STOCK TITAN

Orion S.A. (NYSE: OEC) CFO receives 41,513 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Orion S.A. reported that its Chief Financial Officer, Jonathan A. Puckett, received a grant of 41,513 restricted stock units (RSUs) of common shares on April 29, 2026. The RSUs were granted at no cash cost and will vest ratably on January 1 for calendar years 2027, 2028 and 2029.

After this award, Puckett directly holds 90,726 common shares. RSUs are a form of equity compensation that convert into shares as they vest, aligning executive pay with the company’s future share performance.

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Insider Puckett Jonathan A.
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Shares, no par value 41,513 $0.00 --
Holdings After Transaction: Common Shares, no par value — 90,726 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 41,513 RSUs Granted on April 29, 2026
Post-transaction holdings 90,726 shares Common shares directly held after grant
Grant price per share $0.0000 per share RSU award granted at no cash cost
Vesting years 2027, 2028, 2029 RSUs vest ratably on January 1 each year
restricted stock units financial
"RSUs granted to the reporting person on April 29, 2026."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest ratably financial
"Granted RSUs will vest ratably on January 1st for calendar years 2027, 2028 and 2029."
Chief Financial Officer financial
"officer_title": "Chief Financial Officer""
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Puckett Jonathan A.

(Last)(First)(Middle)
C/O ORION S.A.
1700 CITY PLAZA DRIVE, SUITE 300

(Street)
SPRING TEXAS 77389

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Orion S.A. [ OEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares, no par value04/29/2026A41,513(1)A$090,726D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. RSUs granted to the reporting person on April 29, 2026. Granted RSUs will vest ratably on January 1st for calendar years 2027, 2028 and 2029.
/s/ Jonathan A. Puckett05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Orion S.A. (OEC) disclose for Jonathan A. Puckett?

Orion S.A. disclosed that Chief Financial Officer Jonathan A. Puckett received a grant of 41,513 restricted stock units of common shares on April 29, 2026. These RSUs were granted at no cash cost and represent equity-based compensation tied to future vesting.

How many Orion S.A. (OEC) shares does the CFO hold after this Form 4 transaction?

Following the RSU grant, Chief Financial Officer Jonathan A. Puckett directly holds 90,726 common shares of Orion S.A. This figure reflects his total direct common share position as reported after the April 29, 2026 equity award transaction.

How will the 41,513 Orion S.A. RSUs granted to the CFO vest?

The 41,513 restricted stock units granted to Orion S.A.’s CFO will vest ratably on January 1 for calendar years 2027, 2028 and 2029. This means portions of the award convert into common shares over three annual vesting dates.

Did the Orion S.A. CFO pay a price per share for the 41,513 RSUs?

No, the Form 4 shows the 41,513 restricted stock units were granted at a price per share of 0.0000. This indicates the RSUs were awarded as compensation rather than purchased in an open-market or cash transaction by the Chief Financial Officer.

What does transaction code "A" mean in the Orion S.A. CFO’s Form 4 filing?

In this Form 4, transaction code "A" indicates a grant, award, or other acquisition of securities. For Orion S.A., it reflects that the Chief Financial Officer acquired 41,513 restricted stock units as an equity compensation award, not through a market purchase.