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OCTO Form 3/A Corrects Omitted 1,806 Shares for Director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Eightco Holdings Inc. (OCTO) amended an earlier Form 3 to report total beneficial ownership of 4,862 shares of common stock held directly by director Nicola Paul Caiano. The amendment corrects an omission by adding 1,806 shares that were mistakenly left out of the original filing for the event dated 04/26/2025. The amended Form 3/A is signed by the reporting person on 09/10/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Small corrective disclosure; ownership remains modest and the amendment restores accurate public record.

The filing amends an initial Form 3 to include 1,806 previously omitted shares, bringing the reporter's direct holdings to 4,862 shares. From a market-impact perspective this is immaterial to company capitalization and does not reflect a transaction-based change in ownership; it primarily addresses disclosure completeness.

TL;DR: Administrative reporting error corrected; highlights the need for stronger internal disclosure controls.

The Form 3/A corrects an omission in initial beneficial ownership reporting by a director. While the number of shares is small, timely and accurate Section 16 reporting is a governance requirement; the amendment demonstrates remediation but also indicates a prior lapse in filing accuracy that issuers should address procedurally.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Caiano Nicola Paul

(Last) (First) (Middle)
C/O EIGHTCO HOLDINGS INC.
101 LARRY HOLMES DRIVE, SUITE 313

(Street)
EASTON PA 18042

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/26/2025
3. Issuer Name and Ticker or Trading Symbol
Eightco Holdings Inc. [ OCTO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
05/21/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,862(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 1,806 shares that were mistakenly omitted from the reporting person's original Form 3.
/s/ Nicola Paul Caiano 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3/A for Eightco Holdings Inc. (OCTO) correct?

The amendment added 1,806 shares that were mistakenly omitted from the original Form 3, bringing total direct holdings to 4,862 shares.

Who filed the Form 3/A for OCTO?

The reporting person is Nicola Paul Caiano, who is identified as a director of Eightco Holdings Inc.

What is the date of the event requiring the statement?

The event date shown on the filing is 04/26/2025.

When was the amended Form 3/A signed?

The amended Form 3/A is signed by the reporting person on 09/10/2025.

How many total shares does the reporting person now report owning?

The reporting person reports directly owning 4,862 shares of common stock.
Eightco Holdings Ord Shs

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