Nuveen NJ muni fund names Parth Doshi insider
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ) filed an initial Form 3 to report that Parth Doshi is an insider, serving as Vice President.
Rhea-AI Filing Summary
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ) filed an initial Form 3 to report that Parth Doshi is an insider, serving as Vice President. The filing does not list any equity holdings or report any transactions in NXJ securities at this time.
Positive
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Negative
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Key Terms
Form 3, reporting person, officer
3 terms
Form 3 regulatory
"filed an initial Form 3 to report that Parth Doshi is an insider"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"Parth Doshi is now a reporting insider of NUVEEN NEW JERSEY"
officer regulatory
"Parth Doshi is reported as an officer with the title Vice President"
FAQ
What does this Form 3 filing mean for NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ)?
It indicates that Parth Doshi is now a reporting insider of NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND, serving as Vice President. The filing is an initial statement of insider status and does not show any security holdings or transactions.
What insider role does Parth Doshi hold at NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ)?
Parth Doshi is reported as an officer of NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND with the title Vice President, making him a reporting person under SEC insider ownership rules.
Does this NXJ Form 3 disclose any derivative securities or options?
No. The derivative section in the Form 3 is empty, and the transaction summary shows no derivative transactions or remaining derivative positions for Parth Doshi.
Is there any Rule 10b5-1 trading plan disclosure in this NXJ Form 3?
No. There is no indication that a Rule 10b5-1 trading plan is involved, and the filing reports no trades by Parth Doshi.
AI-generated analysis. How Rhea-AI works. Not financial advice.