American Strategic Investment Co. NYSE Plan to Regain Compliance

American Strategic Investment Co. announced that the New York Stock Exchange has accepted its business plan to regain compliance with the NYSE continued listing standards under Section 802.01B of the NYSE Listed Company Manual.

Rhea-AI Filing Summary

American Strategic Investment Co. announced that the New York Stock Exchange has accepted its business plan to regain compliance with the NYSE continued listing standards under Section 802.01B of the NYSE Listed Company Manual. This means the company has outlined steps the exchange considers adequate to address its prior non-compliance and maintain its Class A common stock and associated preferred stock purchase rights on the NYSE.

The company communicated this development through a press release, which is included as an exhibit to the current report. The disclosure is provided under Regulation FD, emphasizing broad, simultaneous communication to the market.

Insights

Equity Markets & Listing Standards Analyst

NYSE’s acceptance of American Strategic’s compliance plan reduces near-term delisting risk but does not resolve it.

American Strategic Investment Co. reported that the NYSE has accepted its business plan to regain compliance with continued listing standards under Section 802.01B. This section typically relates to minimum market capitalization or stockholders’ equity, so acceptance indicates the exchange views the company’s remediation steps as credible at this stage.

The acceptance does not mean full compliance has been restored; it allows the company to continue trading while it executes the plan. Actual outcomes will depend on future financial and market performance relative to NYSE thresholds, as well as adherence to any milestones embedded in the plan.

The attached press release, furnished under Regulation FD, is intended to provide equal access to this information for all market participants. Investors can look to subsequent NYSE notices or company reports for updates on whether the company ultimately regains full compliance with continued listing requirements.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did American Strategic Investment Co. (NYC) announce regarding its NYSE listing?

The company announced that the New York Stock Exchange has accepted its business plan to regain compliance with the NYSE continued listing standards under Section 802.01B of the NYSE Listed Company Manual.

Is American Strategic Investment Co. (NYC) still listed on the NYSE?

Yes. The disclosure states that the NYSE has accepted the company’s plan to regain compliance with continued listing standards, which allows its securities, including Class A common stock, to remain listed while it works toward full compliance.

Which NYSE standard is American Strategic Investment Co. working to satisfy?

The company is addressing continued listing standards set forth in Section 802.01B of the NYSE Listed Company Manual, which governs certain financial and market-based listing requirements.

How did American Strategic Investment Co. communicate the NYSE decision?

The company issued a press release dated December 1, 2025, announcing NYSE acceptance of its compliance plan, and furnished that press release as Exhibit 99.1 to the current report.

Does the announcement mean American Strategic Investment Co. is fully back in compliance?

The disclosure states that the NYSE has accepted the company’s business plan to regain compliance, which indicates an approved path forward rather than confirmation that full compliance has already been restored.

What securities of American Strategic Investment Co. trade on the NYSE?

The report lists Class A common stock, $0.01 par value per share, and Class A preferred stock purchase rights as being listed on the New York Stock Exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/01/2025 - 06:06 AM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K
 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 1, 2025

American Strategic Investment Co.

(Exact Name of Registrant as Specified in Charter)

Maryland		001-39448		46-4380248
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)
222 Bellevue Ave, Newport, Rhode Island 02840
(Address, including zip code, of Principal Executive Offices)
Registrant’s telephone number, including area code: (212) 415-6500

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:		Trading Symbol(s)		Name of each exchange on which registered
Class A common stock, $0.01 par value per share		NYC		New York Stock Exchange
Class A Preferred Stock Purchase Rights		true		New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 7.01 Regulation FD Disclosure.

On December 1, 2025, American Strategic Investment Co. (the “Company”) issued a press release announcing that the New York Stock Exchange (“NYSE”) has accepted the Company’s business plan to regain compliance with the NYSE continued listing standards set forth in Section 802.01B of the NYSE Listed Company Manual. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

The information contained in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibit No		Description
99.1		Press Release
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	American Strategic Investment Co.
Date: December 1, 2025	By:	/s/ Michael LeSanto
		Michael LeSanto
		Chief Financial Officer