Company files to sell 2,967 shares of common stock

Company files a Form 144 notice to sell 2,967 shares of Common Stock.

Rhea-AI Filing Summary

Company files a Form 144 notice to sell 2,967 shares of Common Stock. The filing states the securities are restricted stock vesting under a registered plan and lists an intended sale date of 05/22/2026. The securities are associated with trading on NASDAQ.

Insights

Securities Compliance Analyst

Routine Form 144 notice for restricted shares vesting under a registered plan.

The filing lists 2,967 shares of Common Stock to be sold, described as restricted stock vesting under a registered plan with an intended date of 05/22/2026. The entry is a notice of proposed sale rather than a report of a completed open‑market transaction.

Cash‑flow treatment and whether sales occurred within three months are not stated; subsequent transaction reports or trade confirmations would show completion. Future filings will disclose any completed dispositions.

Key Figures

Form: Form 144 Shares to be sold: 2,967 shares Security type: Restricted stock vesting +1 more

4 metrics

Form Form 144 Notice of proposed sale

Shares to be sold 2,967 shares Common Stock intended sale on <date>05/22/2026</date>

Security type Restricted stock vesting Under a registered plan

Exchange NASDAQ Market listed in filing

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

What does OCUL's Form 144 notice disclose?

It discloses a proposed sale of 2,967 shares of Common Stock, described as restricted stock vesting under a registered plan, with an intended date of 05/22/2026. The filing lists NASDAQ as the market.

Does the Form 144 confirm the shares were sold?

No. The Form 144 is a notice of an intended sale and does not confirm execution. Completion and trade details would appear in later transfer or regulatory reports or broker confirmations.

Who is the issuer or broker listed on the Form 144?

The filer shows Morgan Stanley Smith Barney LLC at the address provided as the broker/agent and lists the issuer relationship as the source for the restricted shares vesting under the registered plan.

What type of securities are covered by this Form 144?

The filing covers Common Stock described as restricted stock vesting under a registered plan. The document lists the securities as intended to be sold on NASDAQ on 05/22/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002011869
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OCULAR THERAPEUTIX, INC.
SEC File Number	001-36554
Address of Issuer	15 Crosby Drive Bedford MASSACHUSETTS 01730
Phone	(781) 357-4000
Name of Person for Whose Account the Securities are To Be Sold	PETER KAZUO KAISER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2967	24333.55	218960358	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2026	Restricted stock vesting under a registered plan	Issuer			2967	05/22/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Peter Kazuo Kaiser
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)