Olaplex insider grant of 110,294 RSUs; Advent reports 499,468,771-share stake

Rhea-AI Filing Summary

Michael James White, a director of Olaplex Holdings, Inc. (OLPX), reported an acquisition of 110,294 restricted stock units (RSUs) on 08/13/2025 at a reported price of $0.00. Each RSU represents the conditional right to one share and the RSUs will vest in full on the date of the issuer's 2026 annual meeting, subject to continued service. Following the grant, Mr. White directly beneficially owns 248,693 shares. The report also discloses that various funds and accounts managed by Advent International hold 499,468,771 shares, and Mr. White is identified as a Principal of Advent, with a disclaimer that he disclaims beneficial ownership except to the extent of any pecuniary interest.

Positive

• Director received an RSU grant of 110,294 units that vests in full at the 2026 annual meeting, aligning management incentives with shareholders
• Large institutional stake disclosed: 499,468,771 shares are held by funds/accounts managed by Advent International, indicating substantial investor interest

Negative

• None.

Insights

Financial Analyst

TL;DR: Director received an RSU grant of 110,294 units vesting in 2026; large indirect position held by Advent is reported.

The filing documents a standard equity compensation grant to a director: 110,294 RSUs issued 08/13/2025 that vest in full at the 2026 annual meeting, increasing the director's direct holdings to 248,693 shares. The grant is reported at $0.00 in the transaction price, consistent with typical RSU awards where no cash purchase occurs. Separately, the filing discloses 499,468,771 shares held by funds managed by Advent International, with the reporting person noted as a Principal of Advent and disclaiming beneficial ownership except for any pecuniary interest. For investors, the filing provides clarity on insider compensation and confirms a substantial institutional stake via Advent.

Corporate Governance Expert

TL;DR: Governance disclosure shows director compensation and a large institutional position; disclaimer limits personal beneficial ownership admission.

The Form 4 accurately discloses a grant of RSUs to a director and details vesting timing (full vesting at the 2026 annual meeting conditional on continued service). It also appropriately reports indirect holdings managed by Advent International totaling 499,468,771 shares while including the standard disclaimer that the reporting person disclaims beneficial ownership except for any pecuniary interest. The disclosures align with Section 16 reporting norms and provide transparency regarding both direct insider compensation and significant institutional ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

White Michael James

(Last) (First) (Middle)

C/O OLAPLEX HOLDINGS, INC.

432 PARK AVENUE SOUTH, THIRD FLOOR

(Street)

NEW YORK NY 10016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/13/2025		A		110,294(1)	A	$0.00	248,693	D
Common Stock								499,468,771	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through

2. The reported securities are held by various funds and accounts managed directly and indirectly by Advent International, L.P. ("Advent"). The Reporting Person is a Principal of Advent and may have limited partner or other interests in one or more of such funds or accounts, provided that, the Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or any other purpose.

	/s/ John Duffy, attorney-in-fact	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Michael James White report on Form 4 for OLPX?

He reported an acquisition of 110,294 restricted stock units on 08/13/2025 and disclosed direct beneficial ownership of 248,693 shares.

When do the RSUs granted to Michael James White vest?

The RSUs vest in full on the date of Olaplex's 2026 annual meeting of stockholders, subject to continued service.

How many shares are reported as held by Advent-affiliated funds?

499,468,771 shares are reported as held by various funds and accounts managed directly and indirectly by Advent International.

Does Michael James White claim beneficial ownership of the Advent-held shares?

No. The filing states he disclaims beneficial ownership of those reported securities except to the extent of any pecuniary interest.

What transaction price was reported for the RSU grant?

$0.00 is listed as the price for the RSU grant on 08/13/2025.