Ocular Therapeutix (NASDAQ: OCUL) exec share sale covers RSU tax withholding
Rhea-AI Filing Summary
OCULAR THERAPEUTIX, INC (OCUL) officer Peter Kaiser, Chief Development Officer, reported a sale of 3,035 shares of common stock on August 24, 2026, at a weighted average price of $10.77 per share. The transaction was executed under a pre-arranged durable automatic sale instruction to cover tax withholding on restricted stock units vesting on August 22, 2026, and is described as non-discretionary. After this sale, Kaiser directly holds 264,378 shares, which include 1,272 shares acquired under the company’s Amended and Restated 2014 Employee Stock Purchase Plan on June 30, 2026.
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Insider Trade Summary 10b5-1
Net Seller: 3,035 shares
Net Sell
1 txn
Insider
Kaiser Peter
Role
Chief Development Officer
Sold
3,035 shs ($33K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2, F3 | 3,035 | $10.77 | $33K |
Holdings After Transaction:
Common Stock — 264,378 shares (Direct)
Footnotes (3)
- F1. Represents shares of common stock of Ocular Therapeutix, Inc. (the "Corporation") sold, pursuant to a durable automatic sale instruction adopted by the reporting person on April 9, 2024, effecting the sell-to-cover election of the reporting person to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 22, 2026. The sales do not represent a discretionary trade by the reporting person.
- F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.6429 to $10.9125, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3. Includes 1,272 shares of common stock acquired under the Corporation's Amended and Restated 2014 Employee Stock Purchase Plan on June 30, 2026.
Key Figures
Shares sold: 3,035 shares of common stock
Weighted average sale price: $10.77 per share
Sale price range: $10.6429 to $10.9125 per share
+2 more
5 metrics
Shares sold
3,035 shares of common stock
Sale on August 24, 2026 by Chief Development Officer Peter Kaiser
Weighted average sale price
$10.77 per share
Weighted average for 3,035 shares sold on August 24, 2026
Sale price range
$10.6429 to $10.9125 per share
Price range of multiple transactions included in the reported sale
Shares owned after transaction
264,378 shares
Direct holdings of Peter Kaiser following the August 24, 2026 sale
ESPP shares included in holdings
1,272 shares
Shares acquired under the Amended and Restated 2014 Employee Stock Purchase Plan on June 30, 2026
Key Terms
durable automatic sale instruction, sell-to-cover election, restricted stock units, weighted average price, +1 more
5 terms
durable automatic sale instruction regulatory
"shares of common stock ... sold, pursuant to a durable automatic sale instruction adopted"
sell-to-cover election financial
"effecting the sell-to-cover election of the reporting person to satisfy tax"
restricted stock units financial
"tax withholding obligations in connection with the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Employee Stock Purchase Plan financial
"acquired under the Corporation's Amended and Restated 2014 Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
FAQ
What insider transaction did OCUL executive Peter Kaiser report?
Peter Kaiser reported selling 3,035 OCUL shares of common stock on August 24, 2026, at a weighted average price of $10.77 per share in a non-discretionary, pre-arranged sale primarily to cover tax withholding on vesting restricted stock units.
Was the OCUL insider sale by Peter Kaiser under a Rule 10b5-1-type plan?
The sale was made under a durable automatic sale instruction adopted on April 9, 2024, effecting a sell-to-cover election for tax withholding on RSUs vesting on August 22, 2026. The filing’s Rule 10b5-1 checkbox is marked as affirmed.
AI-generated analysis. How Rhea-AI works. Not financial advice.
