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Ollie's CFO receives 1,504 shares as stock award vests

The award vested in 25% installments on each grant anniversary, subject to continued service through each applicable vesting date.

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Form Type
4

Rhea-AI Filing Summary

Ollie's Bargain Outlet Holdings, Inc. EVP/CFO Robert F. Helm converted 1,504 restricted stock units into 1,504 common shares upon vesting on October 17, 2026. The units were part of 6,017 granted on October 17, 2022; 0 RSUs were reported following the conversion. Helm relinquished 769 shares, which the issuer cancelled in exchange for its agreement to pay federal and state tax withholding obligations. The reported $93.18 per-share value reflected the October 16, 2026 closing market price.

Insider Helm Robert F
Role EVP/CFO
Type Security Shares Price Value
Exercise Restricted Stock Units F5, F1, F6 1,504 $0.00 $0.00
Exercise Common Stock, par value $0.001 per share F1, F2 1,504 $0.00 $0.00
Exercise Price or Tax Liability Common Stock, par value $0.001 per share F3, F4 769 $93.18 $72K
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock, par value $0.001 per share — 6,158 shares (Direct)
Footnotes (6)
  1. F1. Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").
  2. F2. Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.
  3. F3. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
  4. F4. The price reported in column 4 is equivalent to the fair market value based on the closing market price as of October 16, 2026, the trading day immediately prior to the vesting.
  5. F5. Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.
  6. F6. The RSUs granted to the reporting person vest in 25% installments on each anniversary date of the grant, October 17, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 6,017 RSUs, of which 1,504 vested on October 17, 2023; 1,505 vested on October 17, 2024; 1,504 vested on October 17, 2025; and 1,504 vested on October 17, 2026.
Restricted stock units converted 1,504 units Upon vesting on October 17, 2026
Common shares received 1,504 shares Converted from restricted stock units upon vesting
Shares relinquished and cancelled 769 shares For the issuer's agreement to pay federal and state tax withholding obligations
Reported per-share value $93.18 per share Fair market value based on the October 16, 2026 closing market price
RSUs following transaction 0 units Reported following the conversion
RSUs granted 6,017 units Granted October 17, 2022
Restricted Stock Units financial
"Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Section 16b-3(e) regulatory
"Exempt transaction pursuant to Section 16b-3(e)"
Rule 16b-3 regulatory
"security issued in accordance with Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OLLI shares did EVP/CFO Robert F. Helm receive when his RSUs vested?

Robert F. Helm's 1,504 restricted stock units converted into 1,504 common shares upon vesting on October 17, 2026. The award was granted on October 17, 2022, and vested in 25% installments on each anniversary, subject to continued service.

Why were 769 OLLI shares cancelled?

The issuer cancelled 769 shares relinquished by Robert F. Helm in exchange for its agreement to pay his federal and state tax withholding obligations resulting from the RSU vesting. The reported $93.18 per-share value reflected the closing market price on October 16, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Helm Robert F

(Last)(First)(Middle)
C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC
6295 ALLENTOWN BOULEVARD, SUITE 1

(Street)
HARRISBURG PENNSYLVANIA 17112

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ollie's Bargain Outlet Holdings, Inc. [ OLLI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP/CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.001 per share10/17/2026M(1)1,504A$0(2)6,927D
Common Stock, par value $0.001 per share10/17/2026F(3)769D$93.18(4)6,158D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(5)10/17/2026M(1)1,504 (6) (6)Common Stock1,504$00D
Explanation of Responses:
1. Represents the conversion upon vesting of a restricted stock award into common stock ("Common Stock").
2. Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.
3. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
4. The price reported in column 4 is equivalent to the fair market value based on the closing market price as of October 16, 2026, the trading day immediately prior to the vesting.
5. Each of the RSUs represents a contingent right to receive one share of Common Stock at vesting.
6. The RSUs granted to the reporting person vest in 25% installments on each anniversary date of the grant, October 17, 2022, subject to continued service through each applicable vesting date. The reporting person was granted 6,017 RSUs, of which 1,504 vested on October 17, 2023; 1,505 vested on October 17, 2024; 1,504 vested on October 17, 2025; and 1,504 vested on October 17, 2026.
Remarks:
/s/ Jared Shure as Attorney-In-Fact10/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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