STOCK TITAN

Ooma (OOMA) CEO transfers shares to cover RSU tax

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ooma Inc. director, CEO and President Eric B. Stang reported a routine tax-related share disposition. He delivered 8,236 shares of common stock to the company to pay withholding taxes due upon vesting of restricted stock units, rather than selling shares in the open market.

After this transaction, he directly owns 882,436 common shares1,236,997 common shares

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STANG ERIC B

(Last) (First) (Middle)
C/O OOMA, INC.
525 ALMANOR AVE., SUITE 200

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OOMA INC [ OOMA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Pres.
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2026 F(1) 8,236 D $13.68 882,436 D
Common Stock 1,236,997 I By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
/s/ Eric B. Stang 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did OOMA CEO Eric Stang report on this Form 4?

Eric B. Stang reported delivering 8,236 shares of Ooma common stock to the company to cover withholding taxes upon restricted stock unit vesting. This is a tax-withholding disposition, not an open-market sale, and reflects routine handling of equity-based compensation.

Was the OOMA CEO’s Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. Eric B. Stang transferred 8,236 shares back to Ooma to satisfy withholding tax obligations on vested restricted stock units, as indicated by the F transaction code and the footnote describing payment of the withholding tax liability.

How many OOMA shares does CEO Eric Stang hold directly after this Form 4?

Following the tax-withholding disposition, Eric B. Stang directly holds 882,436 shares of Ooma common stock. This figure is reported as his total shares following the transaction in the Form 4 and shows he retains a substantial direct equity position in the company.

What indirect OOMA share holdings are reported for Eric Stang’s family trust?

The filing lists 1,236,997 Ooma common shares held indirectly through the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust. This entry reflects indirect ownership, separate from his direct holdings, and is labeled with an indirect ownership code in the report.

How should investors interpret the tax-withholding share disposition reported by OOMA’s CEO?

The 8,236-share tax-withholding disposition is a routine administrative event tied to restricted stock unit vesting. Shares were delivered to Ooma to pay taxes, not sold in the market, while Eric B. Stang continues to hold large direct and indirect positions in the company.
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Software - Application
Services-computer Processing & Data Preparation
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United States
SUNNYVALE