Morgan Stanley Smith Barney: 15,321 Shares Proposed Sale

Morgan Stanley Smith Barney LLC Executive Financial Services15,321 shares of Common Stock.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services15,321 shares of Common Stock. The filing lists an aggregate amount of $294,469.62 and shows 27,500,000 shares outstanding with a 07/01/2026 date and NYSE as the exchange. The notice also lists 13,316 Restricted Stock Units and 2,005 shares under an Employee Stock Purchase Plan.

Insights

Securities Compliance Analyst

Form 144 reports a proposed sale by an institutional broker-dealer on behalf of an account.

The filing lists a proposed disposition of 15,321 shares with an aggregate value of $294,469.62 and identifies the exchange as NYSE. The entry also shows 27,500,000 shares outstanding dated 07/01/2026.

Timing and sale mechanics are not described in the excerpt; subsequent Form 4 or broker confirmations would show actual execution details and whether sales occurred under an exemption.

Key Figures

Proposed shares to sell: 15,321 shares Aggregate amount: $294,469.62 Shares outstanding: 27,500,000 shares +2 more

5 metrics

Proposed shares to sell 15,321 shares listed on the Form 144 entry

Aggregate amount $294,469.62 aggregate amount shown alongside the proposed shares

Shares outstanding 27,500,000 shares listed with date <date>07/01/2026</date>

Restricted Stock Units 13,316 units Restricted Stock Units dated <date>03/08/2024</date>

Employee Stock Purchase Plan 2,005 shares Employee Stock Purchase Plan dated <date>03/15/2024</date>

Key Terms

Form 144, Restricted Stock Units, Employee Stock Purchase Plan

3 terms

Form 144 regulatory

"submitted a Form 144 notifying a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 13,316 | 03/08/2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"Employee Stock Purchase Plan | Issuer | 2,005 | 03/15/2024"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

What does the Form 144 for OOMA show?

It shows a proposed sale of 15,321 shares with an aggregate amount of $294,469.62. The filing lists 27,500,000 shares outstanding with a 07/01/2026 date and NYSE as the exchange.

Who is listed as the selling filer in this Form 144?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services. The entry identifies the broker-dealer and an account role rather than an individual natural person in the excerpt.

Are restricted or plan-based securities included in the filing?

Yes. The excerpt lists 13,316 Restricted Stock Units and 2,005 shares under an Employee Stock Purchase Plan, both shown with dates in March 2024.

Does this Form 144 confirm the sale was completed?

No. Form 144 is a notice of a proposed sale; the excerpt does not state execution. Subsequent trading reports or Form 4 filings would confirm completed transactions.

What exchange and date are associated with the filing?

The excerpt lists the exchange as NYSE and includes a date of 07/01/2026 alongside the noted share and aggregate amounts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:22 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001724512
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OOMA, INC.
SEC File Number	001-37493
Address of Issuer	525 Almanor Avenue, Suite 200 Sunnyvale CALIFORNIA 94085
Phone	6505666600
Name of Person for Whose Account the Securities are To Be Sold	JENNY C YEH TRUST
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15321	294469.62	27500000	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/08/2024	Restricted Stock Units	Issuer			13316	03/08/2024	N/A
Common	03/15/2024	Employee Stock Purchase Plan	Issuer			2005	03/15/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 03/08/2024 through 09/08/2024.
Date of Notice	07/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	04/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/S/ Jenny C. Yeh
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)