OKTA: 10b5-1 sales by Larissa Schwartz reported

OKTA: A Form 144 filing reports proposed sales of Common Stock by Larissa Schwartz under prearranged 10b5-1 plans.

Rhea-AI Filing Summary

OKTA: A Form 144 filing reports proposed sales of Common Stock by Larissa Schwartz under prearranged 10b5-1 plans. The filing lists multiple sale lots on 01/07/2026 and 02/06/2026, including examples of 1,054 shares for $95,639.96 and 656 shares for $54,756.32. The transactions are reported through Morgan Stanley Smith Barney LLC as broker-dealer.

Insights

Corporate Governance Expert

Routine, prearranged insider sales reported under 10b5-1 plans.

The filing lists multiple proposed dispositions by Larissa Schwartz on 01/07/2026 and 02/06/2026, recorded as 10b5-1 sales with specific lot sizes and dollar amounts, and routed via Morgan Stanley Smith Barney LLC.

These are procedural disclosures required when insiders plan sales; the economic impact depends on the number of shares ultimately sold and market execution, which are not detailed here.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the OKTA Form 144 filed for Larissa Schwartz report?

The Form 144 reports proposed sales of Common Stock by Larissa Schwartz under 10b5-1 plans. It lists multiple lots dated 01/07/2026 and 02/06/2026 with specific share counts and dollar amounts.

Which sale examples are shown in the OKTA Form 144?

Examples shown include 1,054 shares for $95,639.96 (01/07/2026) and 656 shares for $54,756.32 (02/06/2026). The filing lists additional lots and corresponding dollar amounts on those dates.

Were the sales executed or planned in the OKTA filing?

The filing shows proposed dispositions under prearranged 10b5-1 plans. It reports sale lots and dates but does not state execution results or final settlement details for each lot.

Who is the broker-dealer handling the reported OKTA sales?

The transactions are reported through Morgan Stanley Smith Barney LLC. The filing identifies the broker-dealer address and indicates the sales were arranged through that firm for the listed lots.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/10/2026 - 04:36 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001968125
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OKTA, INC.
SEC File Number	001-38044
Address of Issuer	100 First Street, Suite 600 San Francisco CALIFORNIA 94105
Phone	8887227871
Name of Person for Whose Account the Securities are To Be Sold	LARISSA SCHWARTZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1836	146347.56	169200461	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2019	Restricted Stock Units & Employee Stock Puchase	Issuer			1836	06/15/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	1054	87977.38
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	126	10517.22
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	02/06/2026	656	54756.32
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	01/07/2026	1054	95639.96
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	01/07/2026	126	11433.24
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	01/07/2026	719	65242.06

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 6/15/2019 through 9/15/2025
Date of Notice	03/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Larissa Schwartz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)