Welcome to our dedicated page for OFA Group SEC filings (Ticker: OFAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The OFA Group (NASDAQ: OFAL) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as a foreign private issuer. OFA Group files reports on Form 20-F and Form 6-K under the Securities Exchange Act of 1934, documenting material events, financing arrangements, shareholder approvals, and changes to its capital structure as it builds an integrated architecture, AI, real-estate, and digital-asset business.
In these filings, investors can review details of OFA Group’s equity line of credit facility, which allows the company to sell ordinary shares to an institutional investor and directs a significant portion of net proceeds into a cryptocurrency-focused treasury strategy. The filings also describe a Securities Purchase Agreement for Series A Convertible Preferred Shares, including terms on conversion pricing, dividend rights, ranking, covenants, and triggering events that govern redemptions and default conditions.
OFA Group’s Form 6-K reports further outline shareholder-approved changes such as increases in authorized share capital, the re-designation of ordinary shares into Class A and Class B classes, adoption of a second amended and restated memorandum and articles of association, issuance of Class B ordinary shares, and the establishment of a digital asset treasury. Voting results from extraordinary general meetings are recorded in detail, providing transparency into shareholder support for these measures.
Regulatory and listing matters are also captured in the filings, including a Nasdaq notification regarding non-compliance with the minimum bid price requirement and the associated compliance period. Additional 6-Ks cover joint venture letters of intent for real-estate development, notices of shareholder meetings, and press releases that are incorporated by reference.
On Stock Titan, these filings are paired with AI-powered summaries that highlight key terms, structural features, and potential implications for shareholders. Users can quickly identify important provisions in OFA Group’s 6-Ks and related documents, while still having direct access to the full text as filed on EDGAR for deeper analysis.
OFA Group, Inc. entered into a Real World Asset tokenization service agreement with MD Queens Development LLC for a Long Island City mixed-use project, entitling the company to a $15,000,000 platform technology fee. The fee is milestone-based, with 50% due at agreement execution and initial platform delivery and 50% at deployment of smart contracts and full integration. A related press release notes the project’s estimated stabilized value is about $1 billion and confirms OFA has already received the first payment, giving near-term revenue visibility. OFA’s role is limited to blockchain-based technology and tokenization infrastructure, while the client remains solely responsible for securities law compliance and investor-related activities.
OFA Group reported the initial holdings of Chief Operations Officer Thomas Michael Gaffney on a Form 3. The filing shows that 3,750 Class A ordinary shares are held by Gaffney Ventures LLC, over which Mr. Gaffney exercises voting and dispositive power and is deemed the beneficial owner. These shares are reported as indirect ownership, and the filing does not reflect a new purchase or sale but rather discloses his existing position.
OFA Group director and Chief Technology Officer Chong Wai Wong reported his initial insider position on a Form 3. He is deemed the beneficial owner of 1,649,444 Class A ordinary shares held indirectly through CP COWORK LIMITED, over which he exercises voting and dispositive power.
OFA Group director and Chief Executive Officer Wong Li Hsien has filed an initial ownership report showing indirect control of 1,649,445 Class A ordinary shares. These shares are held by FNHK Inc., over which he exercises voting and dispositive power and is deemed the beneficial owner.
OFA Group disclosed the initial holdings of major shareholder R-OPUS Inc. in a Form 3. R-OPUS Inc. reports ownership of 4,412,222 Class A ordinary shares of OFA Group. The filing states that Weiyi Yu, as Director of R-OPUS Inc., exercises voting and dispositive power over these shares and is deemed the beneficial owner.
OFA Group filed Amendment No. 1 to its Form F-1 registering the resale of up to 35,000,000 Class A Ordinary Shares issuable upon conversion of Series A Convertible Preferred Shares, to be sold from time to time by specified selling shareholders. The prospectus states the company will not receive proceeds from these resales and that sales may occur at market or negotiated prices after the registration statement is declared effective. The filing discloses the PIPE/Preferred facility (aggregate stated value up to $50,000,000), registration rights for conversion shares, Nasdaq listing under the symbol OFAL, and a cited closing price of $0.438 on March 18, 2026. The prospectus highlights risks including regulatory uncertainty related to PRC/Hong Kong rules and the company’s digital-asset and AI development initiatives.
OFA Group director files initial ownership report
OFA Group director Chiang John filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing does not report any transactions or derivative positions, serving mainly to register his status as a reporting insider for the company.
Registration of up to 23,000,000 Class A ordinary shares for resale by selling shareholders, including Atsion Opportunity Fund LLC – Series 1 and IB Capital LLC.
The prospectus states these shares are being registered for resale and that the Company will not receive proceeds from those resale sales. The registration also describes an equity facility under which the Company may sell Class A ordinary shares to Atsion, potentially generating gross proceeds of up to $100,000,000, subject to the Purchase Agreement and other conditions.
The filing discloses material risks tied to operating in Hong Kong and potential PRC regulatory uncertainty, and notes Nasdaq notified the Company of a minimum bid price deficiency with a compliance period through June 9, 2026.