OOMA (NYSE: OOMA) Form 144 lists proposed sales of vested restricted shares

Rhea-AI Filing Summary

OOMA filing: a Form 144 notice reports proposed sales of common stock tied to restricted stock vesting under a registered plan. The filing lists multiple vesting events and share quantities dated 12/01/2022, 03/01/2025, 03/15/2025, and 06/01/2025.

The entry shows specific vested lots of 3,741, 10,977, 7,480, and 5,468 shares respectively. The notice is administrative: it documents proposed disposals under Rule 144 procedures rather than an immediate company capital action.

Insights

Securities Compliance Analyst

Form 144 lists proposed dispositions of vested restricted shares across four vesting dates.

The filing documents proposed sales tied to restricted stock vesting under a registered plan with specific lot sizes dated 12/01/2022, 03/01/2025, 03/15/2025, and 06/01/2025. It functions as a statutory notice of intent to sell under resale conditions.

Timing and execution details are not shown in the excerpt; subsequent broker filings or sale confirmations would show actual transactions and proceeds.

Key Figures

Vesting lot: 3,741 shares Vesting lot: 10,977 shares Vesting lot: 7,480 shares +2 more

5 metrics

Vesting lot 3,741 shares vested on 12/01/2022

Vesting lot 10,977 shares vested on 03/01/2025

Vesting lot 7,480 shares vested on 03/15/2025

Vesting lot 5,468 shares vested on 06/01/2025

Form type Form 144 notice of proposed sale under resale rules

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Morgan Stanley Smith Barney LLC

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Securities To Be Sold entries listing dates and share counts"

Form 144 regulatory

"Top metadata and filing header indicating the form type"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Morgan Stanley Smith Barney LLC market

"Broker/agent listed at One New York Plaza in the securities section"

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Available on EDGAR 06/24/2026 - 04:22 PM Accepted by SEC EDGAR 06/24/2026 - 04:21 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	27666	511821.00	27500000	06/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			5468	06/01/2025	Not Applicable
Common	03/01/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			10977	03/01/2025	Not Applicable
Common	12/01/2022	Restricted Stock Vesting Under a Registered Plan	Issuer			3741	12/01/2022	Not Applicable
Common	03/15/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			7480	03/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did OOMA disclose in this Form 144 filing?

The filing discloses proposed sales of vested restricted common stock tied to a registered plan. It lists four vesting dates and share amounts of 3,741, 10,977, 7,480, and 5,468 associated with those dates.

Does the Form 144 mean OOMA will immediately sell these shares?

No, Form 144 is a notice of intent to sell under resale rules. It lists proposed disposals; the filing does not itself confirm executed sales or show proceeds and transaction timing.

Which dates and share quantities are listed in the OOMA excerpt?

The excerpt shows vesting dates 12/01/2022 (3,741 shares), 03/01/2025 (10,977), 03/15/2025 (7,480), and 06/01/2025 (5,468), each described as restricted stock vesting under a registered plan.

Who is listed as the broker/agent for the proposed sales?

The excerpt names Morgan Stanley Smith Barney LLC at One New York Plaza, 8th Floor, New York, NY. The filing includes that broker in the securities-to-be-sold section.