NWPX director gifts 1,000 shares of stock

NWPX Infrastructure, Inc. (NWPX) director Richard A. Roman reported a bona fide gift of 1,000 shares of common stock on September 14, 2026.

Available on EDGAR 09/16/2026 - 02:52 PM EDT Accepted by SEC EDGAR 09/16/2026 - 02:52 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NWPX Infrastructure, Inc. (NWPX) director Richard A. Roman reported a bona fide gift of 1,000 shares of common stock on September 14, 2026. The transfer was reported at $0.00 per share and left him holding 29,340 shares of NWPX common stock directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

1,000 shares gifted

Gift 1 txn

Insider ROMAN RICHARD A

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock F1	1,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 29,340 shares (Direct)

Holdings Before and After: Common Stock, 30,340 to 29,340 shares (Direct)

Footnotes (1)

1. F1. 1000 shares represents a bona fide gift of NWPX Infrastructure, Inc. common stock made by the reporting person.

Key Figures

Shares gifted: 1,000 shares Reported gift price per share: $0.00 per share Shares held after transaction: 29,340 shares +1 more

4 metrics

Shares gifted 1,000 shares Bona fide gift of NWPX common stock on September 14, 2026

Reported gift price per share $0.00 per share Price reported for the 1,000-share bona fide gift

Shares held after transaction 29,340 shares Direct holdings of Richard A. Roman following the gift

Number of gift transactions 1 transaction Single bona fide gift reported on this Form 4

Key Terms

bona fide gift, Common Stock, Rule 10b5-1

3 terms

bona fide gift financial

"1000 shares represents a bona fide gift of NWPX Infrastructure, Inc. common stock"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Common Stock financial

"1000 shares represents a bona fide gift of NWPX Infrastructure, Inc. common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Rule 10b5-1 regulatory

"The filing’s Rule 10b5-1 checkbox is marked false"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NWPX director Richard A. Roman report?

He reported a bona fide gift of 1,000 shares of NWPX Infrastructure, Inc. common stock on September 14, 2026, leaving him with 29,340 shares held directly after the transaction.

How many NWPX shares does Richard A. Roman hold after this Form 4 transaction?

After the reported gift, Richard A. Roman directly holds 29,340 shares of NWPX Infrastructure, Inc. common stock, according to the Form 4 disclosure.

Was the NWPX insider transaction a sale or a gift?

The transaction was reported as a bona fide gift of 1,000 shares of NWPX common stock, not a market sale or purchase.

At what price was the gifted NWPX stock reported on the Form 4?

The 1,000 gifted shares of NWPX Infrastructure, Inc. common stock were reported at a price of $0.00 per share, consistent with a bona fide gift transaction.

Was Richard A. Roman’s NWPX gift under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is marked false, indicating no Rule 10b5-1 trading plan is reported for this gift transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROMAN RICHARD A

(Last) (First) (Middle)

201 NE PARK PLAZA DRIVE

SUITE 100

(Street)

VANCOUVER WASHINGTON 98684

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NWPX Infrastructure, Inc. [ NWPX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		G		1,000	D	$0(1)	29,340	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 1000 shares represents a bona fide gift of NWPX Infrastructure, Inc. common stock made by the reporting person.

	/s/ Megan Kendrick	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)