OneConnect (NYSE: OCFT) moves to end SEC registration and reporting

Rhea-AI Filing Summary

OneConnect Financial Technology Co., Ltd. filed a certification to terminate registration of its American depositary shares and ordinary shares under section 12(g) of the Securities Exchange Act of 1934, or to suspend its duty to file reports under sections 13 and 15(d). This step means the company is formally notifying the SEC that it intends to end its registration and related ongoing reporting obligations for these securities.

Positive

• None.

Negative

• Termination of SEC registration and reporting duties for American depositary shares and ordinary shares under the Exchange Act reduces ongoing US disclosure for investors.

Insights

Equity markets and disclosure analyst

OneConnect moves to end SEC registration and ongoing US reporting.

OneConnect Financial Technology Co., Ltd. has submitted a certification to terminate registration of its American depositary shares and ordinary shares under section 12(g) of the Exchange Act or suspend its reporting duties under sections 13 and 15(d). This aligns with the typical use of this type of filing, which allows a company to step back from US public reporting once eligibility conditions are met.

Ending registration and reporting obligations can reduce recurring compliance costs and administrative effort, but it also removes the regular US disclosure stream that investors rely on for transparency. For holders of the company’s ADSs and ordinary shares, the change may affect access to timely financial information in US markets, and it formalizes a shift away from the US reporting framework.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number 001-39147

ONECONNECT FINANCIAL TECHNOLOGY CO., LTD.

(Exact name of registrant as specified in its charter)

21/24F, Ping An Finance Center

No. 5033 Yitian Road, Futian District

Shenzhen, Guangdong, 518000

People’s Republic of China

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

American depositary shares, each ADS represents thirty ordinary shares, par value US$0.00001 per share

Ordinary shares, par value US$0.00001 per share

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

Rule 12g-4(a)(1)	x
Rule 12g-4(a)(2)	¨
Rule 12h-3(b)(1)(i)	x
Rule 12h-3(b)(1)(ii)	¨
Rule 15d-6	¨
Rule 15d-22(b)	¨

Approximate number of holders of record as of the certification or notice date: One

Pursuant to the requirements of the Securities Exchange Act of 1934, OneConnect Financial Technology Co., Ltd. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

	OneConnect Financial Technology Co., Ltd.
	By:	/s/ Dangyang Chen
	Name:	Dangyang Chen
	Title:	Chairman of the Board and Chief Executive Officer

Date: December 1, 2025

FAQ

What did OneConnect Financial Technology Co., Ltd. (OCFT) file with the SEC?

OneConnect Financial Technology Co., Ltd. filed a certification on Form 15 to terminate registration of its American depositary shares and ordinary shares under section 12(g) of the Securities Exchange Act of 1934, or to suspend its duty to file reports under sections 13 and 15(d).

Which OneConnect (OCFT) securities are covered by this Form 15 filing?

The filing covers American depositary shares, where each ADS represents thirty ordinary shares with a par value of US$0.00001 per share, and the underlying ordinary shares themselves with the same par value.

What does terminating registration under section 12(g) mean for OneConnect (OCFT)?

Terminating registration under section 12(g) means OneConnect is formally notifying the SEC that it is ending registration of the covered securities, which can allow the company to stop being subject to certain US reporting requirements for those securities.

How are OneConnect's (OCFT) SEC reporting obligations affected by this action?

By using this certification, OneConnect is seeking to suspend its duty to file periodic reports under sections 13 and 15(d) of the Securities Exchange Act of 1934 for the securities listed in the filing.

Who signed OneConnect's (OCFT) Form 15 certification?

The certification was signed on behalf of OneConnect Financial Technology Co., Ltd. by Dangyang Chen, who is identified as Chairman of the Board and Chief Executive Officer.

When did OneConnect (OCFT) sign this Form 15 notice?

The certification and notice was signed and dated December 1, 2025.