[144] Okta, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of 3,348 Okta, Inc. (OKTA) common shares. The filing shows the shares were acquired as restricted stock units on 09/15/2025 and are to be sold through Morgan Stanley Smith Barney LLC on or about 09/17/2025 on NASDAQ. The reported aggregate market value of the proposed sale is $301,052.16 and Okta's shares outstanding are listed as 168,459,019. The filer also reported prior 10b5-1 sales of 2,244 shares on 06/20/2025 with gross proceeds of $224,400.00. Certain issuer identification fields in the top section are blank in the provided extract.

Positive

• Clear disclosure of source of shares: the filing states the shares were acquired as Restricted Stock Units on 09/15/2025.
• Use of broker and exchange disclosed: sale to be executed through Morgan Stanley Smith Barney LLC on NASDAQ.
• Prior 10b5-1 sales disclosed: the filer reported a 06/20/2025 sale of 2,244 shares, supporting planned-trading transparency.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine insider notice showing a small RSU-derived sale via a broker and prior 10b5-1 activity; procedural disclosure appears complete.

The Form 144 documents a proposed sale of 3,348 shares by an insider who acquired the shares as restricted stock units on 09/15/2025 and plans to sell through Morgan Stanley Smith Barney on or about 09/17/2025. The filing lists an aggregate market value of $301,052.16 against 168,459,019 shares outstanding, indicating the sale represents a de minimis fraction of outstanding stock. The prior 10b5-1 sale of 2,244 shares on 06/20/2025 is disclosed, which supports an orderly trading history. The top issuer identification fields are incomplete in the extract provided, which reduces clarity about the filer identity in this snippet.

Securities Analyst

TL;DR: Insider sale disclosed; size is minor relative to market cap, likely not materially informative for valuation.

The notice shows the source of the shares as RSUs vested on 09/15/2025 with a planned sale within two days, reported via a broker on NASDAQ. With an aggregate value of $301,052.16 versus 168,459,019 shares outstanding, the transaction is immaterial to market capitalization. The filing also records a prior 10b5-1 sale on 06/20/2025, indicating preplanned trading activity. From a market-impact perspective, these transactions are routine disclosures and do not by themselves signal material corporate developments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3348	301052.16	168459019	09/17/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted Stock Units	Issuer			3348	09/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	COMMON	06/20/2025	2244	224400.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for OKTA report?

The form reports a proposed sale of 3,348 common shares acquired as RSUs on 09/15/2025, to be sold around 09/17/2025 through Morgan Stanley Smith Barney on NASDAQ.

What is the aggregate market value of the proposed sale in the filing?

The filing lists an aggregate market value of $301,052.16 for the 3,348 shares.

How many Okta shares are outstanding according to the filing?

The form shows 168,459,019 shares outstanding.

Were there any recent prior insider sales disclosed?

Yes. The filing discloses a prior 10b5-1 sale of 2,244 shares on 06/20/2025 with gross proceeds of $224,400.00.

Who is the broker handling the proposed sale?

The broker is listed as Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.