Ooma Holdings (NYSE: OOMA) files Rule 144 notice for 3,000 shares

Rhea-AI Filing Summary

Ooma Holdings filed a Rule 144 notice for the potential sale of 3,000 shares of Common Stock. The filing lists Restricted Stock Vesting Under a Registered Plan with a vesting date of 06/01/2022 and a filing date of 06/10/2026. The entry names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker of record and shows the listing exchange as NYSE.

Insights

Securities Counsel

Routine Rule 144 notice for a small restricted‑share transaction.

This filing lists the resale notice for 3,000 shares that vested under a registered plan on 06/01/2022. Rule 144 notices are typical administrative steps for affiliates or persons reselling restricted stock after required holding periods.

The filing names a broker and an exchange; timing and whether the shares have been sold are not stated in the excerpt. Subsequent Form 4/Form 5 or broker records would show execution details if applicable.

Key Figures

Shares listed for resale: 3,000 shares Vesting date: 06/01/2022 Filing date: 06/10/2026 +2 more

5 metrics

Shares listed for resale 3,000 shares listed in the Form 144 entry

Vesting date 06/01/2022 Restricted Stock Vesting Under a Registered Plan

Filing date 06/10/2026 date field shown in the table

Numeric field shown 53940.00 numeric value present in the excerpt

Numeric field shown 27500000 numeric value present in the excerpt

Key Terms

Restricted Stock Vesting, Rule 144, Registered Plan

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Filer Information | 144: Filer Information"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	53940.00	27500000	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			3000	06/01/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does OOMA's Rule 144 notice for 3,000 shares mean?

It notifies the market of an intended resale of 3,000 shares that vested under a registered plan on 06/01/2022. The notice itself does not confirm a completed sale; it signals compliance with resale reporting requirements.

Who is listed as the broker in the OOMA Form 144 filing?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker of record. The entry also lists the exchange as NYSE, per the provided table fields.

Does the Form 144 show proceeds or price for OOMA's 3,000 shares?

The excerpt includes numeric fields such as 53940.00 and 27500000 but does not label them as proceeds or price in plain text. The filing text provided does not state an explicit sale price or gross proceeds.

When did the restricted shares vest in the OOMA filing?

The restricted shares are shown as vesting on 06/01/2022. The Form 144 entry ties that vesting event to the registered plan that made the shares issuable.

Is a completed sale confirmed by this Form 144 for OOMA (OOMA)?

No. The Form 144 excerpt indicates an intended resale under Rule 144 for 3,000 shares but does not confirm execution. Completion would appear in broker records or subsequent filings if required.