate to ordinary shares with ISIN GB00BM8PJY71 (nominal value £1.0769). No other financial data, strategic updates or material corporate events were included in the filing.
Given NWG’s multibillion-pound market capitalisation, the combined disposals (~£0.5 million) are immaterial in absolute terms; however, investors often monitor insider selling for sentiment signals. The company provided standard contact details for Investor and Media Relations and filed the report in compliance with U.S. Exchange Act requirements for foreign private issuers.