STOCK TITAN

[Form 4] Omada Health, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Equity Bancshares, Inc. (NYSE: EQBK) filed an 8-K on 2 July 2025 to disclose several closing actions tied to its previously announced merger with NBC Corp. of Oklahoma.

  • Material Definitive Agreement (Item 1.01): EQBK executed a Registration Rights Agreement with former NBC shareholders. The company will use “commercially reasonable efforts” to file and bring effective an SEC shelf registration that will allow those shareholders to resell the EQBK shares received in the merger on a Rule 415 continuous basis.
  • Unregistered Equity Issuance (Item 3.02): EQBK issued 1,729,783 Class A common shares as merger consideration, relying on the private-placement exemption under Section 4(a)(2) of the Securities Act.
  • Board Appointment (Item 5.02): C. Kendric Fergeson, former Chairman & CEO of NBC, joins both the EQBK and Equity Bank boards effective 3 July 2025 and will sit on the Risk Committee. He will receive standard non-employee director compensation; no related-party transactions were reported.
  • Exhibits (Item 9.01): 2.1 – Agreement & Plan of Reorganization (previously filed); 10.1 – Registration Rights Agreement; 104 – Inline XBRL cover data.

The 8-K finalises the legal mechanics of the NBC acquisition, adds a seasoned community-bank leader to governance, and increases EQBK’s share count via a privately placed issuance that will shortly become freely tradeable once the shelf registration is declared effective.

Equity Bancshares, Inc. (NYSE: EQBK) ha presentato un modulo 8-K il 2 luglio 2025 per comunicare diverse azioni di chiusura relative alla sua fusione precedentemente annunciata con NBC Corp. dell'Oklahoma.

  • Accordo Definitivo Materiale (Punto 1.01): EQBK ha stipulato un Accordo sui Diritti di Registrazione con gli ex azionisti di NBC. La società si impegna a compiere "sforzi commercialmente ragionevoli" per presentare e rendere efficace una registrazione a scaffale SEC che permetterà a tali azionisti di rivendere le azioni EQBK ricevute nella fusione in base alla Regola 415 su base continuativa.
  • Emissione di Azioni Non Registrate (Punto 3.02): EQBK ha emesso 1.729.783 azioni ordinarie di Classe A come corrispettivo della fusione, avvalendosi dell’esenzione per collocamento privato ai sensi della Sezione 4(a)(2) del Securities Act.
  • Nomina nel Consiglio (Punto 5.02): C. Kendric Fergeson, ex Presidente e CEO di NBC, entra a far parte sia del consiglio di EQBK sia di Equity Bank a partire dal 3 luglio 2025 e siederà nel Comitato Rischi. Riceverà la normale compensazione prevista per i direttori non dipendenti; non sono state segnalate transazioni con parti correlate.
  • Allegati (Punto 9.01): 2.1 – Accordo e Piano di Riorganizzazione (già presentato); 10.1 – Accordo sui Diritti di Registrazione; 104 – Dati di copertura Inline XBRL.

Il modulo 8-K finalizza gli aspetti legali dell’acquisizione di NBC, aggiunge un leader esperto di banche comunitarie nel governo societario e aumenta il numero di azioni EQBK tramite un’emissione privata che diventerà liberamente negoziabile una volta che la registrazione a scaffale sarà dichiarata efficace.

Equity Bancshares, Inc. (NYSE: EQBK) presentó un formulario 8-K el 2 de julio de 2025 para informar varias acciones de cierre relacionadas con su fusión previamente anunciada con NBC Corp. de Oklahoma.

  • Acuerdo Definitivo Material (Ítem 1.01): EQBK firmó un Acuerdo de Derechos de Registro con los antiguos accionistas de NBC. La compañía realizará “esfuerzos comercialmente razonables” para presentar y hacer efectiva una inscripción tipo shelf ante la SEC que permitirá a esos accionistas revender las acciones de EQBK recibidas en la fusión bajo la Regla 415 de forma continua.
  • Emisión de Acciones No Registradas (Ítem 3.02): EQBK emitió 1,729,783 acciones ordinarias Clase A como contraprestación de la fusión, amparándose en la exención de colocación privada bajo la Sección 4(a)(2) de la Ley de Valores.
  • Nombramiento en la Junta (Ítem 5.02): C. Kendric Fergeson, ex presidente y CEO de NBC, se incorpora a los consejos de EQBK y Equity Bank a partir del 3 de julio de 2025 y formará parte del Comité de Riesgos. Recibirá la compensación estándar para directores no empleados; no se reportaron transacciones con partes relacionadas.
  • Anexos (Ítem 9.01): 2.1 – Acuerdo y Plan de Reorganización (ya presentado); 10.1 – Acuerdo de Derechos de Registro; 104 – Datos de portada Inline XBRL.

El 8-K finaliza los aspectos legales de la adquisición de NBC, añade un líder experimentado de bancos comunitarios a la gobernanza y aumenta el número de acciones de EQBK mediante una emisión privada que pronto será libremente negociable una vez que la inscripción shelf sea declarada efectiva.

Equity Bancshares, Inc. (NYSE: EQBK)는 2025년 7월 2일 8-K 보고서를 제출하여 이전에 발표된 오클라호마 소재 NBC Corp.와의 합병과 관련된 여러 마감 조치를 공개했습니다.

  • 중대한 확정 계약 (항목 1.01): EQBK는 이전 NBC 주주들과 등록 권리 계약을 체결했습니다. 회사는 해당 주주들이 합병으로 받은 EQBK 주식을 규칙 415에 따라 지속적으로 재판매할 수 있도록 SEC 선반 등록을 제출하고 효력을 발생시키기 위해 "상업적으로 합리적인 노력"을 다할 것입니다.
  • 비등록 주식 발행 (항목 3.02): EQBK는 합병 대가로 1,729,783주 클래스 A 보통주를 발행했으며, 이는 증권법 섹션 4(a)(2)의 사모 예외를 근거로 합니다.
  • 이사회 임명 (항목 5.02): NBC의 전 회장 겸 CEO인 C. Kendric Fergeson이 2025년 7월 3일부터 EQBK 및 Equity Bank 이사회에 합류하며 위험 위원회에 참여할 예정입니다. 그는 비임원 이사 보수를 받으며 관련 당사자 거래는 보고되지 않았습니다.
  • 첨부 문서 (항목 9.01): 2.1 – 조직 및 재편 계약서 (기 제출); 10.1 – 등록 권리 계약; 104 – Inline XBRL 표지 데이터.

이번 8-K는 NBC 인수의 법적 절차를 마무리하며, 경험 많은 커뮤니티 은행 리더를 거버넌스에 추가하고, 곧 선반 등록이 효력 발생하면 자유롭게 거래될 사모 발행 주식을 통해 EQBK의 주식 수를 늘립니다.

Equity Bancshares, Inc. (NYSE : EQBK) a déposé un formulaire 8-K le 2 juillet 2025 pour divulguer plusieurs actions de clôture liées à sa fusion précédemment annoncée avec NBC Corp. de l'Oklahoma.

  • Accord définitif matériel (point 1.01) : EQBK a conclu un Contrat de droits d'enregistrement avec les anciens actionnaires de NBC. La société s'engage à faire des « efforts commercialement raisonnables » pour déposer et faire entrer en vigueur un enregistrement en étagère auprès de la SEC permettant à ces actionnaires de revendre en continu les actions EQBK reçues lors de la fusion selon la règle 415.
  • Émission d’actions non enregistrées (point 3.02) : EQBK a émis 1 729 783 actions ordinaires de classe A en contrepartie de la fusion, en s’appuyant sur l’exemption de placement privé prévue à l’article 4(a)(2) du Securities Act.
  • Nomination au conseil d’administration (point 5.02) : C. Kendric Fergeson, ancien président-directeur général de NBC, rejoint les conseils d’administration d’EQBK et d’Equity Bank à compter du 3 juillet 2025 et siègera au comité des risques. Il percevra la rémunération standard des administrateurs non salariés ; aucune transaction avec des parties liées n’a été signalée.
  • Pièces jointes (point 9.01) : 2.1 – Accord et plan de réorganisation (déjà déposé) ; 10.1 – Contrat de droits d'enregistrement ; 104 – Données de couverture Inline XBRL.

Le formulaire 8-K finalise les aspects juridiques de l’acquisition de NBC, ajoute un dirigeant expérimenté de banque communautaire à la gouvernance et augmente le nombre d’actions EQBK par une émission privée qui deviendra bientôt librement négociable une fois que l’enregistrement en étagère sera déclaré effectif.

Equity Bancshares, Inc. (NYSE: EQBK) reichte am 2. Juli 2025 ein 8-K ein, um mehrere Abschlussmaßnahmen im Zusammenhang mit der zuvor angekündigten Fusion mit NBC Corp. aus Oklahoma offenzulegen.

  • Materieller endgültiger Vertrag (Punkt 1.01): EQBK schloss eine Registrierungsrechtsvereinbarung mit ehemaligen NBC-Aktionären ab. Das Unternehmen wird „kommerziell angemessene Anstrengungen“ unternehmen, um eine SEC-Shelf-Registrierung einzureichen und wirksam werden zu lassen, die es diesen Aktionären ermöglicht, die im Rahmen der Fusion erhaltenen EQBK-Aktien kontinuierlich gemäß Regel 415 weiterzuverkaufen.
  • Unregistrierte Aktienausgabe (Punkt 3.02): EQBK gab 1.729.783 Stammaktien der Klasse A als Fusionsgegenleistung aus und berief sich dabei auf die Privatplatzierungsausnahme nach Abschnitt 4(a)(2) des Securities Act.
  • Vorstandsbestellung (Punkt 5.02): C. Kendric Fergeson, ehemaliger Vorsitzender und CEO von NBC, tritt ab dem 3. Juli 2025 sowohl dem Vorstand von EQBK als auch von Equity Bank bei und wird im Risikoausschuss sitzen. Er erhält die übliche Vergütung für nicht angestellte Direktoren; keine Geschäfte mit nahestehenden Parteien wurden gemeldet.
  • Anlagen (Punkt 9.01): 2.1 – Vereinbarung und Reorganisationsplan (bereits eingereicht); 10.1 – Registrierungsrechtsvereinbarung; 104 – Inline XBRL Deckdaten.

Das 8-K schließt die rechtlichen Abläufe der NBC-Übernahme ab, erweitert die Unternehmensführung um einen erfahrenen Leiter einer Community-Bank und erhöht die Anzahl der EQBK-Aktien durch eine privat platzierte Ausgabe, die nach Wirksamwerden der Shelf-Registrierung frei handelbar sein wird.

Positive
  • Merger completion eliminates deal uncertainty and supports strategic market expansion into Oklahoma.
  • Registration Rights Agreement provides transparent liquidity path for new shareholders, reducing potential legal friction.
  • Appointment of experienced community-bank executive C. Kendric Fergeson to the board strengthens governance and risk oversight.
Negative
  • Issuance of 1,729,783 unregistered shares increases the float and could be dilutive to existing shareholders.
  • Potential share-price overhang once the resale shelf is effective, as former NBC owners may sell positions.

Insights

TL;DR: Merger closed, registration rights granted; integration moves ahead, governance strengthened.

Completion of the NBC transaction removes execution risk and should accelerate EQBK’s Oklahoma expansion strategy. Registration rights are standard but give former NBC owners liquidity once a shelf is effective, potentially expediting post-deal share dispersion. Issuing 1.73 million shares is a modest cost for the assumed asset base and may prove earnings-accretive once synergies are realised. Adding NBC’s long-time CEO to EQBK’s board preserves local knowledge, a positive for cultural integration.

TL;DR: Share count up; resale shelf may create overhang, but strategic footprint expands.

The private issuance increases outstanding shares and, once registered, could pressure the stock as former NBC holders monetize positions. However, the transaction broadens EQBK’s market presence and should enhance deposit diversity. No immediate financial metrics were provided, so dilution vs. earnings accretion cannot yet be quantified. Governance changes appear routine and low-risk.

Equity Bancshares, Inc. (NYSE: EQBK) ha presentato un modulo 8-K il 2 luglio 2025 per comunicare diverse azioni di chiusura relative alla sua fusione precedentemente annunciata con NBC Corp. dell'Oklahoma.

  • Accordo Definitivo Materiale (Punto 1.01): EQBK ha stipulato un Accordo sui Diritti di Registrazione con gli ex azionisti di NBC. La società si impegna a compiere "sforzi commercialmente ragionevoli" per presentare e rendere efficace una registrazione a scaffale SEC che permetterà a tali azionisti di rivendere le azioni EQBK ricevute nella fusione in base alla Regola 415 su base continuativa.
  • Emissione di Azioni Non Registrate (Punto 3.02): EQBK ha emesso 1.729.783 azioni ordinarie di Classe A come corrispettivo della fusione, avvalendosi dell’esenzione per collocamento privato ai sensi della Sezione 4(a)(2) del Securities Act.
  • Nomina nel Consiglio (Punto 5.02): C. Kendric Fergeson, ex Presidente e CEO di NBC, entra a far parte sia del consiglio di EQBK sia di Equity Bank a partire dal 3 luglio 2025 e siederà nel Comitato Rischi. Riceverà la normale compensazione prevista per i direttori non dipendenti; non sono state segnalate transazioni con parti correlate.
  • Allegati (Punto 9.01): 2.1 – Accordo e Piano di Riorganizzazione (già presentato); 10.1 – Accordo sui Diritti di Registrazione; 104 – Dati di copertura Inline XBRL.

Il modulo 8-K finalizza gli aspetti legali dell’acquisizione di NBC, aggiunge un leader esperto di banche comunitarie nel governo societario e aumenta il numero di azioni EQBK tramite un’emissione privata che diventerà liberamente negoziabile una volta che la registrazione a scaffale sarà dichiarata efficace.

Equity Bancshares, Inc. (NYSE: EQBK) presentó un formulario 8-K el 2 de julio de 2025 para informar varias acciones de cierre relacionadas con su fusión previamente anunciada con NBC Corp. de Oklahoma.

  • Acuerdo Definitivo Material (Ítem 1.01): EQBK firmó un Acuerdo de Derechos de Registro con los antiguos accionistas de NBC. La compañía realizará “esfuerzos comercialmente razonables” para presentar y hacer efectiva una inscripción tipo shelf ante la SEC que permitirá a esos accionistas revender las acciones de EQBK recibidas en la fusión bajo la Regla 415 de forma continua.
  • Emisión de Acciones No Registradas (Ítem 3.02): EQBK emitió 1,729,783 acciones ordinarias Clase A como contraprestación de la fusión, amparándose en la exención de colocación privada bajo la Sección 4(a)(2) de la Ley de Valores.
  • Nombramiento en la Junta (Ítem 5.02): C. Kendric Fergeson, ex presidente y CEO de NBC, se incorpora a los consejos de EQBK y Equity Bank a partir del 3 de julio de 2025 y formará parte del Comité de Riesgos. Recibirá la compensación estándar para directores no empleados; no se reportaron transacciones con partes relacionadas.
  • Anexos (Ítem 9.01): 2.1 – Acuerdo y Plan de Reorganización (ya presentado); 10.1 – Acuerdo de Derechos de Registro; 104 – Datos de portada Inline XBRL.

El 8-K finaliza los aspectos legales de la adquisición de NBC, añade un líder experimentado de bancos comunitarios a la gobernanza y aumenta el número de acciones de EQBK mediante una emisión privada que pronto será libremente negociable una vez que la inscripción shelf sea declarada efectiva.

Equity Bancshares, Inc. (NYSE: EQBK)는 2025년 7월 2일 8-K 보고서를 제출하여 이전에 발표된 오클라호마 소재 NBC Corp.와의 합병과 관련된 여러 마감 조치를 공개했습니다.

  • 중대한 확정 계약 (항목 1.01): EQBK는 이전 NBC 주주들과 등록 권리 계약을 체결했습니다. 회사는 해당 주주들이 합병으로 받은 EQBK 주식을 규칙 415에 따라 지속적으로 재판매할 수 있도록 SEC 선반 등록을 제출하고 효력을 발생시키기 위해 "상업적으로 합리적인 노력"을 다할 것입니다.
  • 비등록 주식 발행 (항목 3.02): EQBK는 합병 대가로 1,729,783주 클래스 A 보통주를 발행했으며, 이는 증권법 섹션 4(a)(2)의 사모 예외를 근거로 합니다.
  • 이사회 임명 (항목 5.02): NBC의 전 회장 겸 CEO인 C. Kendric Fergeson이 2025년 7월 3일부터 EQBK 및 Equity Bank 이사회에 합류하며 위험 위원회에 참여할 예정입니다. 그는 비임원 이사 보수를 받으며 관련 당사자 거래는 보고되지 않았습니다.
  • 첨부 문서 (항목 9.01): 2.1 – 조직 및 재편 계약서 (기 제출); 10.1 – 등록 권리 계약; 104 – Inline XBRL 표지 데이터.

이번 8-K는 NBC 인수의 법적 절차를 마무리하며, 경험 많은 커뮤니티 은행 리더를 거버넌스에 추가하고, 곧 선반 등록이 효력 발생하면 자유롭게 거래될 사모 발행 주식을 통해 EQBK의 주식 수를 늘립니다.

Equity Bancshares, Inc. (NYSE : EQBK) a déposé un formulaire 8-K le 2 juillet 2025 pour divulguer plusieurs actions de clôture liées à sa fusion précédemment annoncée avec NBC Corp. de l'Oklahoma.

  • Accord définitif matériel (point 1.01) : EQBK a conclu un Contrat de droits d'enregistrement avec les anciens actionnaires de NBC. La société s'engage à faire des « efforts commercialement raisonnables » pour déposer et faire entrer en vigueur un enregistrement en étagère auprès de la SEC permettant à ces actionnaires de revendre en continu les actions EQBK reçues lors de la fusion selon la règle 415.
  • Émission d’actions non enregistrées (point 3.02) : EQBK a émis 1 729 783 actions ordinaires de classe A en contrepartie de la fusion, en s’appuyant sur l’exemption de placement privé prévue à l’article 4(a)(2) du Securities Act.
  • Nomination au conseil d’administration (point 5.02) : C. Kendric Fergeson, ancien président-directeur général de NBC, rejoint les conseils d’administration d’EQBK et d’Equity Bank à compter du 3 juillet 2025 et siègera au comité des risques. Il percevra la rémunération standard des administrateurs non salariés ; aucune transaction avec des parties liées n’a été signalée.
  • Pièces jointes (point 9.01) : 2.1 – Accord et plan de réorganisation (déjà déposé) ; 10.1 – Contrat de droits d'enregistrement ; 104 – Données de couverture Inline XBRL.

Le formulaire 8-K finalise les aspects juridiques de l’acquisition de NBC, ajoute un dirigeant expérimenté de banque communautaire à la gouvernance et augmente le nombre d’actions EQBK par une émission privée qui deviendra bientôt librement négociable une fois que l’enregistrement en étagère sera déclaré effectif.

Equity Bancshares, Inc. (NYSE: EQBK) reichte am 2. Juli 2025 ein 8-K ein, um mehrere Abschlussmaßnahmen im Zusammenhang mit der zuvor angekündigten Fusion mit NBC Corp. aus Oklahoma offenzulegen.

  • Materieller endgültiger Vertrag (Punkt 1.01): EQBK schloss eine Registrierungsrechtsvereinbarung mit ehemaligen NBC-Aktionären ab. Das Unternehmen wird „kommerziell angemessene Anstrengungen“ unternehmen, um eine SEC-Shelf-Registrierung einzureichen und wirksam werden zu lassen, die es diesen Aktionären ermöglicht, die im Rahmen der Fusion erhaltenen EQBK-Aktien kontinuierlich gemäß Regel 415 weiterzuverkaufen.
  • Unregistrierte Aktienausgabe (Punkt 3.02): EQBK gab 1.729.783 Stammaktien der Klasse A als Fusionsgegenleistung aus und berief sich dabei auf die Privatplatzierungsausnahme nach Abschnitt 4(a)(2) des Securities Act.
  • Vorstandsbestellung (Punkt 5.02): C. Kendric Fergeson, ehemaliger Vorsitzender und CEO von NBC, tritt ab dem 3. Juli 2025 sowohl dem Vorstand von EQBK als auch von Equity Bank bei und wird im Risikoausschuss sitzen. Er erhält die übliche Vergütung für nicht angestellte Direktoren; keine Geschäfte mit nahestehenden Parteien wurden gemeldet.
  • Anlagen (Punkt 9.01): 2.1 – Vereinbarung und Reorganisationsplan (bereits eingereicht); 10.1 – Registrierungsrechtsvereinbarung; 104 – Inline XBRL Deckdaten.

Das 8-K schließt die rechtlichen Abläufe der NBC-Übernahme ab, erweitert die Unternehmensführung um einen erfahrenen Leiter einer Community-Bank und erhöht die Anzahl der EQBK-Aktien durch eine privat platzierte Ausgabe, die nach Wirksamwerden der Shelf-Registrierung frei handelbar sein wird.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROOT JONATHAN D

(Last) (First) (Middle)
C/O OMADA HEALTH, INC.
500 SANSOME STREET, SUITE 200

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Omada Health, Inc. [ OMDA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/05/2025 A 237(1) A $0 9,973 D
Common Stock 4,571,769 I See footnotes(2)(4)
Common Stock 146,257 I See footnotes(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") in lieu of retainer fees. Each RSU represents the right to receive one (1) share of Common Stock.
2. Shares held by U.S. Venture Partners X, L.P.
3. Shares held by USVP X Affiliates, L.P.
4. Presidio Management Group X, L.L.C. ("PMG X"), the general partner of U.S. Venture Partners X, L.P. and USVP X Affiliates, L.P. (together, the "USVP X Funds"), has sole voting and dispositive power with respect to the shares held by the USVP X Funds. The Reporting Person is a managing member of PMG X, and may be deemed to share voting and dispositive power over the shares held by the USVP X Funds. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
/s/ Nathan Salha, as Attorney-in-Fact for Jonathan D. Root 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many new shares did Equity Bancshares (EQBK) issue for the NBC merger?

EQBK issued 1,729,783 Class A common shares to former NBC shareholders.

What is contained in the Registration Rights Agreement disclosed by EQBK?

EQBK agreed to file and seek effectiveness of a shelf registration so NBC shareholders can resell their EQBK shares under Rule 415.

Who joined Equity Bancshares' board after the NBC merger?

C. Kendric Fergeson, former NBC Chairman & CEO, was appointed to EQBK’s board and Risk Committee effective 3 July 2025.

Was the share issuance registered with the SEC?

No. The shares were issued under the Section 4(a)(2) private-placement exemption; a resale registration will follow.

Which exhibits were filed with the EQBK 8-K dated July 2, 2025?

Exhibit 2.1: Agreement & Plan of Reorganization; Exhibit 10.1: Registration Rights Agreement; Exhibit 104: Inline XBRL cover data.
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