STOCK TITAN

American Strategic Investment Co. (NYSE: NYC) back in NYSE continued listing compliance

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

American Strategic Investment Co. reported that, on July 22, 2026, it received notice from the New York Stock Exchange that it has regained compliance with the NYSE’s quantitative continued listing standard. The company is now in compliance with the NYSE’s minimum market capitalization and stockholders’ equity requirements under Section 802.01B of the NYSE Listed Company Manual.

The company will be subject to normal continued listing monitoring going forward. For 12 months from the notification date, if it again falls below any continued listing standard, the NYSE may review the reasons and, depending on circumstances, truncate standard compliance procedures or initiate trading suspension procedures. The NYSE’s below compliance indicator “.BC” will no longer be disseminated, and the company will be removed from the NYSE’s list of noncompliant issuers.

Positive

  • Regained NYSE continued listing compliance under Section 802.01B, resulting in removal of the “.BC” below-compliance indicator and the company’s removal from the NYSE list of noncompliant issuers.

Negative

  • None.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Monitoring period 12 months Period after the July 22, 2026 NYSE notice during which a new deficiency could trigger review and possible accelerated actions
Section 802.01B NYSE Listed Company Manual section covering minimum market capitalization and stockholders’ equity requirements used for compliance assessment
Exhibit 104 Cover Page Interactive Data File identified as Exhibit 104 in the report
quantitative continued listing standard regulatory
"has regained compliance in relation to the NYSE’s quantitative continued listing standard"
Section 802.01B regulatory
"requirement of Section 802.01B of the NYSE Listed Company Manual"
below compliance indicator (".BC") regulatory
"The below compliance indicator (“.BC”) will no longer be disseminated"
trading suspension procedures regulatory
"or beginning the initiation of NYSE trading suspension procedures"

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FAQ

What did American Strategic Investment Co. (NYC) disclose about its NYSE listing status?

American Strategic Investment Co. disclosed that it has regained compliance with the NYSE’s quantitative continued listing standard, meeting the minimum market capitalization and stockholders’ equity requirements under Section 802.01B. The below compliance indicator “.BC” will no longer be applied.

Which NYSE standard did American Strategic Investment Co. (NYC) meet to regain compliance?

The company met the NYSE’s minimum market capitalization and stockholders’ equity requirements set out in Section 802.01B of the NYSE Listed Company Manual. Regaining compliance with this section restores its status under the exchange’s quantitative continued listing standards.

What happens if American Strategic Investment Co. (NYC) falls below NYSE standards again within 12 months?

If the company is below any continued listing standard within 12 months of the NYSE’s July 22, 2026 notice, the NYSE will review the reasons and may, depending on circumstances, truncate compliance procedures or begin NYSE trading suspension procedures.

What is the significance of the “.BC” indicator for American Strategic Investment Co. (NYC)?

The “.BC” indicator signaled the company was below compliance with NYSE standards. After regaining compliance, this indicator will no longer be disseminated, and American Strategic Investment Co. will be removed from the NYSE’s list of noncompliant issuers.

Is American Strategic Investment Co. (NYC) still being monitored by the NYSE after regaining compliance?

Yes. After regaining compliance, the company is now subject to normal continued listing monitoring under the NYSE Listed Company Manual. During the next 12 months, any new deficiency could prompt a NYSE review and potentially accelerated actions.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K
 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 22, 2026

 

American Strategic Investment Co.

(Exact Name of Registrant as Specified in Charter)

 

Maryland

 

001-39448

 

46-4380248

(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

222 Bellevue Ave, Newport, Rhode Island   02840
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (212) 415-6500

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:

 

Trading Symbol(s)

 

Name of each exchange on which
registered

Class A common stock, $0.01 par value per share   NYC   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 8.01 Other Events.

 

On July 22, 2026, American Strategic Investment Co. (the “Company”) received a letter from the New York Stock Exchange (the “NYSE”) dated July 22, 2026, that the Company has regained compliance in relation to the NYSE’s quantitative continued listing standard as a result of the Company’s achievement of compliance with the NYSE’s minimum market capitalization and stockholders’ equity requirement of Section 802.01B of the NYSE Listed Company Manual (the “NYSE Manual”).

 

The Company will be subject to normal continued listing monitoring in accordance with the NYSE Manual. If the Company is again determined to be below any of the continued listing standards within 12 months of the date of the notification letter, the NYSE will review the reason(s) for falling below such standards, which may include a re-evaluation of the Company’s original method of financial recovery. The NYSE will then take the appropriate action, which, depending on circumstances, may include truncating the compliance procedures described in the NYSE Manual or beginning the initiation of NYSE trading suspension procedures.

 

The below compliance indicator (“.BC”) will no longer be disseminated, and the Company will be removed from the list of NYSE noncompliant issuers on the NYSE’s website.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)

 

Exhibit No Description
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  American Strategic Investment Co.
     
Date: July 24, 2026 By: /s/ Michael LeSanto
    Michael LeSanto
    Chief Financial Officer

 

 

 

Filing Exhibits & Attachments

3 documents