OKTA (NASDAQ: OKTA) files Form 144 listing PSU and RSU vesting shares

Rhea-AI Filing Summary

OKTA submitted a Form 144 notice related to proposed sales of Class A Common Stock. The filing lists vested compensation shares including 58,599 shares (PSU vesting on 03/15/2026) and 10,337 shares (RSU vesting on 06/15/2026), and references Nasdaq and a 07/08/2026 entry.

Insights

Securities Compliance Analyst

Form 144 notifies potential broker-assisted resale of vested Class A shares.

The filing lists specific vested compensation shares (PSU and RSU vesting dates) and names a broker-dealer, J.P. Morgan Securities LLC, consistent with a planned resale submission under resale notice procedures. The excerpt does not state sale prices or which holder(s) will execute transactions.

Timing and cash-flow treatment are not detailed in the excerpt; subsequent filings or broker confirmations would show whether these vested shares are actually sold and for what proceeds.

Key Figures

PSU vesting shares: 58,599 shares RSU vesting shares: 10,337 shares Form field number: 10234927.92 +1 more

4 metrics

PSU vesting shares 58,599 shares PSU Vesting dated 03/15/2026

RSU vesting shares 10,337 shares RSU Vesting dated 06/15/2026

Form field number 10234927.92 value shown on same form line as broker and exchange

Numeric entry adjacent to date 166,119,894 appears on form line with <date>07/08/2026</date> and Nasdaq

Key Terms

Form 144, PSU Vesting, RSU Vesting, J.P. Morgan Securities LLC

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

PSU Vesting financial

"Class A Common Stock | 03/15/2026 | PSU Vesting"

RSU Vesting financial

"Class A Common Stock | 06/15/2026 | RSU Vesting"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

J.P. Morgan Securities LLC other

"J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017"

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Available on EDGAR 07/08/2026 - 04:33 PM Accepted by SEC EDGAR 07/08/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does OKTA's Form 144 say about the securities being sold?

It lists proposed sales of Class A Common Stock, including vested compensation shares. The excerpt shows 58,599 PSU-vesting shares (03/15/2026) and 10,337 RSU-vesting shares (06/15/2026), and names a broker-dealer for resale.

Does the Form 144 excerpt state the sale price or proceeds for OKTA shares?

No sale price or proceeds are provided in the excerpt. The filing lists share counts and vesting dates and references a broker, but it does not show any transaction prices or aggregate proceeds.

Who is the broker-dealer listed on the OKTA Form 144 excerpt?

J.P. Morgan Securities LLC is named with an address at 270 Park Avenue, 10th Floor, New York, NY. The excerpt pairs the broker name with form line values and exchange information (Nasdaq).

Which vested compensation items are shown in the filing for OKTA?

The excerpt shows two compensation vesting items: a PSU vesting of 58,599 shares dated 03/15/2026 and an RSU vesting of 10,337 shares dated 06/15/2026, both labeled as issuer compensation.

Does the excerpt indicate shares outstanding for OKTA?

It includes the number 166,119,894 adjacent to a 07/08/2026 entry and Nasdaq reference. The excerpt does not explicitly label this line, but the number appears in the form fields shown.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	68936	10234927.92	166119894	07/08/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/15/2026	PSU Vesting	Issuer			58599	03/15/2026	Compensation
Class A Common Stock	06/15/2026	RSU Vesting	Issuer			10337	06/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)