Orion Energy Systems: Connors reports 4% stake

The reported 4.0% is calculated against 4,104,551 shares issued and outstanding as of November 4, 2026.

Available on EDGAR 11/10/2026 - 04:34 PM EST Accepted by SEC EDGAR 11/10/2026 - 04:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Orion Energy Systems, Inc. (OESX) amendment reports Kathleen M. Connors beneficially owned 165,527 shares of common stock, equal to 4.0% of the class. The position consists of 163,258 shares held directly and 2,269 shares held by the Kathleen M. Connors 2019 Revocable Trust. Connors reported sole voting and dispositive power over 165,527 shares.

Key Figures

Beneficial ownership: 165,527 shares Class ownership: 4.0% Directly held shares: 163,258 shares +2 more

5 metrics

Beneficial ownership 165,527 shares Kathleen M. Connors's reported aggregate amount

Class ownership 4.0% Percentage represented by the reported beneficial ownership

Directly held shares 163,258 shares Shares held directly by Kathleen M. Connors

Trust-held shares 2,269 shares Shares held by the Kathleen M. Connors 2019 Revocable Trust

Shares issued and outstanding 4,104,551 shares Orion Energy Systems common shares as of November 4, 2026

Key Terms

Beneficially Owned, Sole Voting Power, Sole Dispositive Power

3 terms

Beneficially Owned regulatory

"Aggregate Amount Beneficially Owned by Each Reporting Person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole Voting Power regulatory

"Sole Voting Power 165,527.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole Dispositive Power regulatory

"Sole Dispositive Power 165,527.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OESX shares does Kathleen M. Connors report beneficially owning?

Kathleen M. Connors reported beneficial ownership of 165,527 OESX common shares, representing 4.0% of the class.

What voting and disposition authority does Kathleen M. Connors report over OESX shares?

Kathleen M. Connors reported sole voting power and sole dispositive power over 165,527 shares. The reported amount includes 163,258 shares held directly and 2,269 shares held by the Kathleen M. Connors 2019 Revocable Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

ORION ENERGY SYSTEMS, INC.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

686275207

(CUSIP Number)

09/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 686275207

1

Names of Reporting Persons

CONNORS KATHLEEN MARIE

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 165,527.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 165,527.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

165,527.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.0 %

12

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person: (1) As of the date of this Schedule 13G amendment, the reporting person beneficially owns 165,527 shares of Common Stock, which includes (i) 163,258 shares of Common Stock held directly by the reporting person and (ii) 2,269 shares of Common Stock held by the Kathleen M. Connors 2019 Revocable Trust, dated February 6, 2019 TR, which is beneficially owned by Ms. Connors and over which Ms. Connors has sole voting and dispositive power. (2) Percentage of class calculated based on an aggregate of 4,104,551 shares of the Issuer's Common Stock issued and outstanding as of November 4, 2026, as reported on the Issuer's Quarterly Report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 5, 2026.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: ORION ENERGY SYSTEMS, INC.
(b)	Address of issuer's principal executive offices: 2210 WOODLAND DRIVE, 2210 WOODLAND DRIVE, MANITOWOC, WISCONSIN, 54220.
Item 2.
(a)	Name of person filing: Kathleen M. Connors
(b)	Address or principal business office or, if none, residence: 24 Boston Road, Andover, Massachusetts 01810
(c)	Citizenship: Ms. Connors is a U.S. citizen.
(d)	Title of class of securities: Common Stock, no par value
(e)	CUSIP No.: 686275207
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 165,527
(b)	Percent of class: 4.0%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 165,527
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 165,527
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

CONNORS KATHLEEN MARIE

Signature:	/s/ Kathleen Marie Connors
Name/Title:	Self
Date:	11/10/2026