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[Form 3] Oklo Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Patrick Joseph Schweiger, serving as Chief Technology Officer of Oklo Inc., filed an initial Form 3 reporting ownership of 38,648 restricted stock units that each represent a contingent right to one share of the issuer's Class A Common Stock. The RSUs vest in 36 substantially equal monthly installments beginning on March 15, 2026. The filing was submitted as an individual statement and is accompanied by a power of attorney exhibit.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider disclosure showing CTO equity alignment via time‑based RSUs; no unusual ownership structure disclosed.

The Form 3 reports standard, time‑based restricted stock units granted to the Chief Technology Officer totaling 38,648 RSUs, each converting to one share of Class A common stock. Vesting is over 36 monthly installments starting March 15, 2026, which is consistent with typical retention incentives. Ownership is reported as direct and the filing includes a power of attorney. There are no derivative instruments beyond the RSUs and no indications of pledging or indirect holdings disclosed.

TL;DR: Compensation appears standard: a mid‑size RSU grant with monthly vesting to retain and incentivize the CTO.

The disclosed 38,648 RSU award represents a straightforward equity compensation vehicle that vests monthly over three years. Monthly vesting can support retention and ongoing performance alignment. The filing does not disclose grant date fair value, total outstanding shares, or percentage ownership, so assessment of dilution impact or grant competitiveness relative to company size cannot be made from this document alone.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Schweiger Patrick Joseph

(Last) (First) (Middle)
C/O OKLO INC.
3190 CORONADO DR.

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2025
3. Issuer Name and Ticker or Trading Symbol
Oklo Inc. [ OKLO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Class A Common Stock 38,648 (2) D
Explanation of Responses:
1. The restricted stock units vest in 36 substantially equal monthly installments beginning on March 15, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Richard Craig Bealmear, Attorney-in-Fact 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Oklo Inc.

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15.88B
117.04M
21.09%
38.1%
11.07%
Utilities - Regulated Electric
Electric Services
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United States
SANTA CLARA