Welcome to our dedicated page for NatWest Group plc SEC filings (Ticker: NWG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NatWest Group plc SEC filings document the reporting of a foreign private issuer with American depositary shares tied to its ordinary shares. Form 6-K reports furnish London company announcements, interim management statements, segment performance for Retail Banking, Private Banking & Wealth Management and Commercial & Institutional, and disclosures on capital, liquidity, funding risk, credit risk, expected credit loss provisions, litigation and regulatory matters.
The filings also cover capital-structure and governance subjects, including ordinary-share buybacks, treasury shares, total voting rights, preference shares, major-holdings notifications, transactions by persons discharging managerial responsibility, and supplementary prospectus materials for the Euro Medium Term Note Programme. Registration-related disclosures and risk-factor references connect these updates with NatWest Group's broader SEC reporting framework.
NatWest Group plc has furnished a major shareholding notification showing that The Capital Group Companies, Inc. and its affiliates have reduced their aggregate holding to just under 5% of NatWest’s voting rights. Their position now represents 4.991397% of voting rights, corresponding to 1,592,753,108 voting rights in total.
These voting rights come entirely from equity holdings, with 1,494,329,588 voting rights (4.682956%) linked to ordinary shares and 98,423,520 voting rights (0.308441%) linked to depository receipts. The previous notification showed a slightly higher level at 5.005597%, indicating a small decrease. Capital Group notes that neither it nor its affiliates hold these shares for their own account; instead, they are owned by client accounts managed on a discretionary basis by various Capital Group investment management companies.
NatWest Group is convening its 2026 Annual General Meeting on 28 April 2026 in Edinburgh, alongside a virtual shareholder event on 21 April 2026 to enable Q&A with the Chair and Group CEO ahead of voting.
Shareholders are being asked to renew authorities linked to Equity Convertible Notes, allowing directors to allot ordinary shares and equity securities up to an aggregate nominal amount of £1.5 billion and, subject to conditions, to support a planned issue of up to £1.0 billion principal amount of ECNs in 2026. Additional resolutions seek authority to repurchase up to 10% of the issued ordinary share capital on‑market and to make off‑market purchases of two series of cumulative preference shares, giving the board flexibility in managing the capital base. The board recommends voting in favour of all resolutions and encourages proxy submission by 24 April 2026.
NatWest Group plc reports that it has continued repurchasing its own ordinary shares during the week of 16–20 March 2026 as part of its existing share buyback programme. The purchases were executed by UBS AG, London Branch across venues including the LSE, CHIX and BATE under instructions issued on 16 February 2026.
The company intends to cancel all repurchased ordinary shares. After settling these transactions, NatWest Group will hold 195,259,709 ordinary shares in treasury and have 7,984,112,669 ordinary shares in issue, excluding treasury shares.
NatWest Group plc plans to redeem its £500,000,000 Fixed to Fixed Rate Notes due 28 March 2027 on 28 March 2026. These sterling-denominated Notes (ISIN XS1970533219) will be redeemed at par, plus interest accrued to but excluding the redemption date, under the issuer call option in Condition 5(d).
NatWest Group plc reported that over the week of 9–13 March 2026 it repurchased ordinary shares from UBS AG London Branch as part of its share buyback programme. The trades were executed on the London Stock Exchange, Cboe UK (CHIX) and BATS Europe (BATE).
The company intends to cancel the repurchased shares. After settling these transactions, NatWest holds 195,451,294 ordinary shares in treasury and has 7,989,979,302 ordinary shares in issue excluding treasury shares. During the period, trade prices ranged from about 559.20 GBp to 591.60 GBp per share.
NatWest Group reports several executive share transactions under its 2024 Employee Share Plan. On 9 March 2026, performance share plan and deferred awards were granted to senior leaders, including Group CEO Paul Thwaite with up to 589,287 PSP shares and 125,489 deferred shares, at a grant price of £5.9716.
The company also reports vesting of earlier long-term, restricted and deferred awards granted between March 2019 and March 2025, with part of the shares withheld to cover tax and the remainder retained, often subject to retention periods. Fixed share allowance shares for the quarter to 31 March 2026 were delivered and partially withheld for tax.
Finally, Chief Financial Officer Katie Murray sold 53,000 shares and Group CEO Paul Thwaite sold 26,000 shares at £5.6209 per share on 9 March 2026 under previously established irrevocable trading plans on the London Stock Exchange.
NatWest Group plc repurchased ordinary shares on 6 March 2026 as part of its ongoing share buyback programme. The company bought 513,285 shares on the LSE, 2,928 on CHIX, and 526,040 on BATE at prices between 568.60 and 590.00 GBp per share.
After these transactions, NatWest holds 217,644,854 ordinary shares in treasury and has 7,971,544,888 ordinary shares in issue excluding treasury shares. NatWest also plans to change its buyback reporting to weekly updates from the week commencing 9 March 2026, reflecting changes to UK listing rules.
NatWest Group plc reported that on 5 March 2026 it repurchased ordinary shares from UBS AG, London Branch as part of its share buyback programme. The purchases totalled several hundred thousand shares across the LSE, CHIX and BATE venues, at volume-weighted average prices around 592–593 GBp.
Following settlement, NatWest Group will hold 217,669,499 ordinary shares in treasury and have 7,972,562,496 ordinary shares in issue excluding treasury shares. A detailed breakdown of the individual trades executed by UBS is provided via an attached PDF link.
NatWest Group plc reports that on 4 March 2026 it repurchased ordinary shares from UBS AG, London Branch as part of its share buyback programme. The trades included 320,424 shares on the LSE at a volume-weighted average price of 591.72 GBp, 120,595 shares on CHIX at 591.56 GBp, and 17,943 shares on BATE at 592.12 GBp.
The company intends to cancel all repurchased shares. After settlement, NatWest Group will hold 217,719,076 ordinary shares in treasury and have 7,973,404,761 ordinary shares in issue, excluding treasury shares.