Nuveen California Select VP listed as reporting insider
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO (NXC) has an initial insider ownership report on file for Parth Doshi.
Rhea-AI Filing Summary
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO (NXC) has an initial insider ownership report on file for Parth Doshi. The report is a Form 3 and does not list any transactions or current holdings, but identifies Doshi as a reporting person with the designation "VP."
Positive
- None.
Negative
- None.
Key Terms
Form 3, ten percent owner, derivativeTransactionCount
3 terms
Form 3 regulatory
"The report is a Form 3 and does not list any transactions"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ten percent owner regulatory
"is_ten_percent_owner": 0"
derivativeTransactionCount financial
""derivativeTransactionCount": 0"
FAQ
What does the Form 3 filing for NXC report about Parth Doshi?
It reports that Parth Doshi is a reporting person for NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO with the designation "VP." The Form 3 does not list any securities transactions or holdings.
Are there any buy or sell transactions disclosed in this NXC Form 3?
No. The Form 3 shows no reported transactions: buyCount, sellCount, acquireCount, and disposeCount are all zero, and there are no transaction entries listed.
Is Parth Doshi reported as a ten percent owner of NXC?
No. The Form 3 marks the ten percent owner indicator as zero for Parth Doshi, so he is not reported in that capacity.
Does the NXC Form 3 indicate any Rule 10b5-1 trading plan?
No. The Form 3 has the aff_10b5_one field set to null, and there are no footnotes describing any Rule 10b5-1 or pre-arranged trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.