Broker files Form 144 for vested OOMA shares

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of Common stock tied to restricted stock vesting under a registered plan.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of Common stock tied to restricted stock vesting under a registered plan. The filing lists five vesting events: 09/08/2025 (2,134 shares), 09/10/2025 (2,020 shares), 09/15/2025 (4,324 shares), 12/08/2025 (1,325 shares), and 03/01/2026 (987 shares). The entries are described as issuer vesting events under a registered plan and include broker information for the proposed transactions.

Insights

Securities Compliance Analyst

Routine Form 144 notice listing proposed resale of vested shares.

The filing lists multiple restricted stock vesting events under a registered plan with specific share counts and vesting dates. It functions as a broker-notice of intended resale rather than a completed sale.

Cash-flow treatment and exact sale timing are not stated; subsequent transaction details will appear in trade reports or Forms 4/5 if executed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does OOMA's Form 144 filing show?

It lists proposed sales tied to restricted stock vesting under a registered plan. The filing shows five vesting dates with specific share counts and identifies the broker involved in the proposed transactions.

How many shares are listed for the 09/15/2025 vesting in OOMA's Form 144?

The filing lists 4,324 shares vesting on 09/15/2025. This entry appears among five separate vesting events recorded as issuer restricted stock vesting under a registered plan.

Does OOMA's Form 144 report completed sales or proposed sales?

Form 144 reports proposed sales, not completed trades. The document lists intended resale notices tied to vesting events; execution and settlement details are not provided in the excerpt.

Who is the broker listed on the OOMA Form 144?

The broker is Morgan Stanley Smith Barney LLC at 1 New York Plaza, 8th Floor, New York. The filing identifies this broker in connection with the proposed resale of vested restricted shares.

Which vesting dates and share counts are included in the OOMA Form 144?

Vesting dates and counts: 09/08/2025 (2,134), 09/10/2025 (2,020), 09/15/2025 (4,324), 12/08/2025 (1,325), 03/01/2026 (987). These are listed as issuer restricted stock vesting events.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/06/2026 - 05:22 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001379827
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OOMA, INC.
SEC File Number	001-37493
Address of Issuer	525 ALMANOR AVENUE SUITE 200 SUNNYVALE CALIFORNIA 94085
Phone	650-566-6600
Name of Person for Whose Account the Securities are To Be Sold	SHIGEYUKI HAMAMATSU
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10790	153411.14	27600000	03/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/08/2025	Restricted stock vesting under a registered plan	Issuer			2134	09/08/2025	Not Applicable
Common	09/10/2025	Restricted stock vesting under a registered plan	Issuer			2020	09/10/2025	Not Applicable
Common	12/08/2025	Restricted stock vesting under a registered plan	Issuer			1325	12/08/2025	Not Applicable
Common	03/01/2026	Restricted stock vesting under a registered plan	Issuer			987	03/01/2026	Not Applicable
Common	09/15/2025	Restricted stock vesting under a registered plan	Issuer			4324	09/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Shigeyuki Hamamatsu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)