Brookfield Oaktree Holdings, LLC (OAK) files initial insider Form 3

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC has filed an initial insider ownership report for Dyck Karly Evelyn, who serves as both a director and Chief Financial Officer. This Form 3 lists no reportable transactions or holdings of the issuer’s OAK-PA securities at the time of this initial report.

Key Terms

beneficial ownership, reporting person, Rule 10b5-1

3 terms

beneficial ownership regulatory

"Initial statement of beneficial ownership of securities by an insider"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"Used to describe the insider, termed the reporting person on Form 3"

Rule 10b5-1 regulatory

"Rule 10b5-1 trading plans may govern some pre-arranged transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Brookfield Oaktree Holdings, LLC’s Form 3 for OAK disclose?

The Form 3 provides an initial insider ownership report for Brookfield Oaktree Holdings, LLC. It identifies Dyck Karly Evelyn as a director and Chief Financial Officer and shows no reportable transactions or holdings of the company’s OAK-PA securities in this filing.

Who is the reporting insider in Brookfield Oaktree’s OAK Form 3?

The reporting insider is Dyck Karly Evelyn. She is listed as both a director and the Chief Financial Officer of Brookfield Oaktree Holdings, LLC in this initial statement of insider ownership for the OAK-PA securities.

Does the OAK Form 3 report any insider trades or holdings?

No. The Form 3 shows no reportable transactions and includes no holding entries for OAK-PA securities. It functions purely as an initial registration of Dyck Karly Evelyn’s status as a director and Chief Financial Officer of the issuer.

What roles does Dyck Karly Evelyn hold at Brookfield Oaktree (OAK)?

Dyck Karly Evelyn is disclosed as a director and the Chief Financial Officer of Brookfield Oaktree Holdings, LLC. The Form 3 confirms these positions while reporting no insider trades or holdings of the issuer’s OAK-PA securities in this submission.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Dyck Karly Evelyn

(Last) (First) (Middle)

C/O BROOKFIELD OAKTREE HOLDINGS, LLC

333 SOUTH GRAND AVENUE, 28TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/31/2026

3. Issuer Name and Ticker or Trading Symbol
Brookfield Oaktree Holdings, LLC [ OAK-PA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Karly Dyck	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)