Oklo Inc. files $3.5B shelf to offer stock, debt, warrants
Oklo Inc. filed a universal shelf registration on Form S-3 to offer and sell up to $3,500,000,000 of securities, including common stock, preferred stock, debt securities, warrants, rights, and units, from time to time.
Oklo Inc. filed a universal shelf registration on Form S-3 to offer and sell up to $3,500,000,000 of securities, including common stock, preferred stock, debt securities, warrants, rights, and units, from time to time. Each sale will be detailed in a prospectus supplement with specific amounts, prices, and terms.
The company may sell through underwriters, dealers, agents, directly to purchasers, or via an “at the market offering” under Rule 415(a)(4). Use of proceeds will be described in the applicable supplement. Oklo is an emerging growth company and its common stock trades on the NYSE under OKLO. The closing price of the common stock was $132.28 on October 28, 2025.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
UNDER
THE SECURITIES ACT OF 1933
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of incorporation or organization) |
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85-2292473
(I.R.S. Employer Identification Number)
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Santa Clara, California 95054
(650) 550-0127
Chief Financial Officer
Oklo Inc.
3190 Coronado Dr.
Santa Clara, California 95054
(650) 550-0127
Albert Vanderlaan, Esq.
James D. Evans, Esq.
Orrick, Herrington & Sutcliffe LLP
51 West 52nd Street
New York, NY 10019
(212) 506-5038
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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Common Stock
Preferred Stock
Debt Securities
Warrants
Rights
Units
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Page
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ABOUT THIS PROSPECTUS
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SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
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WHERE YOU CAN FIND MORE INFORMATION; INCORPORATION BY REFERENCE
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THE COMPANY
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RISK FACTORS
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USE OF PROCEEDS
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DESCRIPTION OF CAPITAL STOCK
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DESCRIPTION OF DEBT SECURITIES
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DESCRIPTION OF WARRANTS
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DESCRIPTION OF RIGHTS
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DESCRIPTION OF UNITS
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GLOBAL SECURITIES
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PLAN OF DISTRIBUTION
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LEGAL MATTERS
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EXPERTS
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3190 Coronado Dr.
Santa Clara, California 95054
(650) 550-0127
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SEC registration fee
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| | | $ | 483,350 | | |
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FINRA filing fee
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The New York Stock Exchange supplemental listing fee
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Printing expenses
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Legal fees and expenses
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Accounting fees and expenses
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Blue Sky, qualification fees and expenses
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Transfer agent fees and expenses
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Trustee fees and expenses
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Warrant agent fees and expenses
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Miscellaneous
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Total
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Exhibit
Number |
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Description
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| | 1.1* | | | Form of Underwriting Agreement. | |
| | 3.1 | | |
Second Amended and Restated Certificate of Incorporation of Oklo Inc. (incorporated by reference to the Company’s Current Report on Form 8-K, filed on May 13, 2024).
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| | 3.2 | | |
Amended and Restated Bylaws of Oklo Inc. (incorporated by reference to the Company’s Current Report on Form 8-K, filed on May 13, 2024).
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Description of Securities (incorporated by reference to the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on March 24, 2025).
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| | 4.2* | | | Form of Specimen Certificate Representing Preferred Stock. | |
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Form of Indenture between the Registrant and one or more trustees to be named.
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| | 4.4* | | | Form of Debt Security. | |
| | 4.5* | | | Form of Warrant. | |
| | 4.6* | | | Form of Warrant Agreement. | |
| | 4.7* | | | Form of Unit Agreement. | |
| | 4.8* | | | Form of Rights Agreement (including rights certificate) | |
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Opinion of Orrick, Herrington & Sutcliffe LLP.
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Consent of Orrick, Herrington & Sutcliffe LLP (included in Exhibit 5.1).
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Consent of Deloitte & Touche LLP.
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Exhibit
Number |
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Description
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Consent of Marcum LLP.
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| | 24.1 | | |
Powers of Attorney (incorporated by reference to the signature page hereto).
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25.1**
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| | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of the trustee under the indenture. | |
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Filing Fee Table.
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Name
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Position
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Date
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/s/ Jacob DeWitte
Jacob DeWitte
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Chairman and Chief Executive Officer
(Principal Executive Officer) |
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October 29, 2025
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/s/ R. Craig Bealmear
R. Craig Bealmear
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Chief Financial Officer
(Principal Financial and Accounting Officer) |
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October 29, 2025
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/s/ Caroline DeWitte
Caroline DeWitte
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Chief Operating Officer and Director
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October 29, 2025
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/s/ John Jansen
Lieutenant General (Ret.) John Jansen
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Director
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October 29, 2025
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/s/ Richard W. Kinzley
Richard W. Kinzley
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Director
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October 29, 2025
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/s/ Michael Klein
Michael Klein
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Director
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October 29, 2025
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Name
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Position
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Date
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/s/ Michael Thompson
Michael Thompson
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Director
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October 29, 2025
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/s/ Daniel Poneman
Daniel Poneman
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Director
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October 29, 2025
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