Ameriprise FS (NASDAQ: NWPX) files Form 144 listing LTIP share sales

Rhea-AI Filing Summary

Ameriprise Financial Services Inc. filed a Form 144 reporting proposed sales of common stock on Nasdaq. The filing lists LTIP-related shares tied to grant dates, including 211 shares (03/31/2022), 875 shares (01/16/2023), and 3,414 shares (03/31/2023). The Form 144 entry shows a filing date of 03/04/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Ameriprise Financial Services Inc. 2865 Ameriprise Financial Center Minneapolis MN 55474	4500	362655.00	9574225	03/04/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/2022	LTIP	Issuer			211	03/31/2022	N/A
Common	01/16/2023	LTIP	Issuer			875	01/16/2023	N/A
Common	03/31/2023	LTIP	Issuer			3414	03/31/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Ameriprise Financial Services' Form 144 for NWPX disclose?

It discloses proposed sales of common stock by an affiliate. The filing lists LTIP-related share lots including 211, 875, and 3,414 shares tied to grant dates in 2022–2023 and shows a filing date of 03/04/2026.

Which grant dates and share amounts are shown in the Form 144 filing?

The Form 144 lists LTIP grants dated 03/31/2022 (211 shares), 01/16/2023 (875 shares), and 03/31/2023 (3,414 shares). These entries are shown as securities to be sold.

Does the Form 144 show the total shares proposed for sale?

The filing excerpt lists specific LTIP lots but does not present a single aggregate total. It shows examples including 211, 875, and 3,414 shares tied to the cited grant dates.

Which exchange and filing date appear on the Form 144 for NWPX?

The excerpt identifies Nasdaq as the market and shows a Form 144 filing date of 03/04/2026. The issuer is listed as Ameriprise Financial Services Inc.

Are the shares in the filing described as issuer-held or LTIP awards?

The entries are labeled LTIP with the issuer indicated; the listed lots correspond to LTIP grant dates (03/31/2022, 01/16/2023, 03/31/2023) and specific share amounts.