OOMA (NYSE: OOMA) Form 144: Broker notice to sell 20,000 shares under vesting plan

Rhea-AI Filing Summary

OOMA filed a Form 144 reporting a proposed resale of common stock by a broker/dealer and related plan vesting amounts. The filing lists 20,000 shares associated with the broker entry and three restricted stock vesting entries of 7,498, 11,556, and 946 shares tied to vesting dates.

The notice cites an aggregate dollar figure of $367,013.90 and a date of 06/24/2026 on the header line. The securities are described as restricted stock vesting under a registered plan; the filing is a proposed sale notice under Form 144.

Insights

Corporate Securities Counsel

Form 144 lists proposed resale quantities and vesting schedule; legal clearance mechanics apply.

The filing lists a broker/dealer entry showing 20,000 shares and an aggregate dollar amount of $367,013.90. It also shows restricted stock vesting entries dated 06/01/2022, 06/05/2025, and 06/05/2026 for 7,498, 946, and 11,556 shares respectively.

These items are procedural: Form 144 is a notice of proposed resale and does not itself effect a sale. Timing, method of sale, and whether the shares will actually be sold are governed by applicable resale rules and plan terms; subsequent filings would show execution details.

Key Figures

Broker-listed shares: 20,000 shares Aggregate dollar figure: $367,013.90 Vesting — 06/01/2022: 7,498 shares +3 more

6 metrics

Broker-listed shares 20,000 shares Header broker/dealer line

Aggregate dollar figure $367,013.90 Header line amount

Vesting — 06/01/2022 7,498 shares Restricted Stock Vesting Under a Registered Plan

Vesting — 06/05/2025 946 shares Restricted Stock Vesting Under a Registered Plan

Vesting — 06/05/2026 11,556 shares Restricted Stock Vesting Under a Registered Plan

Form type Form 144 Notice of proposed resale

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Broker/Dealer entry

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker/Dealer entry market

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 06/24/2026 - 04:51 PM Accepted by SEC EDGAR 06/24/2026 - 04:50 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	367013.90	27500000	06/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			7498	06/01/2022	Not Applicable
Common	06/05/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			11556	06/05/2026	Not Applicable
Common	06/05/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			946	06/05/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the OOMA Form 144 report?

It reports a proposed resale notice for common stock, including a broker entry of 20,000 shares. The filing also lists restricted stock vesting entries of 7,498, 11,556, and 946 shares with specified vesting dates and an aggregate dollar figure of $367,013.90.

Who is the selling party listed in the OOMA Form 144?

The header lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker/dealer entry tied to 20,000 shares. The filing also identifies the securities as issued under a registered plan and tied to the issuer for vesting entries.

Do the listed restricted stock entries mean shares were already sold?

No; the entries describe restricted stock vesting under a registered plan on specific dates (06/01/2022, 06/05/2025, 06/05/2026). Form 144 is a proposed resale notice and does not itself confirm completed sales.

What monetary figure appears on the OOMA Form 144 and what is its label?

The header includes an aggregate dollar figure of $367,013.90. The filing text presents this number in the header row but does not attach further detail on proceeds or how that figure was derived.