Welcome to our dedicated page for Ofs Credit Company SEC filings (Ticker: OCCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
OFS Credit Company, Inc. filings document exchange-listing and registration matters for the closed-end fund's securities. A Form 25 record filed by Nasdaq Stock Market LLC covers removal from listing and registration under Section 12(b) for the company's 6.125% Series C Term Preferred Stock.
For OCCI, this filing category relates to security-class status, exchange registration, and capital-structure disclosures alongside the company's broader identity as an investment company focused on CLO equity and debt securities.
OFS Credit Company, Inc. is offering up to $200.0 million of common stock through an at-the-market program under an equity distribution agreement with Lucid Capital Markets LLC and Ladenburg Thalmann & Co. Inc. From January 24, 2020 to July 14, 2026, it sold 18,663,757 shares at a weighted average price of $8.30 per share, generating approximately $153.1 million in net proceeds. Its investment adviser may, in its discretion, pay commissions or supplemental amounts so sale prices are not below current net asset value per share, and such payments are not reimbursed.
Management estimates unaudited net asset value per share at June 30, 2026 between $3.28 and $3.38. This preliminary figure has not undergone normal quarter-end closing procedures and has not been audited, reviewed, or otherwise assured by KPMG LLP, and the company notes that macroeconomic and geopolitical developments could materially affect future net asset value, net investment income, and portfolio values.
OFS Credit Company, Inc. is holding its 2026 Annual Meeting of Stockholders on August 13, 2026 in Chicago. Stockholders will vote to elect two Class II directors, Kate M. Fitta and Romita Shetty, for three‑year terms and to ratify KPMG LLP as independent auditor for the fiscal year ending October 31, 2026.
The proxy explains voting rights for 29,372,401 common and 3,596,000 preferred shares outstanding as of June 18, 2026, how to vote by internet, phone, mail or in person, and detailed quorum and vote requirements. It also outlines board composition, committee structure, independence determinations, diversity data, related‑party arrangements with the external adviser, and fees paid under advisory and administration agreements.
OFS Credit Company, Inc. updates its at-the-market offering capacity to $200,000,000 of common stock via a prospectus supplement to its Prospectus Supplement. The prospectus supplement states the aggregate offering price was increased to $200,000,000 (which includes shares previously sold under the program).
Management provided a May 2026 NAV estimate range of $3.56 to $3.66 as of May 31, 2026. Separately, reported results for the fiscal quarter ended April 30, 2026 show NAV per common share of $3.72 (down from $4.36 at January 31, 2026), net investment income of $4.4 million ($0.15 per share), and a net loss on investments of $16.5 million for the quarter. The supplement notes prior ATM sales of 18,663,757 shares for aggregate net proceeds of approximately $153.1 million.
OFS Credit Company, Inc. filed a prospectus supplement to its base prospectus to continue an at-the-market offering under an amended equity distribution agreement, increasing the aggregate offering capacity to $200,000,000. Prior sales under the program total 18,663,757 shares at a weighted average price of $8.30, producing approximately $153.1 million net proceeds to date.
Management provided preliminary, unaudited estimates for the quarter ended April 30, 2026: estimated NAV per share between $3.67 and $3.77, estimated net investment income per share between $0.13 and $0.17, and $89.9 million of term preferred stock outstanding as of that date. The board declared monthly cash distributions of $0.05 per share for May, June and July 2026 with specified record and payment dates.
OFS Credit Company, Inc. beneficial ownership disclosure: Karpus Management, Inc. reports beneficial ownership of 449,220 Preferred shares representing 19.88% of the class. The filing is an Amendment No. 9 to a Schedule 13G/A and was signed on 05/07/2026.
Karpus Management, Inc. reports beneficial ownership of 278,005 shares of Preferred stock of OFS Credit Company, Inc. (CUSIP 67111Q503) representing 12.30% of the class. The filing is an Amendment No. 9 to a Schedule 13G/A and is signed on 05/07/2026.
The shares are owned directly by accounts managed by Karpus, which states sole voting and sole dispositive power over the listed shares. Karpus is a New York corporation controlled by City of London Investment Group plc with informational barriers between the entities.
OFS Credit Company, Inc. notified Nasdaq that its 6.125% Series C Term Preferred Stock is being removed from listing and/or deregistered under Section 12(b). Nasdaq certifies compliance with 17 CFR 240.12d2-2 and the issuer confirms compliance with the Exchange's withdrawal requirements.
OFS Credit Company, Inc. supplements its prospectus to increase its at-the-market offering capacity to $200,000,000 of common stock. From January 24, 2020 to April 14, 2026, the company sold 18,650,257 shares at a weighted average price of $8.30, generating approximately $153.1 million net proceeds. Management estimates NAV per share as of March 31, 2026 at $3.73 to $3.83; this is a preliminary, unaudited estimate.
OFS Credit Company, Inc. director Catherine Mary Fitta reported an open-market purchase of Common Stock. On April 13, 2026, she bought 2,200 shares at an average price of $3.0299 per share. Following this transaction, she directly owns 2,200 shares, indicating a small initial stake built through a market purchase.
OFS Credit Company, Inc. supplements its prospectus to continue an at-the-market offering under an amended equity distribution agreement increased to $200,000,000 by Amendment No. 7. The offering count to date includes prior sales of 18,650,257 shares at a weighted average price of $8.30, generating approximately $153.1 million of net proceeds.
Management provided a February 28, 2026 NAV estimate range of $3.94 to $4.04. Operating highlights for the quarter ended January 31, 2026 include NII of $5.5 million ($0.19 per share), Core NII of $9.1 million ($0.32 per share), and NAV per share of $4.36 (down from $5.46 at October 31, 2025). The company issued 825,444 shares through the ATM for net proceeds of $4.1 million.