OFA Group COO reports 3,750 indirect shares

OFA Group reported the initial holdings of Chief Operations Officer Thomas Michael Gaffney on a Form 3.

Accepted by SEC EDGAR 04/01/2026 - 09:56 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

OFA Group reported the initial holdings of Chief Operations Officer Thomas Michael Gaffney on a Form 3. The filing shows that 3,750 Class A ordinary shares are held by Gaffney Ventures LLC, over which Mr. Gaffney exercises voting and dispositive power and is deemed the beneficial owner. These shares are reported as indirect ownership, and the filing does not reflect a new purchase or sale but rather discloses his existing position.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Gaffney Thomas Michael

Role Chief Operations Officer

Type	Security	Shares	Price	Value
Holding	Class A ordinary shares	--	--	--

Holdings: Class A ordinary shares — 3,750 shares (Indirect, See Footnote)

Footnotes (1)

1. F1. Represents 3,750 Class A ordinary shares held by Gaffney Ventures LLC. Mr. Thomas Gaffney, the Chief Operations Officer of OFA Group, exercises voting and dispositive power over the securities held by Gaffney Ventures LLC and is deemed to be the beneficial owner of such securities.

Key Figures

Indirectly held shares: 3,750 Class A ordinary shares

1 metrics

Indirectly held shares 3,750 Class A ordinary shares Held by Gaffney Ventures LLC; Mr. Gaffney deemed beneficial owner

Key Terms

Class A ordinary shares, beneficial owner, dispositive power, indirect ownership

4 terms

Class A ordinary shares financial

"Represents 3,750 Class A ordinary shares held by Gaffney Ventures LLC."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

beneficial owner financial

"and is deemed to be the beneficial owner of such securities."

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

dispositive power financial

"exercises voting and dispositive power over the securities held by Gaffney Ventures LLC"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

indirect ownership financial

"total_shares_following_transaction ... ownership_type: "indirect""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position does OFAL executive Thomas Michael Gaffney report on this Form 3?

Thomas Michael Gaffney reports indirect beneficial ownership of 3,750 Class A ordinary shares of OFA Group. These shares are held by Gaffney Ventures LLC, over which he has voting and dispositive power, making him the beneficial owner under SEC rules.

Are there any buy or sell transactions in this OFAL Form 3 filing?

No, this Form 3 for OFA Group does not report any buy or sell transactions. It simply discloses existing holdings of 3,750 Class A ordinary shares held indirectly through Gaffney Ventures LLC as Mr. Gaffney’s reportable position.

How are Thomas Michael Gaffney’s OFAL shares held according to the filing?

The Form 3 states that 3,750 OFA Group Class A ordinary shares are held by Gaffney Ventures LLC. Mr. Gaffney exercises voting and dispositive power over this LLC’s securities, so the shares are reported as indirect beneficial ownership on his behalf.

What role does Thomas Michael Gaffney have at OFA Group (OFAL)?

Thomas Michael Gaffney is identified as the Chief Operations Officer of OFA Group. His Form 3 filing discloses his indirect beneficial ownership of 3,750 Class A ordinary shares held via Gaffney Ventures LLC, reflecting his reportable equity stake.

Does the OFAL Form 3 show any derivative securities for Thomas Michael Gaffney?

No derivative securities are listed for Thomas Michael Gaffney in this Form 3. The filing only shows 3,750 Class A ordinary shares held indirectly through Gaffney Ventures LLC, with no options, warrants, or other derivatives disclosed in the data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gaffney Thomas Michael

(Last) (First) (Middle)

609 DEEP VALLEY DRIVE, SUITE 200

(Street)

ROLLING HILLS CALIFORNIA 90274

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
OFA Group [ OFAL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operations Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	3,750	I	See Footnote(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 3,750 Class A ordinary shares held by Gaffney Ventures LLC. Mr. Thomas Gaffney, the Chief Operations Officer of OFA Group, exercises voting and dispositive power over the securities held by Gaffney Ventures LLC and is deemed to be the beneficial owner of such securities.

	/s/ Thomas Gaffney	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)