Brookfield Oaktree (OAK) director files initial insider ownership report

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC reports that Kunal Krishna Dusad is a director of the company in an initial insider ownership filing. The report shows no transactions, acquisitions, dispositions, or equity positions, so no specific beneficial ownership in the issuer’s securities is disclosed for him here.

Key Figures

Buy transactions: 0 shares Sell transactions: 0 shares Holding entries: 0

3 metrics

Buy transactions 0 shares Buy transactions reported in this Form 3

Sell transactions 0 shares Sell transactions reported in this Form 3

Holding entries 0 Number of reported holding entries for the reporting person

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Understanding Insider Trading Forms →

Available on EDGAR 08/03/2026 - 04:25 PM Accepted by SEC EDGAR 08/03/2026 - 04:24 PM Learn about SEC filing dates

FAQ

What does Brookfield Oaktree’s Form 3 for OAK disclose about Kunal Krishna Dusad?

It discloses that Kunal Krishna Dusad is a director of Brookfield Oaktree Holdings, LLC. The filing reports no transactions or equity positions in the company’s securities for him.

Are any stock purchases or sales reported in the OAK Form 3 for Kunal Krishna Dusad?

No. The transaction summary shows 0 buy transactions and 0 sell transactions and no other equity trades, indicating no reported trading activity in this Form 3.

Is Kunal Krishna Dusad reported as a 10% owner in Brookfield Oaktree (OAK) Form 3?

No. The reporting-person data indicates he is not listed as a ten percent owner; his status is identified solely as a director of Brookfield Oaktree Holdings, LLC.

Does the Brookfield Oaktree (OAK) Form 3 show any derivative securities for Kunal Krishna Dusad?

No. The derivative section contains no entries, and the summary shows 0 derivative transactions, indicating no options or other derivatives are reported for him.

How many holding entries are reported for Kunal Krishna Dusad in the OAK Form 3?

The summary shows 0 holding entries, meaning no specific positions in Brookfield Oaktree Holdings, LLC securities are detailed for Kunal Krishna Dusad in this initial filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Dusad Kunal Krishna

(Last) (First) (Middle)

C/O BROOKFIELD OAKTREE HOLDINGS, LLC

333 SOUTH GRAND AVENUE, 28TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Oaktree Holdings, LLC [ OAK-PA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Kunal Dusad	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)