OKTA (NASDAQ: OKTA) affiliate notifies proposed resale of 2,500 shares via UBS

Rhea-AI Filing Summary

OKTA affiliate filed a Form 144 notice reporting proposed resale of Class A Common stock. The filing lists a broker-intermediary UBS Financial Services Inc. and shows a figure of 2,500 (shares or units) alongside $212,500.00. The filing references RSU releases dated 12/13/2019 (1,432) and 06/13/2020 (1,068). The entry includes an action date of 05/18/2026 and identifies the trading market as Nasdaq.

Insights

Securities Law Specialist

Form 144 lists a proposed resale of Class A Common shares through UBS.

The notice records a proposed sale quantity of 2,500 and an aggregate dollar figure of $212,500.00, plus historical RSU release counts dated 12/13/2019 and 06/13/2020. Form 144 is a regulatory notice required for affiliate resale transactions.

Timing and final execution are not shown in this excerpt; subsequent filings or broker reports will show if and when the resale occurs.

Key Figures

Proposed resale quantity: 2,500 Aggregate dollar figure: $212,500.00 Form action date: 05/18/2026 +3 more

6 metrics

Proposed resale quantity 2,500 listed alongside broker and Nasdaq

Aggregate dollar figure $212,500.00 attached to the 2,500 quantity in the filing

Form action date 05/18/2026 date shown on the filing header

RSU release (Dec 2019) 1,432 shares RSU Release dated 12/13/2019

RSU release (Jun 2020) 1,068 shares RSU Release dated 06/13/2020

Broker intermediary listed UBS Financial Services Inc intermediary named with address

Key Terms

Form 144, RSU Release, Broker-intermediary

3 terms

Form 144 regulatory

"Filer Information | Securities To Be Sold | 05/18/2026"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU Release financial

"Class A Common | 12/13/2019 | RSU Release"

Broker-intermediary financial

"UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	2500	212500.00	169200461	05/18/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	12/13/2019	RSU Release	Issuer			1432	12/13/2019	NA
Class A Common	06/13/2020	RSU Release	Issuer			1068	06/13/2020	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does OKTA's Form 144 filing report?

The filing reports a proposed resale of Class A Common shares by an affiliate, listing 2,500 and an aggregate figure of $212,500.00. It names UBS as the broker and cites 05/18/2026 and Nasdaq as the market.

Does the Form 144 show shares already sold for OKTA?

No sale history is provided in the excerpt. The section for securities sold during the past three months contains no entries. Execution details would appear in later broker reports or a subsequent filing if shares are actually sold.

What are the RSU release entries in the filing?

The filing lists RSU release events with dates and counts: 12/13/2019 showing 1,432 and 06/13/2020 showing 1,068. These appear as historical vesting or release records associated with the reported securities.

Who is the broker or intermediary listed in this OKTA Form 144?

The intermediary named is UBS Financial Services Inc with an address at 1000 Harbor Blvd, Weehawken NJ. The filing pairs that broker with the proposed resale quantity and the Nasdaq market designation.