Brookfield Oaktree Holdings (OAK) lists CFO Tighe as reporting person

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC reported that Herrington Mathieu Tighe, its Chief Financial Officer and a director, is a reporting person for the company’s securities. The disclosure lists no transactions or holdings, with buy and sell activity counts all reported as zero.

Key Figures

Reported buy transactions: 0 Reported sell transactions: 0 Net buy/sell shares: 0

3 metrics

Reported buy transactions 0 Count of buy transactions in the ownership report

Reported sell transactions 0 Count of sell transactions in the ownership report

Net buy/sell shares 0 Net buy/sell share balance reported as neutral

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Understanding Insider Trading Forms →

Available on EDGAR 08/03/2026 - 04:39 PM Accepted by SEC EDGAR 08/03/2026 - 04:38 PM Learn about SEC filing dates

FAQ

What does the Form 3 for OAK disclose?

It shows that Herrington Mathieu Tighe, Chief Financial Officer and director of Brookfield Oaktree Holdings, is a reporting person for the company’s securities. The report lists no transactions or holdings, with all buy and sell activity counts reported as zero.

Who is Herrington Mathieu Tighe in relation to OAK?

Herrington Mathieu Tighe is identified as both a director and an officer, serving as Chief Financial Officer of Brookfield Oaktree Holdings, LLC. He is marked as not a ten percent owner in the ownership status information.

Does the OAK Form 3 show any insider trades?

No. The transaction summary reports 0 buy, 0 sell, 0 acquire, and 0 dispose transactions for Brookfield Oaktree Holdings securities, and indicates a neutral net buy/sell direction, meaning no trading activity is disclosed in this report.

Is Herrington Mathieu Tighe a ten percent owner of OAK?

No. The ownership information flags Herrington Mathieu Tighe as not a ten percent owner of Brookfield Oaktree Holdings, LLC, even though he serves as both Chief Financial Officer and director, and is required to report his securities ownership.

Why is this Form 3 important for Brookfield Oaktree Holdings (OAK)?

It formally identifies Herrington Mathieu Tighe as an insider who must report holdings and trades in Brookfield Oaktree securities. Even though this report shows no current transactions or positions, it establishes ongoing disclosure obligations for future activity.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Herrington Mathieu Tighe

(Last) (First) (Middle)

C/O BROOKFIELD OAKTREE HOLDINGS, LLC

333 SOUTH GRAND AVENUE, 28TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Oaktree Holdings, LLC [ OAK-PA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Mathieu Herrington	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)