Oklo (OKLO) CFO exercises options and sells 16,321 shares under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Oklo Inc. Chief Financial Officer Richard Craig Bealmear reported an exercise-and-sell transaction in company stock. On July 1, 2026, he exercised stock options to acquire 16,321 shares of Class A Common Stock at $3.18 per share, then sold 16,321 shares at $52.63 per share in an open-market transaction pursuant to a Rule 10b5-1 trading plan adopted on September 22, 2025.
On July 2, 2026, he exercised additional options for 5,775 shares at $3.18 per share and retained those shares. Following these transactions, he directly holds 450,332 shares of Class A Common Stock and 658,211 stock options that are exercisable into Class A shares, with the reported option grant vesting 20% on August 1, 2024 and the remainder in 48 monthly installments through its December 22, 2033 expiration.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 16,321 shares ($858,974)
Net Sell
5 txns
Insider
Bealmear Richard Craig
Role
Chief Financial Officer
Sold
16,321 shs ($859K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options | 5,775 | $0.00 | -- |
| Exercise | Class A Common Stock | 5,775 | $3.18 | $18K |
| Exercise | Stock Options | 16,321 | $0.00 | -- |
| Exercise | Class A Common Stock | 16,321 | $3.18 | $52K |
| Sale | Class A Common Stock | 16,321 | $52.63 | $859K |
Holdings After Transaction:
Stock Options — 658,211 shares (Direct, null);
Class A Common Stock — 450,332 shares (Direct, null)
Footnotes (1)
- For more information about the equity of the Issuer held by the Reporting Person, please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission. This sale reported herein was effected pursuant to a Rule 10b5-1 plan adopted on September 22, 2025. The stock option vested as to 20% of the underlying shares on August 1, 2024 and continues to vest thereafter in 48 substantially equal monthly installments.
Key Figures
Shares sold: 16,321 shares
Sale price: $52.63 per share
Options exercised: 22,096 shares
+5 more
8 metrics
Shares sold
16,321 shares
Class A Common Stock sold on July 1, 2026 at $52.63
Sale price
$52.63 per share
Open-market sale of 16,321 Class A shares on July 1, 2026
Options exercised
22,096 shares
Total Class A shares acquired via option exercises at $3.18
Exercise price
$3.18 per share
Strike price for stock options exercised into Class A Common
Post-transaction common shares
450,332 shares
Class A Common Stock directly held after July 2, 2026 exercise
Remaining options
658,211 options
Stock options exercisable into Class A Common after transactions
Option expiration
December 22, 2033
Expiration date of the reported stock option grant
10b5-1 plan adoption
September 22, 2025
Adoption date of Rule 10b5-1 plan governing the July 1 sale
Key Terms
Rule 10b5-1 plan, stock option, Class A Common Stock, definitive proxy statement, +2 more
6 terms
Rule 10b5-1 plan regulatory
"This sale reported herein was effected pursuant to a Rule 10b5-1 plan adopted on September 22, 2025."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
stock option financial
"The stock option vested as to 20% of the underlying shares on August 1, 2024 and continues to vest thereafter in 48 substantially equal monthly installments."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
definitive proxy statement regulatory
"please see the Issuer's most recent definitive proxy statement filed with the Securities and Exchange Commission."
A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"continues to vest thereafter in 48 substantially equal monthly installments."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What insider transactions did Oklo (OKLO) report for CFO Richard Craig Bealmear?
Oklo CFO Richard Craig Bealmear exercised options for 22,096 shares at $3.18 and sold 16,321 Class A Common shares at $52.63. He kept 5,775 new shares, reflecting an exercise-and-sell pattern combined with additional shares retained.
How many Oklo (OKLO) stock options did the CFO exercise and at what strike price?
He exercised options covering a total of 22,096 Oklo shares at a $3.18 exercise price. This included 16,321 shares exercised on July 1, 2026 and 5,775 shares on July 2, 2026, all converting options into Class A Common Stock.
Were the Oklo (OKLO) insider stock sales pre-planned under a Rule 10b5-1 plan?
Yes. The filing states the July 1, 2026 stock sale was effected under a Rule 10b5-1 trading plan adopted on September 22, 2025. Such pre-planned programs automate trades according to preset instructions rather than ad hoc timing decisions.
What is the vesting and expiration schedule of the reported Oklo (OKLO) stock options?
The stock option vested 20% of its underlying shares on August 1, 2024, with the remaining portion vesting in 48 substantially equal monthly installments. The option expires on December 22, 2033, providing a long exercise window for the remaining grant.