Brett Fox files initial ownership report for Brookfield Oaktree (OAK-PA)

Rhea-AI Filing Summary

Brett M. Fox is identified as a director and reporting person for Brookfield Oaktree Holdings, LLC (ticker OAK-PA) in an SEC Form 3 ownership report. The report lists his director status in relation to the issuer and does not include any share transactions or derivative positions.

Key Terms

Form 3, reporting person, derivative positions

3 terms

Form 3 regulatory

"SEC Form 3 ownership report for OAK-PA"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"Identifies Brett M. Fox as the reporting person and director"

derivative positions financial

"Does not list any share transactions or derivative positions"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Brookfield Oaktree (OAK) Form 3 filed by Brett M. Fox disclose?

The Form 3 discloses that Brett M. Fox is a director and reporting person for Brookfield Oaktree Holdings, LLC (OAK-PA. It is an ownership report and does not list any share transactions or derivative positions for him.

What is Brett M. Fox’s role at Brookfield Oaktree Holdings, LLC (OAK)?

Brett M. Fox is reported as a director of Brookfield Oaktree Holdings, LLC in the Form 3. The filing indicates he is not reported as an officer or a ten percent owner of the OAK-PA security.

Does Brett M. Fox’s Form 3 for Brookfield Oaktree (OAK) report any stock transactions?

No, the Form 3 for Brett M. Fox related to Brookfield Oaktree Holdings, LLC does not report any stock transactions. The structured data show no buy, sell, or other transaction entries associated with the OAK-PA security.

Are any derivative positions reported in Brett M. Fox’s Form 3 for OAK-PA?

No derivative positions are reported for Brett M. Fox in connection with Brookfield Oaktree Holdings, LLC (OAK-PA. The derivative section in the structured data is empty, indicating no listed options, warrants, or other derivative securities for this report.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fox Brett M.

(Last) (First) (Middle)

C/O BROOKFIELD OAKTREE HOLDINGS, LLC

333 SOUTH GRAND AVENUE, 28TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Oaktree Holdings, LLC [ OAK-PA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Brett Fox	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)