Rule 144 notice for 21,156 shares — OCUL (OCUL)

Rhea-AI Filing Summary

The filing reports a Rule 144 notice for 21,156 shares of Common Stock associated with restricted stock vesting under a registered plan. The notice lists the transaction date as 05/22/2026 and identifies the filer as Morgan Stanley Smith Barney LLC.

This form records the planned sale under Rule 144; no proceeds, price, or purchaser details are included in the provided excerpt.

Insights

Securities Compliance Counsel

Routine Rule 144 notice for vested restricted shares.

The filing documents the availability of 21,156 shares for sale tied to restricted stock vesting under a registered plan, dated 05/22/2026. It lists Morgan Stanley Smith Barney LLC as the filer, consistent with broker dealer handling of transfer/sale logistics.

Cash‑flow treatment and planned distribution methods are not stated in the excerpt; subsequent trade execution and any lockup or sale timing would appear in later transactional records or brokerage reports.

Key Figures

Shares eligible under Rule 144: 21,156 shares Filer: Morgan Stanley Smith Barney LLC Vesting/Notice date: 05/22/2026

3 metrics

Shares eligible under Rule 144 21,156 shares restricted stock vesting under a registered plan, <date>05/22/2026</date>

Filer Morgan Stanley Smith Barney LLC listed as filer on the Form 144 excerpt

Vesting/Notice date 05/22/2026 date tied to restricted stock vesting in the excerpt

Key Terms

Restricted stock, Rule 144, Registered plan

3 terms

Restricted stock financial

"Restricted stock vesting under a registered plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Registered plan regulatory

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 05/26/2026 - 04:21 PM Accepted by SEC EDGAR 05/26/2026 - 04:21 PM Learn about SEC filing dates

FAQ

What does the OCUL Rule 144 filing report?

It reports 21,156 shares of Common Stock becoming eligible for sale due to restricted stock vesting under a registered plan on 05/22/2026. The filer is listed as Morgan Stanley Smith Barney LLC; no sale price or purchaser is shown in the excerpt.

Who filed the Form 144 for OCUL and why?

The filing lists Morgan Stanley Smith Barney LLC as the filer. The reason given is restricted stock vesting under a registered plan dated 05/22/2026, making the vested shares eligible for sale under Rule 144 conditions.

Does the Form 144 disclose sale proceeds or pricing for OCUL shares?

No. The provided excerpt lists the share count and vesting date but does not disclose any price, aggregate proceeds, or buyer information. Execution details would appear in subsequent trade confirmations or broker records.

Are these shares registered or subject to a plan for OCUL?

The filing ties the shares to restricted stock vesting under a registered plan, indicating the shares became eligible for sale under Rule 144 on 05/22/2026. The excerpt does not state whether the shares remain subject to additional transfer restrictions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21156	173513.05	218960358	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2026	Restricted stock vesting under a registered plan	Issuer			21156	05/22/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)