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Director Pommeraud receives 5,291-share OMEX grant at $0 in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Odyssey Marine Exploration director Larissa Tiffany Pommeraud reported an equity award of 5,291 shares of common stock on February 6, 2026. The shares were acquired at a price of $0, reflecting a grant rather than an open-market purchase. Following this transaction, she beneficially owned 41,840 shares directly. A related footnote explains that the 5,291 shares represent restricted stock units that vest on February 6, 2026.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pommeraud Larissa Tiffany

(Last) (First) (Middle)
31 CLEARWATER DRIVE

(Street)
DOVER NH 03820

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ODYSSEY MARINE EXPLORATION INC [ "OMEX" ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 A(1) 5,291 A $0 41,840 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units vest on February 6, 2026
Larissa Tiffany Pommeraud 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Odyssey Marine Exploration (OMEX) disclose in this Form 4 filing?

Odyssey Marine Exploration reported that director Larissa Tiffany Pommeraud acquired 5,291 shares of common stock on February 6, 2026. The shares were granted at $0 as restricted stock units vesting on that date, increasing her direct beneficial ownership to 41,840 shares.

Who is the insider involved in this OMEX Form 4 transaction?

The insider is Larissa Tiffany Pommeraud, a director of Odyssey Marine Exploration. She reported receiving 5,291 shares of common stock as an equity award, bringing her directly held beneficial ownership to 41,840 shares after the February 6, 2026 transaction.

How many OMEX shares did the director acquire and at what price?

Director Larissa Tiffany Pommeraud acquired 5,291 shares of Odyssey Marine Exploration common stock in the reported transaction. The filing shows a transaction price of $0 per share, indicating these shares were received as a compensatory grant rather than bought in the market.

What is Larissa Tiffany Pommeraud’s OMEX ownership after this Form 4 transaction?

After the February 6, 2026 transaction, Larissa Tiffany Pommeraud beneficially owned 41,840 shares of Odyssey Marine Exploration common stock. The filing classifies this position as directly held, reflecting her updated stake following the 5,291-share equity award.

What does the restricted stock unit footnote in the OMEX filing mean?

The footnote states that the 5,291 reported shares are restricted stock units that vest on February 6, 2026. This means the director’s right to these shares was tied to vesting conditions, and the Form 4 records the acquisition when those units vested into common stock.

Is the OMEX Form 4 transaction a purchase or a stock grant to the director?

The transaction represents a stock grant, not a market purchase. The filing shows 5,291 common shares acquired at $0 per share and explains via footnote that these are restricted stock units vesting on February 6, 2026, typical of director compensation.
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