STOCK TITAN

Schorsch entities (NYSE: NYC) add stock and receive 251,703-share award

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

American Strategic Investment Co. reported insider-related increases in holdings of its Class A common stock. Entities ultimately controlled by Nicholas S. Schorsch received 251,703 fully vested shares at $8.37 per share in connection with fees earned by New York City Advisors, LLC, the company’s external advisor.

In addition, Bellevue Capital Partners, LLC, which is controlled by Schorsch, executed open‑market purchases of 1,000 shares at a weighted average price of $8.39 per share and 5,000 shares at a weighted average price of $9.27 per share. Following these transactions, indirect holdings through the advisor structure totaled 1,081,620 shares, while Schorsch also directly owned 26,559 shares.

Positive

  • None.

Negative

  • None.
Insider SCHORSCH NICHOLAS S, Bellevue Capital Partners, LLC, AR Global Investments, LLC, American Realty Capital III, LLC, New York City Special Ltd. Partnership, LLC, New York City Advisors, LLC
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
Bought 6,000 shs ($55K)
Type Security Shares Price Value
Purchase Class A common stock 5,000 $9.27 $46K
Grant/Award Class A common stock 251,703 $8.37 $2.11M
Purchase Class A common stock 1,000 $8.39 $8K
holding Class A common stock -- -- --
Holdings After Transaction: Class A common stock — 1,081,620 shares (Indirect, See footnote); Class A common stock — 26,559 shares (Direct)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.35-$8.44, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Represents shares of Class A common stock directly owned by BCP. Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP. Fully-vested shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to the 2020 AdvisorOmnibus Incentive Compensation Plan of the Issuer to, and in connection with fees earned by, New York City Advisors, LLC, the external advisorof the Issuer (the "Advisor"). The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.84-$9.43, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Mr. Nicholas S. Schorsch is the sole managing member of Bellevue Capital Partners, LLC ("BCP"), who is the ultimate controlling person of the Advisor, and has voting and investment discretion with respect to the securities held of record by the Advisor. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of the Advisor, the record holder of the securities reported herein. Represents shares of Class A common stock owned solely by Mr. Nicholas S. Schorsch.
Open-market purchase 1 1,000 shares at $8.39 Class A common stock buy on June 25, 2026
Open-market purchase 2 5,000 shares at $9.27 Class A common stock buy on June 29, 2026
Share award to advisor 251,703 shares at $8.37 Fully vested grant under 2020 Advisor Omnibus Incentive Compensation Plan
Indirect holdings after transactions 1,081,620 shares Indirect Class A common stock holdings following June 29, 2026 transactions
Direct holdings 26,559 shares Class A common stock directly owned by Nicholas S. Schorsch
Net open-market buys 6,000 shares Net buy direction across reported purchases
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
fully-vested shares financial
"Fully-vested shares of Class A common stock of American Strategic Investment Co."
Incentive Compensation Plan financial
"issued pursuant to the 2020 AdvisorOmnibus Incentive Compensation Plan of the Issuer"
An incentive compensation plan is a formal program that rewards employees and executives with bonuses, stock, or other payments tied to specific performance goals—such as revenue, profit, productivity, or long‑term share price. Investors watch these plans because they shape how leaders make decisions and take risks; like paying a coach by wins rather than effort, well‑designed plans can drive sustainable growth while poor designs can encourage short‑term behaviors that harm shareholder value.
ten percent owner financial
"each reporting person is marked as a ten percent owner of the issuer"
grant/award acquisition financial
"transaction_action is described as grant/award acquisition for the 251,703-share entry"
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FAQ

What insider transactions were reported for American Strategic Investment Co. (NYC)?

Entities tied to Nicholas S. Schorsch reported acquiring 251,703 fully vested shares as a fee-based award and buying 6,000 shares in open-market purchases, increasing indirect and direct ownership positions in American Strategic Investment Co.’s Class A common stock.

What is the size and nature of the 251,703-share award reported for NYC?

The report shows a grant of 251,703 fully vested shares of Class A common stock at $8.37 per share, issued under the 2020 Advisor Omnibus Incentive Compensation Plan to New York City Advisors, LLC as compensation for fees earned as the external advisor.

What are Nicholas S. Schorsch’s direct and indirect holdings in American Strategic Investment Co.?

After the reported transactions, indirect holdings through entities controlled by Nicholas S. Schorsch totaled 1,081,620 shares, while he directly owned 26,559 shares. The indirect holdings are primarily held via New York City Advisors, LLC and the Bellevue Capital Partners structure.

How were the reported transaction prices for NYC shares calculated?

Footnotes state the reported prices are weighted average prices. The open-market purchases occurred through multiple trades within price ranges of $8.35–$8.44 and $8.84–$9.43. Detailed trade-level pricing is available upon request from the reporting persons.

Which entities associated with Nicholas S. Schorsch hold NYC shares?

The report lists Bellevue Capital Partners, LLC, AR Global Investments, LLC, American Realty Capital III, LLC, New York City Special Limited Partnership, LLC, and New York City Advisors, LLC. Schorsch is the sole managing member of Bellevue Capital Partners and has voting and investment discretion over these holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SCHORSCH NICHOLAS S

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
American Strategic Investment Co. [ NYC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock06/25/2026P1,000A$8.39(1)1,076,620ISee footnote(2)
Class A common stock06/26/2026A251,703A$8.37(3)1,004,467ISee footnote(5)
Class A common stock06/29/2026P5,000A$9.27(4)1,081,620ISee footnote(2)
Class A common stock26,559D(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
SCHORSCH NICHOLAS S

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Bellevue Capital Partners, LLC

(Last)(First)(Middle)
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
AR Global Investments, LLC

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
American Realty Capital III, LLC

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
New York City Special Ltd. Partnership, LLC

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
New York City Advisors, LLC

(Last)(First)(Middle)
C/O BELLEVUE CAPITAL PARTNERS, LLC
222 BELLEVUE AVENUE

(Street)
NEWPORT RHODE ISLAND 02840

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.35-$8.44, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
2. Represents shares of Class A common stock directly owned by BCP. Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP.
3. Fully-vested shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to the 2020 AdvisorOmnibus Incentive Compensation Plan of the Issuer to, and in connection with fees earned by, New York City Advisors, LLC, the external advisorof the Issuer (the "Advisor").
4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.84-$9.43, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
5. Mr. Nicholas S. Schorsch is the sole managing member of Bellevue Capital Partners, LLC ("BCP"), who is the ultimate controlling person of the Advisor, and has voting and investment discretion with respect to the securities held of record by the Advisor. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of the Advisor, the record holder of the securities reported herein.
6. Represents shares of Class A common stock owned solely by Mr. Nicholas S. Schorsch.
Remarks:
Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. // The Reporting Persons are filing this Form 4 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ See signatures attached as Exhibit 99.106/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)