Welcome to our dedicated page for Northwest Natrl SEC filings (Ticker: NWN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northwest Natural Holding Company filings document a regulated utility holding company and its wholly owned Northwest Natural Gas Company subsidiary. Form 8-K reports furnish quarterly and annual earnings releases, describe utility rate-case developments before Oregon and Washington regulators, and record material events affecting the gas utility business.
The filing record also covers capital structure and financing matters, including Northwest Natural Gas Company first mortgage bond issuances, as well as executive succession and compliance leadership changes. Proxy materials provide governance disclosures for the holding company, including board matters, shareholder voting items and executive compensation information.
Northwest Natural Holding Company entered into long-term private debt financing with institutional investors. It issued and agreed to sell a total of $120 million of 5.35%–5.83% senior notes maturing between 2031 and 2036, with semiannual interest payments and optional prepayment features.
The notes require NW Holdings to keep its consolidated indebtedness-to-total-capitalization ratio at or below 70%, and proceeds are expected to be used for general corporate purposes, including repaying existing debt. Subsidiary NW Natural Water separately issued $75 million of 5.15% and 5.58% senior notes due 2031 and 2036, also with make-whole and later no-premium prepayment options, primarily to refinance its credit facility maturing in 2026.
Northwest Natural Holding Company held its Annual Meeting of Shareholders on May 28, 2026. Shareholders elected three Class III directors—David H. Anderson, Peter J. Bragdon, and Nathan I. Partain—to serve until the 2029 Annual Meeting or until their successors are duly elected and qualified.
Anderson received 31,341,086 votes for and 735,755 withheld; Bragdon received 31,678,027 for and 398,814 withheld; Partain received 31,099,946 for and 976,895 withheld, with 4,825,845 broker non-votes for each. Shareholders also approved the non-binding advisory vote on compensation of the Named Executive Officers and ratified PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal year 2026.
Northwest Natural Holding Co executive Zachary D. Kravitz, VP of Regulatory Affairs and Resource Planning at NW Natural, filed a Form 4 reporting no share purchases, sales, or other equity transactions. The filing lists zero buys, zero sells, and no derivative exercises or other changes in his reported holdings.
Northwest Natural Holding Co officer Joseph S. Karney, VP of Engineering & Utility Operations, submitted a Form 4 that reports no insider share activity. The transaction summary shows zero purchases, zero sales, zero derivative exercises, and a net change of 0 shares, indicating no reportable transactions in this filing.
Northwest Natural Holding Co executive David A. Weber, Vice President of Gas Supply, filed a Form 4 insider report that, in this excerpt, shows no purchases, sales, or other equity transactions. The filing mainly identifies his officer role rather than detailing trading activity.
Northwest Natural Holding Co executive Brian Fellon, VP, CIO & CISO, is listed as the reporting person on a Form 4. The available data show no reported purchases, sales, option exercises, gifts, tax withholdings, restructurings, or derivative transactions, and no updated share or option holdings in this filing.
Northwest Natural Holding Co director Peter J. Bragdon reported an open-market purchase of 400 shares of common stock at $50.32 per share. After this transaction, he holds 800 directly owned shares and 3,490.732 indirectly owned shares credited to his account under the company’s deferred compensation plan.
State Street Corporation reports beneficial ownership of 1,605,211 shares of Northwest Natural Holding Co common stock, equal to 4% of the class as of 03/31/2026. The filing lists several State Street investment advisory subsidiaries as acquiring entities and shows shared voting power of 1,497,539 shares.
Northwest Natural Holding Co director Karen Lee reported a discretionary stock transaction under a deferred compensation plan. On May 7, 2026, 1,014.422 shares of common stock at $50.19 per share were credited to her account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
The transaction is classified as an indirect holding and as a discretionary transaction under Rule 16b-3(f). It was effected pursuant to a written election made on or about June 1, 2021 that was intended to satisfy then-current Rule 10b5-1 and has not been changed since. After this credit, Lee's indirect holdings total 22,710.039 shares of common stock.