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[Form 3] Newell Brands Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer filed an initial Form 3 reporting his holdings and awards. He directly owns 57,316 shares of common stock and holds multiple restricted stock unit grants and stock options that vest over time. Reported equity awards include TRSUs and PRSUs totaling 57,291 underlying shares across listed awards and 23,225 stock options/rights exercisable through 2032 with exercise prices shown.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer ha presentato un Form 3 iniziale in cui dichiara le sue partecipazioni e le assegnazioni. Possiede direttamente 57.316 azioni ordinarie e detiene diversi assegni di unità azionarie vincolate e opzioni su azioni che maturano progressivamente. Le assegnazioni di capitale riportate comprendono TRSU e PRSU per un totale di 57.291 azioni sottostanti tra le voci elencate e 23.225 opzioni/diritti su azioni esercitabili fino al 2032, con i relativi prezzi di esercizio indicati.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer presentó un Form 3 inicial en el que informa sobre sus participaciones y concesiones. Posee directamente 57.316 acciones ordinarias y tiene varias asignaciones de unidades restringidas y opciones sobre acciones que vencen de forma escalonada. Las retribuciones en acciones notificadas incluyen TRSU y PRSU por un total de 57.291 acciones subyacentes entre las concesiones listadas y 23.225 opciones/derechos sobre acciones ejercitables hasta 2032, con los precios de ejercicio mostrados.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer가 소유 및 부여 내역을 보고하는 초기 Form 3를 제출했습니다. 그는 직접적으로 보통주 57,316주를 보유하고 있으며 시간이 지나며 취득되는 여러 제한부 주식 단위(RSU) 및 주식옵션을 보유하고 있습니다. 보고된 지분 보상에는 목록에 있는 부여를 통해 합계 57,291개의 기초주식에 해당하는 TRSU 및 PRSU와, 행사 가격이 명시된 23,225주의 2032년까지 행사 가능한 주식 옵션/권리가 포함됩니다.

Newell Brands Inc. (NWL) Form 3 : Robert F. Posthauer a déposé un Form 3 initial déclarant ses détentions et ses attributions. Il possède directement 57 316 actions ordinaires et détient plusieurs attributions d’unités d’actions restreintes et d’options sur actions qui acquièrent des droits progressivement. Les attributions en actions signalées comprennent des TRSU et PRSU totalisant 57 291 actions sous-jacentes réparties sur les attributions listées, ainsi que 23 225 options/ droits sur actions exerçables jusqu’en 2032, avec les prix d’exercice indiqués.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer hat ein initiales Form 3 eingereicht, in dem er seine Beteiligungen und Zuweisungen meldet. Er besitzt direkt 57.316 Stammaktien und hält mehrere Restricted Stock Unit-Zuweisungen sowie Aktienoptionen, die zeitlich gestaffelt vesten. Gemeldete Aktienzuwendungen umfassen TRSUs und PRSUs mit insgesamt 57.291 zugrunde liegenden Aktien über die aufgeführten Zuwendungen sowie 23.225 Aktienoptionen/-rechte, die bis 2032 ausübbar sind, mit angegebenen Ausübungspreisen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine officer filing discloses direct shares and time- and performance-based awards with multi-year vesting schedules.

The Form 3 documents standard Section 16 reporting for an officer. The filing shows direct ownership of 57,316 shares plus multiple time-based restricted stock units and performance-based RSUs with staged vesting through 2028 and certified performance-based vesting events for 70% in 2025. This is a compliance disclosure rather than a material corporate event.

TL;DR: Disclosure details equity compensation mix—RSUs, PRSUs and listed stock options—typical for senior management, limited immediate market impact.

The reporting shows a mix of direct equity and derivative instruments: several TRSU/RSU grants and two option grants exercisable in 2031 and 2032 at $28.69 and $25.86 respectively. Vesting terms are disclosed clearly; there are no sales or purchases reported that would change outstanding share counts immediately.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer ha presentato un Form 3 iniziale in cui dichiara le sue partecipazioni e le assegnazioni. Possiede direttamente 57.316 azioni ordinarie e detiene diversi assegni di unità azionarie vincolate e opzioni su azioni che maturano progressivamente. Le assegnazioni di capitale riportate comprendono TRSU e PRSU per un totale di 57.291 azioni sottostanti tra le voci elencate e 23.225 opzioni/diritti su azioni esercitabili fino al 2032, con i relativi prezzi di esercizio indicati.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer presentó un Form 3 inicial en el que informa sobre sus participaciones y concesiones. Posee directamente 57.316 acciones ordinarias y tiene varias asignaciones de unidades restringidas y opciones sobre acciones que vencen de forma escalonada. Las retribuciones en acciones notificadas incluyen TRSU y PRSU por un total de 57.291 acciones subyacentes entre las concesiones listadas y 23.225 opciones/derechos sobre acciones ejercitables hasta 2032, con los precios de ejercicio mostrados.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer가 소유 및 부여 내역을 보고하는 초기 Form 3를 제출했습니다. 그는 직접적으로 보통주 57,316주를 보유하고 있으며 시간이 지나며 취득되는 여러 제한부 주식 단위(RSU) 및 주식옵션을 보유하고 있습니다. 보고된 지분 보상에는 목록에 있는 부여를 통해 합계 57,291개의 기초주식에 해당하는 TRSU 및 PRSU와, 행사 가격이 명시된 23,225주의 2032년까지 행사 가능한 주식 옵션/권리가 포함됩니다.

Newell Brands Inc. (NWL) Form 3 : Robert F. Posthauer a déposé un Form 3 initial déclarant ses détentions et ses attributions. Il possède directement 57 316 actions ordinaires et détient plusieurs attributions d’unités d’actions restreintes et d’options sur actions qui acquièrent des droits progressivement. Les attributions en actions signalées comprennent des TRSU et PRSU totalisant 57 291 actions sous-jacentes réparties sur les attributions listées, ainsi que 23 225 options/ droits sur actions exerçables jusqu’en 2032, avec les prix d’exercice indiqués.

Newell Brands Inc. (NWL) Form 3: Robert F. Posthauer hat ein initiales Form 3 eingereicht, in dem er seine Beteiligungen und Zuweisungen meldet. Er besitzt direkt 57.316 Stammaktien und hält mehrere Restricted Stock Unit-Zuweisungen sowie Aktienoptionen, die zeitlich gestaffelt vesten. Gemeldete Aktienzuwendungen umfassen TRSUs und PRSUs mit insgesamt 57.291 zugrunde liegenden Aktien über die aufgeführten Zuwendungen sowie 23.225 Aktienoptionen/-rechte, die bis 2032 ausübbar sind, mit angegebenen Ausübungspreisen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Posthauer Robert F.

(Last) (First) (Middle)
5 CONCOURSE PARKWAY NE, 8TH FLOOR

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/25/2025
3. Issuer Name and Ticker or Trading Symbol
NEWELL BRANDS INC. [ NWL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Home & Com. - Com.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 57,316 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) (2) (3) Common Stock 4,027 (4) D
Restricted Stock Units(1) (5) (3) Common Stock 13,038 (4) D
Restricted Stock Units(1) (6) (3) Common Stock 22,122 (4) D
Restricted Stock Units(7) (8) (3) Common Stock 18,104 (4) D
Stock Option (Right to Buy) (9) 05/28/2031 Common Stock 7,999 $28.69 D
Stock Option (Right to Buy) (9) 02/18/2032 Common Stock 15,226 $25.86 D
Explanation of Responses:
1. Each time-based restricted stock unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.
2. The TRSU's vest ratably in one-third increments on the original grant date's (February 17, 2023) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the remaining TRSUs reported schedule to vest on February 17, 2026.
3. N/A
4. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
5. The TRSUs vest ratably in one-third increments on the original grant date's (February 16, 2024) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the remaining TRSUs reported scheduled to vest on February 16, 2026 and February 16, 2027.
6. The TRSUs vest ratably in one-third increments on the original grant date's (February 17, 2025) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the TRSUs reported scheduled to vest on February 17, 2026, February 17, 2027, and February 17, 2028.
7. Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.
8. The Company's Compensation and Human Capital Committee certified the Company's performance metrics established for the Reporting Person's PRSUs granted on July 5, 2023. The terms of the Reporting Person's PRSUs provide for a seventy percent (70%) vesting on July 5, 2025, and a thirty percent (30%) vesting on July 5, 2026, subject to the continuous employment with the Company, with the remaining PRSUs reported scheduled to vest on July 5, 2026.
9. The options vest ratably in one-third increments on the first, second and third anniversaries of the grant date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Brian J. Decker, Attorney in Fact for Robert F. Posthauer 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Robert F. Posthauer report owning on the Form 3 for NWL?

The Form 3 states Mr. Posthauer directly owns 57,316 shares of Newell Brands common stock and holds multiple RSUs/PRSUs and options detailed in the filing.

How many restricted stock units and options are disclosed?

The filing lists restricted stock units totaling 57,291 underlying shares across grants and two stock options for 7,999 and 15,226 shares exercisable in 2031 and 2032 respectively.

What are the exercise prices and expiration dates of the options reported?

Options reported: 7,999 shares exercisable 05/28/2031 at $28.69, and 15,226 shares exercisable 02/18/2032 at $25.86.

Are any performance-based awards certified for vesting?

Yes. The Compensation and Human Capital Committee certified performance metrics for PRSUs granted July 5, 2023, providing 70% vesting on July 5, 2025 and 30% on July 5, 2026, subject to continued employment.

When was the event requiring this Form 3 filing?

The Form 3 lists the date of the event requiring the statement as 08/25/2025 and the filing signature dated 08/27/2025.
Newell Brands

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2.44B
416.73M
0.51%
103.83%
7.73%
Household & Personal Products
Plastics Products, Nec
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United States
ATLANTA