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Ooma (NYSE: OOMA) CAO surrenders shares to cover RSU tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc.'s Chief Accounting Officer, Namrata Sabharwal, reported a small share disposition tied to taxes rather than an open‑market trade. On this Form 4, 196 shares of common stock at $14.40 per share were delivered back to Ooma to cover withholding taxes due on vested restricted stock units. After this tax-withholding transaction, Sabharwal directly holds 90,818 Ooma common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sabharwal Namrata

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/08/2026 F(1) 196 D $14.4 90,818 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Namrata Sabharwal 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did OOMA Chief Accounting Officer report on this Form 4?

The filing shows Namrata Sabharwal disposed of 196 Ooma common shares. These shares were delivered back to the company to satisfy withholding tax obligations triggered when restricted stock units vested, rather than being sold in the open market.

Was the OOMA insider transaction an open-market sale of shares?

No, the transaction was a tax-withholding disposition, not an open-market sale. Shares were surrendered to Ooma at $14.40 per share to cover tax liability arising when restricted stock units vested for the Chief Accounting Officer.

How many OOMA shares did the insider dispose of and at what price?

The Chief Accounting Officer delivered 196 Ooma common shares at $14.40 per share. This was recorded as a tax-withholding disposition, meaning the shares were used to pay withholding taxes due on newly vested restricted stock units.

How many OOMA shares does the Chief Accounting Officer hold after this transaction?

Following the tax-withholding disposition, Namrata Sabharwal directly holds 90,818 Ooma common shares. This figure reflects her remaining ownership after 196 shares were delivered back to the company to cover vesting-related tax obligations.

What does transaction code F mean in the OOMA Form 4 filing?

Transaction code F indicates a tax-related disposition of shares. In this case, the reporting person delivered Ooma common shares to the issuer to pay the exercise price or withholding tax liability related to vested restricted stock units, rather than selling shares on the market.
Ooma Inc

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396.87M
25.80M
Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE