Larissa Schwartz executes 10b5-1 sales of OKTA shares (OKTA)

Rhea-AI Filing Summary

Larissa Schwartz reported proposed and recent sales of Common stock under a 10b5-1 plan. The filing lists six 10b5-1 transactions on 02/06/2026 and 03/10/2026 with per-transaction share counts and gross proceeds: 1,054 shares for $87,977.38, 126 shares for $10,517.22, 656 shares for $54,756.32 (02/06/2026); and 1,054 shares for $84,320.00, 126 shares for $10,048.50, 656 shares for $52,316.00 (03/10/2026).

Key Figures

Sale on 02/06/2026 - 1: 1,054 shares Proceeds on 02/06/2026 - 1: $87,977.38 Sale on 02/06/2026 - 2: 126 shares +5 more

8 metrics

Sale on 02/06/2026 - 1 1,054 shares 02/06/2026 10b5-1 sale

Proceeds on 02/06/2026 - 1 $87,977.38 Gross proceeds for 1,054-share sale on 02/06/2026

Sale on 02/06/2026 - 2 126 shares 02/06/2026 10b5-1 sale

Proceeds on 02/06/2026 - 2 $10,517.22 Gross proceeds for 126-share sale on 02/06/2026

Sale on 02/06/2026 - 3 656 shares 02/06/2026 10b5-1 sale

Proceeds on 02/06/2026 - 3 $54,756.32 Gross proceeds for 656-share sale on 02/06/2026

Sale on 03/10/2026 - totals 1,836 shares Three transactions on 03/10/2026 (1,054 + 126 + 656)

Proceeds on 03/10/2026 - totals $146,684.50 Aggregate gross proceeds listed for 03/10/2026 transactions (84,320.00 + 10,048.50 + 52,316.00)

Key Terms

10b5-1, RSUs, ESPP, Form 144, +1 more

5 terms

10b5-1 regulatory

"10b5-1 Sales for LARISSA SCHWARTZ 100 First Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

RSUs financial

"RSUs and ESPPs | Issuer | 1054 | 03/15/2022"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

ESPP financial

"RSUs and ESPPs | Issuer | 1054 | 03/15/2022"

An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 5323 | 06/15/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 04:28 PM Learn about SEC filing dates

FAQ

What did the Form 144 for OKTA disclose about Larissa Schwartz's transactions?

It discloses six 10b5-1 sales by Larissa Schwartz on 02/06/2026 and 03/10/2026. The filing lists each transaction's share count and gross proceeds, including 1,054-share and 656-share sales with corresponding dollar amounts.

How many shares and proceeds were reported on 02/06/2026 in the OKTA Form 144?

On 02/06/2026, three transactions are listed: 1,054 shares for $87,977.38, 126 shares for $10,517.22, and 656 shares for $54,756.32. Each entry is labeled as a 10b5-1 sale.

What were the sale details reported on 03/10/2026 in the filing for OKTA?

On 03/10/2026, three 10b5-1 transactions are listed: 1,054 shares for $84,320.00, 126 shares for $10,048.50, and 656 shares for $52,316.00. The entries show share counts and gross proceeds.

Does the filing show the source of the sold securities (RSUs/ESPP) for OKTA?

Yes. The filing identifies securities types including RSUs and ESPP dated 03/15/2022 (1,054) and Restricted Stock Units dated 06/15/2025 (5,323). These items are listed in the securities information section.

Were these transactions conducted under a pre-arranged trading plan?

Yes. Each sale entry is labeled as a 10b5-1 sale, indicating the transactions were executed under a pre-arranged trading plan for Larissa Schwartz on the listed dates.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6377	513731.12	169200461	04/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2022	RSUs and ESPPs	Issuer			1054	03/15/2022	N/A
Common	06/15/2025	Restricted Stock Units	Issuer			5323	06/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	1054	84320.00
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	126	10048.50
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	656	52316.00
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	1054	87977.38
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	126	10517.22
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	656	54756.32

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)